版权平行进口的经济实证分析

华中科技大学硕士学位论文版权平行进口的经济实证分析姓名：李皓申请学位级别：硕士专业：经济法学指导教师：方放20050421IIIAbstractParallelimport,withtherelationaltheoryaboutExhaustionofExclusiveRights,isoneofthehotspotinstudyofbothinternationaltradeandintellectualpropertyrightlaw.Parallelimportantisespeciallyeasytoariseongoodswithcopyrightsduetothecharacteristicofcopyright.ThisthesisattemptstodiscussparallelimportandExhaustiontheoryinbothempiricalandtheoreticalmethodsofmicroeconomics.Thethesisintroducesthetwobasictheoriesaboutparallelimport,i.e.,regionallytheoryandExhaustiontheory,thenanalysesthechangeinmarketandwelfarecausedbyparallelimportationaswellasthewayofinfluence.Themostimportantempiricalstudyconsistsoftwoparts.InfirstpartofEUjudicatorystudy,morethantencasesconcernedjudgedbyECJareclassified,followedwitheconomicanalysis.InthesecondpartofNewZealandmarketstudy,marketstatusquointhreecopyrightindustriesafterlegalizationofparallelimportiscomparedwithstatusquoante.Thereisfewvaluejudgementbutmoresubstantialevidencewithconclusioninthethesis,whichmeanstoitemphasizes“what”and“why”.Theinnovationofthisthesisconsistsinselectingofparticularobjects,drawingconclusionfromplentyofevidencethenanalyzingeconomicmeaningandactualeffectsofparallelimportpolicy.Followingconclusionsmaybedrawn:Parallelimportimpactstheeconomicwelfareofacountryinuncertainway;thepolicyonparallelimportationofgoodsconcerningcopyrightdependsoncertaineconomicenvironmentand,simultaneously,thecommercialusufructofcopyrightworksmustbeprotected,whichmeansExhaustionofExclusiveRightsdoesnotapply.Afterall,thepolicyofparallelimportsubjectstothebalanceofeconomicwelfare.Keywords:CopyrightParallelImportExhaustionMicroeconomicsEmpiricalStudy111.11.1.1[1]1.1.2[2][3]1.1.32123[4]1.21123131.2.11998NZIERNewZealandInstituteofEconomicResearch(INC.)ParallelImporting:ATheoreticalandEmpiricalInvestigation2000ParallelImportingandtheCreativeIndustries2004NECGNetworkEconomicsConsultingGroupTheImpactofParallelImportsonNewZealand’sCreativeIndustries2000IntellectualPropertyandCompetitionReviewCommitteeReviewofIntellectualPropertyLegislationundertheCompetitionPrinciplesAgreement2000AustralianInstituteofCriminologyParallelImportingandCDPiracy2HazboSkoko219984TheoryandPracticeofParallelImports:TheNewZealandCaseJürgM.AmmannIntellectualPropertyRightsandParallelImports1.2.21.356232.12.1.12.1.2ExhaustionofExclusiveRightsTheFirst-SaleDoctrine37[5]2.1.382.2TRIPs17TRIPs6[6]TRIPs281[7]4(197110291992117)429402.31[8]219991998519943106310602106(3)2.41133.15AB1000A8009001002008001000200A5193712341266133.23.2.112A[9]14B3.2.2123153.3SDGP0FSWBCDEP’SW’ADDQD’QDQ0Q’2-12-1SDDD7SWP0P0Q0716QDQ0QDA+BF+GA+B+F+GP’SW’Q’QD’Q’QD’ABC+D+EA+B+C+D+E+F+G3.43.4.112-2172-22PMP’P’PECT∆PECT∆2-3PMP’CTPE2-3183.4.21APABPBCTPAPBB→ABABB∆∆→0PA’PB’CTCTABABABBA19B2-42-5,ABPAPB’PA’PB2-42-5ABDVD2203.5MartinRichardson[10]81990MaluegSchwartz1994[11]DanielKnoxMartinRichardson[12]A821BCDKnoxRichardson3.6222344.194.1.1EuropeanCourtofJustice19521091951195719654819677119862199112111993111199520042510EEA199411EEAEFTA24A818285868182B28293034FreeMovement3036FreeMovement301980[13]4.1.21DeutscheGrammophonGesellschaftmbHvMetro-SB-GroßmärkteGmbH&Co.KG.[14]DeutscheGrammophonDGMetroDG1771957ECJ1111177ECJECJ25ECJ8512ECJECJECJEMIElectrolaGmbHvPatriciaIm-undExportandothers.[15]EMIElectrolaGmbHEMIRecordsLtd.PatriciaImundExportLuenetonECJ13The1285(1)131989ECJ225ECJ26CourtofFirstInstanceMicroLeaderBusinessvCommissionoftheEuropeanCommunities.[16]MicroLeaderMicrosoftWindowsWindowsMicroLeader1991CouncilDirective91/250/EECof14May1991ontheLegalProtectionofComputerPrograms214CoditelSA,Compagniegénéralepourladiffusiondelatélévision,andothersvCiné-VogFilmsSAandothers.[17]CinVogFilmsSACVFCoditelCoditelCVFCoditelCoditelCVFCoditelCoditelECJECJ142736WarnerBrothersInc.andMetronomeVideoApSvErikViuffChristiansen.[18]WarnerBrothersECJ19921511149[19]ForeningenafdanskeVideogramdistributører,actingforEgmontFilmA/S,BuenaVistaHomeEntertainmentA/S,ScanboxDanmarkA/S,MetronomeVideoA/S,PolygramRecordsA/S,NordiskFilmVideoA/S,IrishVideoA/SandWarnerHomeVideoInc.vLaserdisken.[20]FDVLaserdisken19871528FDV3036ECJWarnerBrothersv.ChristiansenECJMetronomeMusikGmbHvMusicPointHokampGmbH.[21]MetronomeHokampMetronome16HokampHokampECJHokamp17ECJ161995623172936ECJ[22]Interneton-demandservices1820013KeurkoopBVvNancyKeanGiftsBV.[23]NancyKeanBenelux1920KeurkoopOttoGMBHKeurkoop182000MP3.comUniversalMusicGroupRecordingsInc.v.MP3.comInc.,92F.Supp.2d349,352(S.D.N.Y.2000),May4,2000200392319BeneluxEconomicUnion20NancyKean30KeurkoopKeurkoopECJECJNancyKeanParfumsChristianDiorSAandParfumsChristianDiorBVvEvoraBV.[24]ParfumsChristianDiorSADiorBeneluxDiorDiorEvoraDiorKruidvatEvoraDior1993DiorEvoraEvoraECJECJ3636ECJ314Musik-VertriebmembranGmbHetK-telInternationalvGEMA-GesellschaftfürmusikalischeAufführungs-undmechanischeVervielfältigungsrechte.[25]GEMA10GEMAGEMAECJECJGEMA4.1.34.24.2.1DGDG21qDG21332PFDGqqPFP’DGPGDGPGDGqPGqP’PFDGqPGPFqPGP’3-13-2PGP’PFq3-13-2DGqMCMRDG3DG33DG224.2.23-3AVCAFC22534AVCAFC3-33523ABCVF1AFCAFC34.32336freemovementfreemovementfreemovement