我国上市商业银行监管的分工与合作

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RESEARCHREPORT1212120021023452003826100,:,,,20031015461062004218200365352004713200448656786111996689101112131619200140%20022003402004651415161718191202213221232242512726272820%10%293019971115531323334353637381995·86200300LessonsArisingFromtheCollapseofBarings199719976199862219981998414FSC39AMF200140BasleCommittee,SupervisionofFinancialConglomerates,February1999,AnnexA.41CharlesGoodhart“”IN29/02-0342umbrellaregulation434445464748200461549EdwardL.Symons,theUnitedStatesContext,inChia-juiCheng,J.J.NortonandI.Fletchered.,InternationalBankingRegulationandSupervision:ChangeandTransformationin1990s,Graham&Trotman/MartinusNijhoff,1994,p.2.5019481996(1)11(1)(2)(3)(4)(5)(6)(7)(8)(9)(10)(11)193410951──19861421(1)(2)(3)(4)(5)199425253BasleCommittee,theSupervisionofCross-BorderBanking(Oct.1996),paragraph2.BasleCommittee,theSupervisionofCross-BorderBanking(Oct.1996),paragraph6-7.545556571997123455859606162199719199945563200036964200262065200111200090909066200118018018018018018018020041091976720011136-426869123704717273UrsMartinLauchli,SwissBankSecrecywithComparativeAspectstotheAmericanApproach,SaintLouisUniversityLawJournal,Summer1998,p.60.JumorgP.Muller,BankingandEconomicConfidentialityunderSwissLaw,theSwissBankAccount,PracticingLawInstitute,Vol.9,1970,pp.11-13.741994370MatthewN.Kleiman,theRighttoFinancialPrivacyversusComputerizedLawEnforcement:aNewFightinanOldBattle,NorthwesternUniversityLawReview,Summer1992,p.250.7576BasleCommittee,theSupervisionofCross-BorderBanking(Oct.1996),paragraph8-9.12131416777879808182838485BasleCommittee,SupervisionofFinancialConglomerates,February1999.BasleCommittee,theSupervisionofCross-BorderBanking,Oct.1996.Chia-juiCheng,J.J.NortonandI.Fletchered.,InternationalBankingRegulationandSupervision:ChangeandTransformationin1990s,Graham&Trotman/MartinusNijhoff,1994.UrsMartinLauchli,SwissBankSecrecywithComparativeAspectstotheAmericanApproach,SaintLouisUniversityLawJournal,Summer1998.JumorgP.Muller,BankingandEconomicConfidentialityunderSwissLaw,theSwissBankAccount,PracticingLawInstitute,Vol.9,1970.MatthewN.Kleiman,theRighttoFinancialPrivacyversusComputerizedLawEnforcement:aNewFightinanOldBattle,NorthwesternUniversityLawReview,Summer1992.200210199661997111CharlesGoodhart“”IN29/02-03199942000320026200111199432004862004200119982002200320011998

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