汉英证券及金融词汇(简体)(汉语拼音排序)1ABF香港创富债券指数基金ABFHongKongBondIndexFundalpha系数alphacoefficientCFA协会CFAInstitutedelta零值deltaneutraldelta式对冲deltahedgeELI计算机ELICalculatorH股指数期货H-sharesIndexFuturesH股指数期权H-sharesIndexOptionsHKATS电子交易系统HongKongFuturesAutomatedTradingSystemT+2交收制度T+2settlementsystemT+3规则【美国】T+3Rule【US】TOPIC系统【英国】TeletextOutputofPriceInformationbyComputer(TOPIC)【UK】2A安全港safeharbour按揭贷款发放者mortgageloanoriginator按揭贷款基准组合benchmarkmortgagepool按揭证券mortgage-backedsecurities按金margin按金比例marginratio按金对销marginoffset按金间距margininterval按金减免marginrelief按金交易margintrading按盘价nominalprice按市价计值marktomarket/mark-to-market暗盘价greymarketprice澳洲证券及投资监察委员会(澳洲证监会)AustralianSecuritiesandInvestmentsCommission(ASIC)澳洲证券交易所AustralianStockExchange(ASX)3B巴塞尔协定BaselConcordat巴塞尔协议BaselAgreement巴塞尔银行监管委员会(巴塞尔委员会)BaselCommitteeonBankingSupervision(BaselCommittee)办公室后勤/后勤运作系统back-officesystem办公室前线系统front-officesystem包销underwrite包销承担净值netunderwritingcommitment包销商underwriter包销银团underwritingsyndicate保本产品capitalpreservationproduct保本信托基金guaranteedunittrust保本证CapitalProtectedInstrument(CPI)保单贴现viaticalsettlements保管人custodian「保护偿付」规则【期权】Payout-ProtectionRule【options】保荐经纪sponsoringbroker保荐人sponsor《保荐人标准守则》ModelCodeforSponsors《保荐人及独立财务顾问的操守准则》CodeofConductforSponsorsandIndependentFinancialAdvisers《保荐人声明》Sponsor’sDeclaration保留意见qualifiedopinion保险业监理处OfficeoftheCommissionerofInsurance保险业监理专员CommissionerofInsurance保障安排securityarrangement《保障投资者条例》ProtectionofInvestorsOrdinance保证warranty保证基金GuaranteeFund保证金margin保证金保险范围比率margincoverageratio4保证金价值marginvalue保证金借贷活动marginfinancing保证金客户marginclient保证金融资marginfinancing保证金证券交易户口MarginSecuritiesTradingAccount保证人guarantor保值公债【中国内地】PublicDebt(Inflation-LinkedSubsidy)Treasury【MainlandChina】报价quote报价规则quotationrules报价券商*quotationbroker报价委托*quotationorder报价系统【期货】PriceReportingSystem【futures】报价要求quoterequest;requestforquote(RFQ)北京产权交易所ChinaBeijingEquityExchange备抵【会计】allowance【accounting】备兑期权coveredoption备兑权证coveredwarrant备兑认购期权coveredcall备考报表proformastatement备考全面摊薄市盈率proformafullydilutedprice/earningsratio被动受托人baretrustee被视为截止过户日期deemedbookclosedate本地生产总值grossdomesticproduct(GDP)闭端式基金closed-endfund避税taxavoidance边远值outliers贬值depreciation变换交易【期权】conversion【options】变价调整variationadjustment变现realisation标准差standarddeviation标准登记服务standardregistrationservice标准合约standardcontract5标准会计准则standardaccountingpractice标准普尔500综合指数预托证券Standard&Poor'sDepositaryReceipt(SPDR)标准普尔评级Standard&Poor'sRating标准普尔/香港交易所创业板指数S&P/HKExGEM标准普尔/香港交易所大型股指数S&P/HKExLargeCap标准普尔/香港交易所小型股50指数S&P/HKExSmallCap50标