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中华人民共和国证券法(2005年修订)SECURITIESLAWOFTHEPEOPLE'SREPUBLICOFCHINA(revisedin2005)（1998年12月29日第九届全国人民代表大会常务委员会第六次会议通过根据2004年8月28日第十届全国人民代表大会常务委员会第十一次会议《关于修改〈中华人民共和国证券法〉的决定》修正2005年10月27日第十届全国人民代表大会常务委员会第十八次会议修订）(Adoptedatthe6thMeetingoftheStandingCommitteeofthe9thNationalPeople'sCongressonDecember29,1998,revisedatthe18thMeetingoftheStandingCommitteeoftheTenthNationalPeople'sCongressofthePeople'sRepublicofChinaonOctober27,2005accordingtotheDecisiononRevisingtheSecuritiesLawofthePeople'sRepublicofChinaasmadeatthe11thmeetingoftheStandingCommitteeofthe10thPeople'sCongressonAugust28,2004)2目录第一章总则...........................................................................................................................3ChapterIGeneralProvisions............................................................................................................3第二章证券发行.......................................................................................................................4ChapterIIIssuanceofSecurities.......................................................................................................4第三章证券交易...........................................................................................................................16ChapterIIITradingofSecurities......................................................................................................16第一节一般规定.................................................................................................................16SectionIGeneralProvisions....................................................................................................16第二节证券上市.................................................................................................................19SectionIIListingofSecurities..................................................................................................19第三节持续信息公开.........................................................................................................25SectionIIIOn-goingInformationDisclosure............................................................................25第四节禁止的交易行为.......................................................................................................30SectionIVProhibitedTradingActs..........................................................................................30第四章上市公司的收购...............................................................................................................35ChapterIVAcquisitionofListedCompanies...................................................................................35第五章证券交易所.....................................................................................................................40ChapterVStockExchanges.............................................................................................................40第六章证券公司...........................................................................................................................45ChapterVISecuritiesCompanies....................................................................................................45第七章证券登记结算机构...........................................................................................................59ChapterVIISecuritiesRegistrationandClearingInstitutions..........................................................59第八章证券服务机构.................................................................................................................63ChapterVIIISecuritiesTradingServiceInstitutions.....................................................................63第九章证券业协会.....................................................................................................................65ChapterIXSecuritiesIndustryAssociation......................................................................................65第十章证券监督管理机构...........................................................................................................66ChapterXSecuritiesRegulatoryBodies..........................................................................................67第十一章法律责任.....................................................................................................................71ChapterXILegalLiabilities...........................................................................................................71第十二章附则.....................................................................................................................89ChapterXIISupplementaryArticles.............................................................................................893第一章总则ChapterIGeneralProvisions第一条为了规范证券发行和交易行为，保护投资者的合法权益，维护社会经济秩序和社会公共利益，促进社会主义市场经济的发展，制定本法。Article1ThepresentLawisformulatedforthepurposeofregulatingtheissuanceandtransactionofsecurities,protectingthelawfulrightsandinterestsofinvestors,safeguardingtheeconomicorderandpublicinterestsofthesocietyandpromotingthegrowthofthesocialistmarketeconomy.第二条在中华人民共和国境内，股票、公司债券和国务院依法认定的其他证券的发行和交易，适用本法；本法未规定的，适用《中