基于信息共享的供应链协调问题研究

华中科技大学硕士学位论文基于信息共享的供应链协调问题研究姓名：邹阳春申请学位级别：硕士专业：管理科学与工程指导教师：蔡淑琴20060428IIIAbstractWiththetrendofeconomicglobalizationandtherapiddevelopmentofIT,thecompetitionbetweenenterpriseshaschangedtothecompetitionbetweensupplychains,sotheenterprisemanagementmodeschangetoo.SupplyChainManagement(SCM)isthewaythatsuitstothechange.TheaimsofSCMarecoordinatingandcontrollingthematerialsflow,informationflowandcapitalflow,cuttingdowncost,improvingsupplychainmembers’profitandperformance,andmaximizingthewholesupplychainprofit.TheinformationflowisthekeyfactorinSCM.Butsupplychainconsistsofdifferentinterestentities,sotheinformationsharingcoordinationmechanismisneededamongthemembers.Inthispaper,theinformationsharingcoordinationproblemisdiscussedinthetwo-levelsupplychain,whichincludessupplier,manufacturerand3PL.First,significanceofsupplychaincoordination,informationsharingandlogisticsoutsourcinginSCMareanalyzed.Therelativeliteraturesarereviewed.Frameworkofthisthesisisproposed.Second,problemsofinformationsharing,whichare“Bullwhipeffect”,informationasymmetryandinformationuncertainty,andinformationsharingcoordinationinsupplychain,areanalyzed;thewayfordesigningcoordinationmechanismisalsointroduced.ThenSignificanceofinventoryinformationsharingbetweensupplierandmanufacturerisdiscussed;coordinationmechanismsforinformationsymmetryandasymmetrycaseareproposed.Informationsharingsignificanceinreducingsupplychainlead-timeisdiscussedwhen3PLjoininthesupplychainoperation.Twokindsofinformationasymmetryarediscussedwhen3PLjoininthesupplychain,whicharethelogisticsdemandercannotmonitorthelogisticsoperationandcannotgetthecostinformation.UsingPrincipal-Agenttheoryandcoordinationtheory,incentivemechanismsfor3PL’squalityofserviceandcoordinationmechanismfor3PL’sservicecostinformationsharingaredesignedatlast.Keywords:SupplyChainInformationSharingCoordinationInformationAsymmetryPrincipal-AgentTheory_____111.12090VerticalIntegrationHorizontalIntegration[1]EfficientConsumerResponse,ECR(VendorManagedInventory,VMI)Collaboration,Planning,ForecastingandReplenishment,CPFR[2]2080290%200Donnelly19976000IDC20056130200553913.1%[3][4]ThirdPartyLogistics,3PL[5]Mark[6][7]31.21.2.11960Clark/[8]Bhatnagar(GeneralCoordination)(Multi-PlantCoordination)[9]Thomas(BuyerVendorCoordination)-(ProductionDistributionCoordination)-(InventoryDistributionCoordination)[10]Gavirneni[11][12][13]4[14]1.2.21[15][16]12()()(PointonSales,POS)34CPFR5/5/2Gavirneni[17]Lee[18]Ge´rardN[19][20][21]3[22][23][24][25]6[26]4GunnarEDI30EDIInternet[27]Lee[28]1.2.3[29]1993Muller[30]1994Africk[31][32][33][34](ANP),,37,[35][36][37][38][39][40][41]ElectronicDataInterchange,EDIElectronicFundsTransport,EFT[42][43]1.31.3.112832343PL1.3.2922.12.1.11BullwhipEffect2-1J.Forrester(1961)J.D.Sterman(1989)D.R.Towill(1996)[44][45]Lee[46][47]2Lee[48]12-11023431211344VMI2.1.2121(Agent)(Principal)[49](experimentattributes)2[23]113[50]2341431232.22.2.1VMI11523EDI2.2.2MaloneCrowston(1994)162-1[55]2-12.2.31iπdπcπcπiπcπiπcπ17U1V,2VNash)(21121*1VVVVX−−=−α))(1(21122*2VVVVX−−−=−α*1X1*2X221,VV12V]1,0[∈α)1/(αα−2181933.1[51][52][53][54][55][56][57][58][59][60][61][62]3.2(Qr)20QQPDmHsHASmCsCTmmHQQDAC2+=3.1SSHPDQQDSC2+=3.2)(2)(22SmSmSmHPDHQSAQDHPDQQDSHQQDACCT+++=+++=+=3.33.33.3.1OQCm=∂∂HmDAQm21=mmDAHC21=3.421msmsHDAPDHDAHDSC2221+=3.5)(22)(1smmmHPDHHDADAHSADT+++=3.63.3.20=∂∂QTs2mHPDHmS)2D(AQ++=3.13.2ssmHPDHmSADHmHPDHmSADDAC+++++=)(22)(223.7ssssHPDHmSADPDHHPDHmSADDSC+++++=)(22)(223.82))((92smHPDHSADT++=3.93.3.33.53.9012−TTsmADHPSH12mmQQ1mQ12mmCC12ssCC2212TT12mmCC12ssCC3.43.4.11mnQ1V111132222VHHmDAnHmDAnDAVHnQnQDACmmmmm−+=−+=3.10111132222VHPHmDAnDHmDAnDSVHPnDQnQDSCssmms++=++=3.11333smCCT+=13mmCC≤13ssCC≤23mmDAHVHHmDAnHmDAnDA22221≤−+3.12SmmsHPHDADHDADSVHPHmDAnDHmDAnDS2222221+≤++3.131213)()(1smmHPDHASAHn++≤≤3.143.143.123.131V)222)(1(22)1(12msmmHDAPDHADHnSnVnDAHn−−≤≤−3.151P3.4.2AHALALHAAAHALAα−11mnQ2V3.103.11)()A(12H4HmmACVC≤−3.1624)()A(12L4LmmACVC≤−3.17)()1()(])([1])([112424LsHsLsHsACACVACVACαααα−+≤++3.183.163.173.18)]222()1()222()[1(22)1(22mLsLmHsHmHHDAPDHADHmnSHDAPDHADHmnSnVHDAnn−−+−−≤≤−αα3.19])1([])1([)()()1(LHmLHSHHLLmAAHAAPDHAASHmAASHnαααααα−++−++++−≤3.20(3.15)(3.19)AHA2V1V2V1VALA2V1V2V1V3.53-1QAmCsCT200100200045006500365100237331045477400100195035505500HA100195035505500400LA6018003550535025P=4000D=200010=mHHs=10A=100S=4003.143.1533.31≤≤n15005001≤≤Vn=25501=V100=HA60=LA5.0=α3.193.2065.31≤≤n11055002≤≤Vn=26002=V3-11T2T3T132TTT2644.13MIBM[63][64]QuickResponse,QR2080[65]1Lee[66]2),(SsQ[67]3[68]4[69][70]274.2Qs,SsSSsSSdµdσKHLLµLσz28HkQdµ2=s222ddLLLdzsσµσµµµ×+×+=222ddLLzSSσµσµ×+×=222},max{ddLLLzLQSσµσµµ×+×+=0∂∂lsµ0∂∂lssµ0∂∂lSµSSdµz0.05-5%[71]MTO1/3[72]4.34.3.14-11T292T3T4T5T6T1L4-2654321611TTTTTTTLii+++++==∑=4.3.24-34-2T1T2T3T4T5T6t4-130T62L4-4η++++==∑=632112TTTTTLiiT54-4T1T2T3T4T6T1T2T3T6L1L2t4-331),0(2TN∆∈ηiTT∆6,5,4,3,2,1=i1L2L)()(21LELE4.43253PL5.13PL5.1.13PL5.1.2qθπ+=qq05.1),0(δθN∈02δ33qqEE=+=)(θπ5.22)(δπ=Var5.3βπαπ+=)(C5.4)(πC01βπαπ+=)(C)(UEqEECEUE)1()1()())(()(βαπβαβπαπππ−+−=−−=−−=−=5.5)(qcq2)(2kqqc=5.6k00)(=∂∂kqqqc0)(22=∂∂