准普尔/香港交易所中型股25指数S&P/HKExMidCap25标准普尔/香港交易所综合指数S&P/HKExComposite标准授权书ModelAuthorisationLetter标准组合风险分析StandardPortfolioAnalysisofRisk(SPAN)标准组合买卖盘挂盘纪录StandardCombinationOrderBook并购活动mergersandacquisitions拨备provision拨款appropriation波幅;波动性*volatility波幅校验范围VolatilityScanRange(VSR)驳脚经纪runner「柏力克-舒尔斯」期权定价模式Black-Scholesoptionpricingmodel补仓按金【期货】maintenancemargin【futures】补仓通知margincall补充/增补上市文件supplemental/supplementarylistingdocument补发证书服务certificatereplacementservice补购buyin不当行为Misconduct不定额供款variablecontribution不动户口费dormantaccountfee不动盘inactiveorder不公平竞争unevenplayingfield【cflevelplayingfield】「不公平损害」补救unfairprejudiceremedy不活跃公司dormantcompany不记名式国库券【中国内地】BearerTreasury【MainlandChina】6不记名证券bearersecurities不交收远期外汇合约;不交割远期外汇合约*non-deliverableforwardcontract(NDF)不可抗力forcemajeure不派息欧式认购期权non-dividendpayingEuropeancalloption不派息欧式认沽期权non-dividendpayingEuropeanputoption不停电电源装置;不间断电源装置uninterruptedpowersupply(UPS)不限量发行tapissue部分区域网络LocalAreaNetwork(LAN)部分完成的买卖指示partiallyfilledorder*TermscommonlyusedintheMainland内地用语7C财经市场发展专责小组TheFinancialMarketDevelopmentTaskForce财务风险financialrisk;financialexposure财务顾问financialadviser财务汇报;财务申报financialreporting财务汇报检讨委员会FinancialReportingReviewCommittee(FRRC);FinancialReportingReviewPanel财务汇报局TheFinancialReportingCouncil(FRC)财务监管financialregulation财务通融financialaccomodation财务业绩financialresults财务摘要报告summaryfinancialreport财务租赁financiallease财政部【中国内地】MinistryofFinance【MainlandChina】财政股东financialshareholder财政健全financialintegrity财政年度financialyear财政资源规则financialresourcesrules财资企业集团financialconglomerate财资市场公会TreasuryMarketsAssociation参考发行价indicatedissueprice参考平衡成交量IndicativeEquilibriumVolume(IEV)参考平衡价格IndicativeEquilibriumPrice(IEP)参与者财务资源监察系统ParticipantFinancialResourcesSurveillanceSystem参与者持股纪录ParticipantShareholdingReport参与者电子通讯系统ParticipantEmailSystem参与者网间连接器Participantgateway参与者资料提取系统【期货】ParticipantAccessServices【futures】参与者自设系统ParticipantSuppliedSystem(PSS)残值salvagevalue8仓position《操守准则》CodeofConduct操纵价格pricemanipulation策略投资者strategicinvestor策略投资者*tacticalinvestor差额缴款marks/markspayment差价spread差价合约contractfordifferences(CFD)「查询报失股票资料」功能【中央结算系统】EnquireReportedLostCertificate【CCASS】查询公布资料【中央结算系统】EnquireAnnouncementInformation【CCASS】查询交收指示未获配对原因【中央结算系统】EnquireUnmatchedSIReason【CCASS】「拆骨专家」assetstripper拆卖资产assetstripping产权负担encumbrances长仓longposition;bullposition长期指数期权/远期指数期权long-datedindexoptions常务委员会ExecutiveCommittee偿债基金sinkingfund偿债能力风险insolvencyrisk场内规则on-marketrules场内交易pittrading场内交易产品exchangetradedproduct场内买卖盘on-floororder场内买卖期权exchangetraded