总承包工程建设供应链收益协调模型研究

中国科学技术大学硕士学位论文总承包工程建设供应链收益协调模型研究姓名：张云申请学位级别：硕士专业：管理科学与工程指导教师：吕萍2011-06IABSTRACTIIIABSTRACTTheconstructionprojectsinChinaarefacingmanyproblems,includinglowlevelontechnologyandmanagement,theconstructioncostoverrun,longconstructionperiod,andpoorqualityandsoon,becauseallstagesofprojectimplementationareseparated,andlacksystematicmanagementideasandmethods,theanotherreasonislackofcooperativecoordinationmechanism,soitisparticularlynecessarytointroducesupplychainmanagementtheoryintheconstructionindustry,andhowtocoordinatetheparticipantstomakethemcooperatewitheachothertomaximizetheprofitofsupplychainhasbecomeimportantresearchoftheconstructionsupplychainmanagement.Thispaperatfirstdescribestheresearchbackgroundandtheresearchsituationofthegeneralcontractingmode,constructionsupplychain,andsupplychaincoordination;andthenestablishestheprofitcoordinationmodelbetweenthegeneralcontractorandthesubcontractorbasedonfixed-priceplusincentivebonuscontractonthebackgroundofgeneralcontractingconstructionsupplychain,aftersolvingthemodel,theauthoranalyzesthevariationtendencyofrevenuefunctionsofthegeneralcontractor,thesubcontractorandthesupplychainwithbonusdistributioncoefficient.Theexamplegivesspecificfunctionimages,theresultsshowthatthememberswithhigherefficiencyorlowercostcangetmoreprofit,andwhentheirstrengthsaredifferent,thegeneralcontractorandthesubcontractorhavedifferentbargaincapacities;finally,consideringtheprincipal-agentrelationshipbetweentheownerandthegeneralcontractor,andtheinterestsofthegeneralcontractorandthesubcontractorarecloselylinked,sothepaperthinksthemasaprofit-relevantbody—contractor,appliestheagenttheorytostudytheprofitcoordinationproblemsbetweentheownerandthecontractorbasedonthefixed-priceplusincentivebonuscontract,theresearchresultsconfirmthatboththegeneralcontractorandthesubcontractorhavetheimpetustoimprovetheirtechnologylevel,managementlevel,andtakerisks.KeyWords:generalcontracting,constructionsupplychain,incentivecontract,coordinationmodel,__________________________________________________________________________________________11.11.1.120109520624%23.9%2010330049974619080525.62080308010%15%21.1.21.2.31.21.2.3.4.5.1.341.2.3.52.1Graham(1998)Blayseetal(2004)(Cheungetal,2001)14(DBB)DBB20802.1.11.(EPC)/2.(Turnkey)63.