(中国证券公司的综合治理)

RegistrationFormHKSIProfessionalEventReturnbyFax:28992611OverviewofChineseSecuritiesFirms–FocusingonM&AandRiskManagement(中國證券公司的綜合治理)PresentedbyMrMartinJiangChiefComplianceOfficerHaiTong(HK)FinancialHoldingsLtd.Wednesday,20August2008FullNameofParticipant(s)BLOCKLETTERSCompany/FirmJobTitleMembershipNumberDr/Mr/Ms/MrsDr/Mr/Ms/MrsDr/Mr/Ms/MrsDr/Mr/Ms/MrsPleasenote:(1)IndividualmembersMUSTfillintheirmembershipno.onthisformforCPTtrackingpurposes.(2)ParticipantsMUSTattendthewholeseminarincludingthequestion&answersession.Otherwise,No/ZeroCPThourswillbegiven.(3)Confirmationwillbeforwardedtoparticipantsviaemailonly.(4)Pleasefillinthebadweathercontactno.forspecialarrangementpurposesifbadweathersignalison.ContactPerson:Tel:BadWeatherContactno.(Mobileno.preferred):Fax:Email(required):Duetothepopularityofthisseminar,bookingswillonlybeconfirmedwithpayment,onafirst-come-first-servedbasis.(Prioritywillbegiventomembers)Paymentby:WebMembershipCouponCheque(Pleasemakechequepayableto“HongKongSecuritiesInstituteor香港證券專業學會”)AmericanExpressVISAMasterCardAmericanExpress/VISA/MasterCardNumber:□□□□□□□□□□□□□□□□Cardholder’sName:TotalPayment:ExpiryDate:Signed:Date:RegistrationConditionsforHKSISeminars&RegulatoryUpdates1.Registrationsmustbesubmittedbymailorfax.Notelephonereservationswillbeentertained.2.Registrationsarealwaysacceptedonafirst-come-firstservedbasis.Threeworkingdayspriortotheevent,thecontactpersonshouldreceiveanemailconfirmation.IfthecontactpersondoesnothearfromtheInstitutebythen,he/sheshouldcalleventhotlineon3120-6170forfurtherenquiry.3.Allfeesmustbesettledbycash,chequeorcreditcardonedaypriortothedateoftheevent.4.Chequesshouldbemadepayableto“HongKongSecuritiesInstitute”.5.Substitutionsareavailablebeforetheevent,registrantsmustnotifytheInstituteofthearrangementbywriting.A100%refundwillbegivenifcancellationnoticeisreceived7workingdaysbeforetheeventdate.NOrefundwillbegivenforcancellationsreceivedwithin7workingdaysbeforetheeventdate.6.HongKongSecuritiesInstitutereservestherightonthefollowing:i)Tochangeorcancelanyofitseventsduetounforeseencircumstances.ii)Toaskimproperlybehavedparticipantstoleavetheevent.Norefund/CPThour(s)willbeconsideredunderthiscircumstance.Address:Room2403-08,24thFloor,WingOnCentre,111ConnaughtRoadCentral,HongKongProfessionalEventsHotline:31206170Fordetails,pleasevisitourwebsiteat(s)andarenotnecessarilysharedbytheBoardoftheInstitute.MaterialsprovidedaspartoftheCPTprogrammesareforpurposeofindividual’scontinuingprofessionaltraining.BoththeviewsexpressedandthematerialshandedoutinorinrelationtotheCPTprogrammesshouldnotbeusedasasubstituteforprofessionaladvice.TheCPTprogrammesarepresentedwithoutresponsibilityonthepartofthespeaker(s)ortheHongKongSecuritiesInstituteforlossoccasionedinanypersonactingorrefrainingfromactionasaresultofanyvieworstatementexpressedtherein.