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上海交通大学硕士学位论文TRIPs协议下的专利平行进口问题姓名：张清霞申请学位级别：硕士专业：法律指导教师：萧凯20071231TRIPs,,,:PATENTPARALLELIMPORTUNDERTRIPsTREATYABSTRACTPatentparallelimportsisconcernedandregardedashotspotbyallcountryinintellectualpropertyrightandinternationaltradefield.itmeansthatimportersinacountrywhoarestillnotpermittedpurchasingthepatentproductsthatwereproducedormanufacturedbypatenteeorpatentlicenserwhenthepatenthavebeenprotectedbythelawofimportingcountry.Allcountryalsodisposesinaccordingtotheirfactualconditionbecauseitisnotguideddefinitelyininternationalconventions,sotheirlegislationsarenotdifferentfromoneanther.TherestillisnotlegislationguidingforpatentparallelimportsinChinatoday.Fornow,patentrightincreasinglyisprotectedthroughinternationalandinternationaltradeinclinestoliberalization,sopatentparallelimportsnotonlyinvolvewithbenefitpatentee,butalsohaveimportantimpactstonationalindustryandeconomicaldevelopmentforacountry.WeshouldgetreadytoitthoughtherearenotcasesaboutpatentparallelimportsbyfaruptonowinChina.Ianalyzeallkindsoftheorydoctrinesaboutparallelimportscomparepracticesaboutlegislationandjudicialofparallelimportandfinallybringouttheadvicesthatadapttoourcountryfactinordertointegrityourlegislation,asisalsotheintentionofwritingthearticles.Therearefivepartsinthearticle.Iintroduceconceptcategoriesandcauseaboutpatentparallelimport,thatmakebasicconditionofpatentparallelimportknown,thenillustratingtheguidingaboutparallelimportsininternationalconventionsandtheimportanceofresearchingitinthefirstpart.Inthesecondpart,Ichieflyexplainanddiscussthebasictheoryaboutparallelimports.Therearethreemaintheoriescorrelativetodayinternationally,thatincludeofintellectualpropertyexhaustingtheoryimpliedpermittingtheoryimportingrighttheory.Iexplaindetailedtheoriginandlegaltheoryfoundation.Isetforththeimpactandcorrelativeeconomicalvalueaboutpatentparallelimport.Imainlyelaboratetheimpactaboutpatentparallelimporttolicenserandinternationaltrade,thenanalyzetheeconomicalvaluefromwholetopart.Iconcludedlegislationguidelinelegislationcausesandlegislationdevelopmentthroughcomparingandanalyzingforeignlegislationandjudicialpracticesinthefourthpart.Inthefifthpart,Iputforwardtherightattitudeandeffectivepolicyonthebasisofourcondition.BecauseChinaisadevelopingcountry,patentparallelimportchieflytakeplacefromourcountrytoothercountry.Butitisnotthebestchoicetobanorpermitit.Weshoulddraftourlawthatadapttoourcountrythroughstudyingothercountryandprincipaloflaw.KEYWORDPatentparallelimports,rightexhaustingtheory,impliedpermittingtheory,importingrighttheory2008172008172008171WTOTRIPs21,,,12Wegncr3:()()1:()2000288219988,1103200525134A,B:C:12(A);3CC()()54,17254,,,1;26278()96325173251832519Z'DonaldP,Harris,TRIPS'Rebound:AnHistoricalAnalysisofHowtheTRIPSAgreementCanRicochetBack5:;10:123()19881112WTOABCBACABCBCCBCB13AgainsttheUnitedStatesJournalofInternationalLaw&Business,Fall,2004.Parallelimportationexistsasaconsequenceofpricedisparityamongdifferentcountries'products.”10:200311311PaulLansing,JosephGabriella,ClarifyingGrayMarketGrayAreas,AmericanBusinessLawJournal(1993),Vo1.31_at31312RobertJ.Staff,TheLawandEconomicsoftheInternationalGrayMarket:QualityAssurance,Free-Riding,andPassingOff,4INTELL.PROP.J.191,230(1989)13-,20006TRIPSTRIPs,,28::12WIPO14TRIPs6:CSC2415TRIPsTripsTRIPs28305128:30:51:14200317215Trips7TRIPsTRIPs8,16:,,,,,,:;();;;1719Joseph162002711,6317[M].1988389Kohler19021819FirstSaleDoctrine192021221819887919WTO200288202000302119991999,56221997286102319,,,,,,242523324325.20031,501112,,,,,Trips2627282619993,8027328313TRIPs14:,1529,,,():,,,():,,():,():,,,;,,,,,,,(),,29225716:,,,,;,,,,,,,?:,,,,,,:,,;,;:,,,,,,,;,,3030,20012,7117,,1994128GATT,154,,;,;,,31Boeschv.graff32Holidayv.Matheson33Griffinv.KeystoneMushuroom34CurtissAeroplane&MotorCorp.v.UnitedAircraftEngineeringCorp.35GraffGriffinCurtiss3119975,3032:2000129133Holidayv.Matheson,24F.185-186S.D.N.Y.188534:2000129135CurtissAeroplane&MotorCorp.v.UnitedAircraftEngineeringCorp266F.712dCir.192018BoeschHechtKeystoneUnitedAircraftEngineeringCorp,192060,207036Centrafarmv.Sterling37Merckv.Stephar38Pharmonv.Hoechst39SterlingCentrafarmSterlingMerckStepharMerckHoechstDDSADDSAPharmon3620063,1593718113-1143818115-1163918117-118204019604I,200352341,,1997BBSBBS40-41,200410211992BBS42199522366(2)(g)::(),43,,,56(1)(2)42200311,7843224457(2):10557;1185757(2)118(2):451997,,,,,46445645:20026,2646()200617,7323200011:,,12()924:1):2)TripsLUXANGE47LUX19966LUXLUXLUXLUX48LUX472004.11-2006.10,2104820001012425,,,,:4950,4919993,8050PeterK.YuTHEINTERNATIONALENCLOSUREMOVEMENT82Ind.L.J.827IndianaLawJournalFall,2007.265110;WIPO92521251:20047,9152:200311427,,TRIPs281:()200022003320004WTO20025[M].:198862001720008,,20059198810200311200312199713HuJiaxiang:WTOandItsDisputeSettlementMechanismFromaDevelopingCountryPerspective,Zhejiang,UniversityPress,2005.119993362()2006177332003311042004.11-2006.10.2105200311786,20027114637200479181999809200631591019975,301117212.20038501329200012,9114:20026,2615_,2006747162006107117199935618CurtissAeroplane&MotorCorp.v.UnitedAircraftEngineer