(DB)DBB1.DBB2.DBB3.DBB2.1.219947Anthonyetal(1996)290182Marketal(1998)Jacketal(1998)Keithetal(1999)DBDBBDB59%77%Beardetal(2001)DBBShresthaetal(2007)11DBBDB9.6%5.2%Loveetal(2008)(2003)DBEPCDBEPC(2004)(2004)(2007)8(2005)(2007)DBB2.22.2.12080Houlihan(1987)Leeetal(1995)(2000)259Jayanthetal(2010)Scottetal(1991)Baatz(1995)2090Cooperetal(1997)Harlandetal(1999)(2000)28Rothwell(1992)Just–in-timeTime-basedCompetitionBagchietal(2003)Clossetal(2003)2.2.2102090KoskelaCSCMBertelsen,O'brienFischersCSCMCooperetal(1997)12Muyaetal(1999)Rubenetal(2000)170Lietal(2000)(2004)(2004)Maliketal(2001)Akintoyeetal(2000)Lietal(2000)11Rubenetal(2000)171Londonetal(1998),Cox(1999)Saadetal(2002)Briscoeetal(2004)2.12.12.2.3121.2.3.4.2.3Just-in-timeTime-basedCompetition13(2006)Swaminathanetal(2003)2.3.1Schneeweissetal(2004)60ClarketalSpenglerForresterBhatnagarWongetal(2004)14123Fugateetal(2006)Cachon(2003)(2005)(2006)Gilbertetal(2003)Krishnanetal(2004)2.3.2GiannoccaroPontrandolfoFinkAgent15Bhatnagar,ChandraDominguez,LashariLee,Whang1.2.2.3.316Branconietal(2004)(2008)Bubshait(2003)(2008)(2009)17(2006)(2007)(2010)(2003)(2010)18Eccles(1981)Duboisetal(2000)75%FIDICBubshait(2003)Branconietal(2004),3.1Broomwetal(2002)1.192.1.2.3.GrahamLam(2007)(2000)3.2203.312LPP+=13.1P1PL1Pϕ10≤≤ϕL)(22111aaPLααϕ+=3.2ia10≤≤ia2,1=iiα02,1=i321LPR)1(2λ−+=3.32Pλ10≤≤λ421)(iiiaPCβϕ=3.4iβ02,1=i501C02C02010CCC+=63.4π1π2π022212111221111021)()()(CaPaPaaPPCCCP−−−++=−−−=βϕβϕααϕπ3.501211122111210111)()()(CaPaaPPPCCRP−−++−=−−−=βϕααλϕπ3.60222212211120222)()()1(CaPaaPPCCR−−+−+=−−=βϕααϕλπ3.73.63.7πmax1maxπ2maxπ10≤≤ϕ,10≤≤ia,3.80iα,0iβ,2,1=i223.61a12111112aPPaβϕαλϕπ−=∂∂3.93.72a222121222)1(aPPaβϕαϕλπ−−=∂∂3.10011=∂∂aπ022=∂∂aπ211*12βλα=a222*22)1(βαλ−=a1λ*1a*2a3.53.63.70222212121122222212111*42)44(CPPPP−+++−=βαϕλβαϕλβαβαϕπ3.110122221222222121121*12)24(CPPPP−+−+−=λβαϕλβαβαϕπ3.12022222122222121122121222212*24)22()24(CPPPP−+−+−+=βαϕλβαβαϕλβαβαϕπ3.133.11λ21211222221211*2)44(2βαϕλβαβαϕλπPP++−=∂∂3.14λπ∂∂*=0212222212221*βαβαβαλ+=212222212122*1βαβαβαλ+=−1*αλ∂∂01*βλ∂∂02*)1(αλ∂−∂02*)1(βλ∂−∂0232ik=iiβα/ikiiβα/3.113.123.1302212112222111*4121)(41CkPkPkkPP−+++−=ϕλϕλϕπ3.150122122221121*121)2(41CkPkkPPP−+−+−=λϕλϕπ3.1602221222112212212*241)(21)2(41CkPkkPkkPP−+−+−+=ϕλϕλϕπ3.173.53.153.163.17λ21kk21kk=21kkλ121kk21kk*π*πλ21122211*21)(21kPkkPϕλϕλπ++−=∂∂0*=∂∂λπ222121kkk+=λ∵21kk∴222121kkk+=λ∈1,21,*πλ*1πλ22122211*121)2(21kPkkPϕλϕλπ+−=∂∂∵21kk24∴22122221*121)2(21kPkkPϕλϕλπ+−∂∂λϕϕλπ221221*12121kPkP−∂∂∵[]1,0∈λ∴0*1∂∂λπ*2πλ)21)2(212221121221*2kkPkkP−+−=∂∂ϕλϕλπ0*2=∂∂λπ222122212kkkk−−=λ∵21kk∴0222122212kkkk−−=λ22212221kkkk−−=1022122−kk[]1,0∈λ3.13.121kkλ[]1,0∈λ*π21122211*21)(21kPkkPϕλϕλπ++−=∂∂()1,2/1*1π22122211*121)2(21kPkkPϕλϕλπ+−=∂∂0*1∂∂λπ*2π)21)2(212221121221*2kkPkkP−+−=∂∂ϕλϕλπ(),103.1221k