交通银行UCP600培训教程

1交通银行UCP600培训2019年8月10日·南宁2UCP600修改背景◆TheUCPgetsrevisedaboutevery10yearstoincorporatechangesinpractice◆Highdiscrepancyrate◆Highlevelofinquiriespertainingto7articles:Article9、13、14、21、23、37、48◆Lawsuits◆Newdisclaimersemerginginbillsoflading3UCP600修改历程－自1933年问世后的第六次修订版◆UCP问世－1933年国际商会第82号出版物◆1951进行第一次修订，出版号为：NO.151（18年）◆1964进行第二次修订，出版号为：NO.222（13年）◆1974进行第三次修订，出版号为：NO.290（10年）◆1983进行第四次修订，出版号为：NO.400（9年）◆1993进行第五次修订，出版号为：NO.500（10年）◆2003着手第六次修订，期间（10年）4UCP600修改历程－自1933年问世后的第六次修订版◆2003年5月，ICC正式授权ICC银行委员会启动UCP500修订工作◆修订工作的三层组织架构：◆15drafts；5000comments；7reviewsbythefullICCBankingCommission◆theICCBankingCommissionmeetingonOctober25,2006☆ThedraftingGroup（起草小组）共10位成员，其中8位来自欧洲，其余两位分别来自美国和新加坡小组主席：GaryCollyer--ABNAMROBankN.V.,London,England☆TheConsultingGroup（咨询小组）小组由来自26个国家的40余位专业人士组成小组成员来自银行、运输及物流、保险等不同行业☆ICCnationalcommittees（国家委员会）5UCP600－主要修改内容◆结构上的变化◆增加了新的概念◆重大的条款改变◆删除了部分内容6UCP600－主要修改内容2)Agreedthattheissuingbankmustreimbursethenominatedbankeventhoughthedocumentsarelostinthetransmittinghowever,thepresentationmustbecomplying.1)Given14definitionsatfirstand12interpretationstoclarifythemeaningofambiguousterms,refertoArt2&3.Andweneedpayattentiontothechangeabout‘negotiation’.3)Deniedthepracticethatbanksstipulatetheclauseaboutwhichtheamendmentshouldbeacceptedbybeneficiarywhodidnotsendanyrejectedadviceincertaintime,refertosub-article10f.4)Fivebankingdaysreplacedreasonabletimeandsevenbankingdays,refertosub-article14b.5)TwokindsofformaboutrefusinghavebeenaddedinUCP600,refertosub-article16ciii.7UCP600－主要修改内容7)Theinsurancedocumentcouldbeissuedbyproxies,refersub-article28a.6)Bankscannowacceptaninsurancedocumentthatcontainsreferencetoanyexclusionclause,refertosub-article28i.8)TheclausefortransportdocumentsissuedbyFreightForwardershasbeendeleted.9)Theclauseaboutcarryingvesselpropelledbysailonlyhasbeendeletedsincethatkindofsailboathasdroppedoutofoceantransport.10)Theexpressionisstraightaway,preciseandcompact,forexample,thewordingfor‘unlessthecreditexpresslystipulates…’isnotusedinUCP600.8UCP600－主要修改内容12)Canceledtheblockingframeabouttheformofclauses.11)Transpotdocs:master’sname,issuancebycharterer,refertoarticle19-23.13)Thenumberoftheclauseshasdecreasedto39fromoriginal49.14)Financingunderdeferredpaymentcreditandacceptancecredits,refertoarticle12b.15)AddedtheactsofterrorismasakindofForceMajeure,refertoArt36.16)Confirmedthattheissuingbankmaybeatransferringbank,refertosub-article38b.9UCP600－Article1◆☆whenthetextofthecreditexpresslyindicatesthatitissubjecttoucp600.◆◆DoesUCP600applytostandbyLCs?☆Since11/18/2006,MT700shavebeennolongerautomaticallysubjecttoucplatestedition.☆…including,totheextenttowhichtheymaybeapplicable,anystandbyLCs.10UCP600－Article1◆Newmandatoryfield(40E)inMT700forapplicablerulesasfollows:☆EUCPLATESTVERSION☆ISPLATESTVERSION☆UCPLATESTVERSION☆EUCPURRLATESTVERSION☆OTHER☆UCPURRLATESTVERSION11UCP600－Article2◆BankingDay-meansadayonwhichabankisregularlyopenattheplaceatwhichanactsubjecttotheserulesistobeperformed.☆案例1：交行纽约分行开立信用证，☆案例2：上述信用证，受益人200年月日24：00前向交行上海分行交单，是否可以？☆案例3：交行南宁分行开立的信用证，2007年8月1日收到单据，有不符点，南宁分行可以发送MT734的最晚日期？（适用于UCP600，4、5日为周六、日）12UCP600－Article2◆Complyingpresentation－meansapresentationthatisinaccordancewiththetermsandconditionsofthecredit,theapplicableprovisionsoftheserulesandinternationalstandardbankingpractice.☆相符提示/交单的三要素：1）与信用证条款一致2）与UCP600条款一致3）与国际标准银行实务一致13UCP600－Article2◆Honour--means:1)topayatsightifthecreditisavailablebysightpayment.2)toincuradeferredpaymentundertakingandpayatmaturityifthecreditisavailablebydeferredpayment.3)toacceptabillofexchange(“draft”)drawnbythebeneficiaryandpayatmaturityifthecreditisavailablebyacceptance.14UCP600－Article2◆Negotiation--means:1)purchaseofdrafts(drawnonabankotherthanthenominatedbank)bythenominatedbank;or2)purchaseofshippingdocs.◆purchase--means:1)Thenominatedbankadvancesfundstothebeneficiary,or2)Thenominatedbankagreestoadvancefundstothebeneficiary(atalaterdate).15UCP600－Article2◆Nominatedbank--meansthebankwithwhichthecreditisavailableoranybankinthecaseofacreditavailablewithanybank.☆哪些银行是Nominatedbank?1)issuingbank2)payingbank3)acceptingbank4)advisingbank5)confirmingbank6)negotiatingbank7)deferredpaymentundertakingbank8)transferringbank16UCP600－Article2◆Presentation--means:1)行为：thedeliveryofdocumentsunderacredittotheissuingbankornominatedbank,or2)单据：thedocumentssodelivered17UCP600－Article2◆Presenter--means:1)thebeneficiarythatmakesthepresentation,2)anybankthatmakesthepresentation,or3)otherpartythatmakesthepresentation18UCP600－Article3◆IfanLCdoesnotindicatewhetheritisirrevocableorrevocable,whatshouldwedo?不可撤销。◆Howcanadocumentbesigned?1)handwriting2)facsimilesignature3)perforatedsignature4)stamp5)symbol6)anyothermechanicalmethodofauthentication,or7)anyotherelectronicmethodofauthentication19UCP600－Article3◆案例：南宁分行开立的信用证，46A单据要求为：certifiedcommercialinvoice。受益人提交一份signedinvoice，但没有其它注明。问是否构成不符？☆不是不符点。anysignature,mark,stamporlabelonthedocumentwhichappearstosatisfythatrequirement.20UCP600－Article3◆案例：南宁分行开立的信用证，46A单据要求为：official………。问是否构成不符？☆不是不符点。…toallowanyissuerexcep