上海交通大学硕士学位论文我国出口加工区转型升级与对策研究姓名:周滢申请学位级别:硕士专业:公共管理指导教师:顾建光20090607MPAI2000,MPAIITHESTUDYONCOUNTERMEASURESANDTRANSFORMATIONANDUPGRADEOFCHINA’SEXPORTPROCESSINGZONESABSTRACTSinceChina’sExportProcessingZonewasfoundedin2000,ithasplayedasignificantroleinbridgingtogetherthedomesticandinternationalmarkets,promotinginternationaltrade,attractingforeigninvestmentandtechnicalknow-howaswellaspromotingoureconomytoadapttotheglobalization.However,withtheemergencyoftheNewCustomsSpecialRegulatoryRegionsandespeciallyafterChina'saccessiontotheWorldTradeOrganization,theadvantagesoftheChina’sExportProcessingZoneisgettingweakening,anditsfuturedevelopmentofisconfrontedwithmultiplenewchallenges.Therefore,thedissertationmakesanintensiveanalysisontheachievement,problemsandcausesofthedevelopmentofChina’sExportProcessingZone.BasingonacomparativeanalysisbetweenoverseasFreeTradeZonesandExportProcessingZonesinChina,thedissertationmakesageneralresearchonthetransformationandupgradeofChina’sExportProcessingZonesdevelopingtotheFreeTradeZones,fromamacro-perspectivepointofview,andsuggeststhecountermeasures.TheobjectiveofthedissertationisbyproposingthefunctionexpansionoftheExportProcessingZones,theintegrationdevelopmentofCustomsSpecialRegulatoryRegionsandtransformationandupgradetotheFreeTradeZonesgoalof“three-stepstrategy”,tomaketheoreticalprobesregardingtransformationandupgradedevelopmentforExportProcessingZonestoFreeTradeZones,whichconsequentlywillprovidetheoreticalguidanceinthepracticalwork,thushelpingusfindaconvenientandcost-effectiveroutethatweshallfollowinourattemptstotransformExportProcessingZonestoFreeTradeZones,whichshouldbebothsuitabletoChina'sactualsituationsandcompatibletotheinternationalstandardpractices.Thedissertationadoptsaresearchapproachmixingcomparativeanalysisandnormalanalysistogether.Thedissertationconsistsoffivechapters.Thedeductivestepsthatthreadthewholepaperareasfollows:First,throughthereviewofthepresentsituationandachievementofExportProcessingZone,analyzingtheexistingproblemsandthecausesinthedevelopmentoftheExportProcessingZones.Secondly,thepaperpointsoutthenecessityandfeasibilityofExportProcessingZones’transformationandupgradeMPAIIIdevelopmenttotheFreeTradeZones,andalsopointsoutthatit’sthetrendtoupgradetotheFreeTradeZones.Finally,drawingonthesuccessfulexperienceofFreeTradeZonesoverseas,comparewithmanyaspectsofforeignFreeTradeZones,thepaperexploresthestrategy,thefunctionpositioning,thewaytoachieveitandthecountermeasuresoftransformationandupgradeofthedevelopmentforChina’sExportProcessingZones.KEYWORDSExportProcessingZones,Transformationandupgrade,CountermeasuresMPAMPA121WTO450[1].[J].2001(3)[2].[J].2002.3.17[3].[M].2007.950:252.[4].[M].2003.1031:514.MPA250195919651969403002000427152008125624820009200812564755[1]6120085200856[2]200812[G]MPA32000MPA4402000MPA5:19591817[1][][M]197641231.MPA6-H-O:1;XY(XY)234567Jones-cavesJ-CJCHO[1][]·[M]19863312061:155.[2][D]2004.MPA7:Pj=i=1naijP+akjRj+aLjWPj-aij-P-akj-Rj-aLj-W-jvj:Vj=Pj-i=1naijPi=akjRj+aLjW()()(11)1-1:VjRjVj=akjRj+aLjWakjVjaLjWVj2-1CBVjBVjCCVjAVjAVjRj11MPA8jBCVjjJ-CCarden12:()11[1].[D].2004.[2][M].198121115.12CardenMPA919851989(l)(2)_(3)70(4)MPA10MPA112000420081256ExportProcessingZoneV.N.Balasubmanyam(1982)12(1989)(Enclave)13WorldBank(1992)V.N.Balasubmanyam[1]V.N.BalasubmanyamExportprocessinginDevelopmentCountries,[J].TheoryandEmpiricalEvidence.Allen&Unwin1982[2][R]1989MPA12FreeTradeZone14198415FreeTradeZoneInvestmentPromoteZoneExportPromoteZoneForeignTradeZone16GATTWTOAWTOFreeTradeAreaFreeTradeZone17[1][M]2003,50:514.[2]1[3]1[4][M]2003,51:514.MPA1318FreeTradeZone19FreeTradeZone,,,:,[1][M]199576:123.[2][M]2003352:514.MPA14,,MPA15202060-7021FreeTradeZone22[1].[J].2000.11[1][M]2003,76:514.[2]FreeTradeAreaFreeTradeAreaFreeTradeZoneMPA162420004271520081256820011592008561523.326.42001169232000920081221596200854315%12691006792462299324200114920021947.4[1]200812[G].[2]1MPA1720015.22008561523.3200726.4%1014.733.9%508.613.7200520049610783200826.433.913.7312008390.6352.348.7%25:5+22426GDP2-12001-2008(%)(%)(%)2001954200247427253702251220031802808021410035920043549614610720883200559768246683516820069075236448543542007120533447237573920081523.326.41014.733.9508.613.7[1]200812[G].[2]724MPA1820009200812295990%181758427ITITIT2008121269100679%24622993200815410467.5363187.72856232341%12252-2[1]200812[G].[2]1MPA192-22923984572008411086.41516129631.9%27.3%1/3()1/23/42350850%30:31IT[1]()[2]200812[G].[3]MPA20200812816150720085431532332008640214%11434:142ERP32-32[1]200812[G].[2][3]1MPA2141200820.619.3352IT50%3200010[1]200812[G].MPA2220011.191.812008284.6243.52001239134364200812460521.3%37IT200IT600IT102008[1]200812[G].[2]1MPA23193871332000200810141693%310039[1]200812[G].[2]1MPA24WTOWTO17%9.4%404142[1]:[M]2003201:514.[2][3]MPA25434420033891[1][2]MPA262199984546[1](2000229)[2](2000116)MPA273()1472[1]MPA2832000200836MPA29565620088485200820242649200720078.720061620083.22230.413.3%50[1]2008532[2]1[3]1MPA30;A55302-3MPA3120072008OEM512-32001-2008200193914741.63.541.12002122218001.521221.12003163024181.584