USCG有关船舶保安的检查

PARTA：EXAMPLESOFDETAINABLEDEFICIENCIESFORSECURITYANDSAFETY关于保安和安全方面可能被滞留的缺陷示例A.DOCUMENTATIONDISCREPANCIES文件不一致1.Documentsnotavailable.文件不适用。2.Documentmissingthenameofitsissuingauthority.文件缺少发布权威人的姓名。3.Documentdoesnotidentifythevessel.文件未标明具体的船舶。4.Documentlacksanissuedate,signatureofthedulyauthorizedofficialissuingthedocument,orsealorstampoftheissuingauthority.文件缺少发布日期、文件发布授权官员的签字、或文件发布权威机构的印章。5.Disparitiesbetweenactualconditiononvesselanddocumentationlisting.船上的实际情况与文件中列明的不一致。B.INTERNATIONALSHIPANDPORTFACILITYSECURITY(ISPS)CODEISPS规则1.Lackoforexpired/invalidInternationalShipSecurityCertificateorinterimInternationalShipSecurityCertificate(maydenyentry/expelfromport).国际船舶保安证书（ISSC）或临时国际船舶保安证书缺少、失效或无效（可能被拒绝进港或被驱逐出港）。2.Lackof/incompleteapprovedshipsecurityplan(maydenyentry/expelfromport).被批准的船舶保安计划（SSP）缺少、不完整（可能被拒绝进港或被驱逐出港）。3.Lackofanassignedshipsecurityofficer(maydelayvessel).缺少一名指定的船舶保安员（可能滞留船舶）。4.Shipsecurityofficercannotdisplayanacceptablelevelofcompetencyinregardstovesselsecurity(maydelayvessel).在船舶保安方面，船舶保安员不能展示出可接受的能力水平（可能滞留船舶）。5.Crewanomalies(e.g.grossincompetence,unaccountedpersonnel,overstaffed,fraudulentdocuments,etc.)(maydenyentry/expelfromport)船员异常（如：总体无能力/资格，身份不明的人员，配备过多的人员，欺骗性的证明，等等。）（可能被拒绝进港或被驱逐出港）。6.Evidencethatvesselembarkedpersonsorloadedstoresorgoodsatportfacility,fromanothership,oranothersourcewherethesesourceswerenotrequiredtohaveanapprovedportfacility/vesselsecurityplanwithouthavingcompletedaDOS.证据表明，船舶在未被要求持有被批准的港口/船舶保安计划的港口/其它船舶/或其它渠道接受人员登轮/装载物料或货物时，未填写保安声明。7.Evidencethatvesselembarkedpersonsorloadedstoresorgoodsataportfacility,fromanothership,oranothersourcewherethesesourcesarerequiredtohaveanapprovedportfacility/vesselsecurityplanbutwereinviolationwithSOLASChapterXI-2orpartAoftheISPSCode.证据表明，船舶在被要求持有被批准的港口/船舶保安计划的港口/其它船舶/或其它渠道接受人员登轮/装载物料或货物时，违背了SOLASXI-2章或ISPS规则A部分的要求。8.ImproperorincompleteNoticeofArrivalinformation(maydenyentry/expelfromport).抵港信息报告不适当或不完整（可能被拒绝进港或被驱逐出港）。9.Evidenceorreliableinformationthatseriousdeficienciesexistinthevesselsecurityequipment,documentationorarrangements.证据表明或可靠信息表明，在船舶保安设备、文件或布置方面存在严重的缺陷。10.Masterorcrewmembersnotfamiliarwithessentialshipboardsecurityprocedures.船长或船员不熟悉基本的船上保安程序。11.Inabilityofcrewmemberstoestablishcommunicationswithotherkeymemberswithsecurityresponsibilities.船员无能力与其他负有保安责任的关键船员进行沟通、交流。12.Missingorinoperableshipsecurityalertsystem.船舶保安警报系统缺少或不工作。13.LackofDeclarationofSecuritywhenrequiredoragreeduponamongstparties(maydelayvessel).在被要求或双方组织间已同意的情况下，缺少保安声明（可能滞留船舶）。14.Evidencethatcargohandlingsecurityproceduresarenotinplace(mayrestrictoperations).证据表明货物装卸保安程序不适当（可能限制操作）。15.Poorscreeningproceduresassociatedwithpassengeraccesscontrolorunaccompaniedpassengerbaggage.关于旅客进入船舶通道控制及无人照管行李的检查程序薄弱。（待续）PARTB：SampleSecurityQuestionstoforeignvesselISPSCodeExam外籍船舶ISPS规则测试时保安方面问题示例（BoldfacedquestionsmayonlybeaskediftheflagStatehasgivenpermissiontoreviewtheportionofthesecurityplanrelatedtothatquestion.粗体字的问题只有在船旗国允许检查保安计划中与该问题相关的部分时才会被询问。）TotheShipSecurityOfficer:询问船舶保安员Whatdoyoudoifthereisasecuritybreach?Orsecuritythreat?当发生保安破坏或保安威胁时，你应该做什么？（参见SSP5.3、5.4）Howdoesthesecurityalertsystemwork?Whathappensifthesecurityalertsystemisactivated?保安警报系统如何工作？若保安警报系统被启动，什么事情将发生？（参见SSP7.4、SOLASXI-II—6）Whatdoyoudoiftheportisatahighersecuritylevelthantheship?若港口的保安等级高于船舶，你应该做什么？（参见SSP4.3、5.3.6）Whatarethevesselrestrictedareas?Howdoyourestrictaccesstotheseareas?船舶的限制区域是指哪些区域？你如何限制进入那些限制区域？（参见SSP3.7）Howoftenisthesecurityequipmentcalibrated?Asktoseerecords.保安装置校准的频次如何？查看记录。（参见SSP7）Howdoyoucoordinatesecurityactivitieswiththeportfacility?你如何与港口协调保安活动？（参见SSP5.3.6）Whenwouldyoulimitshoretoshipaccesstoonlyoneaccesspoint?何时你只留一个通道口，以限制岸到船的通道？（参见SSP4.4.3）Howoftendoyouauditsecurityactivities?Howdoyouauditasecurityactivity?Askforanexample.Alsoasktoseerecords.你对保安活动内审的频次如何？你如何进行保安活动内审？举例说明，或者查看记录。（参见SSP9.1.4）WhoistheCompanySecurityOfficer?Doyouhave24/7contactinformationforthisperson?Asktoseeinformation.公司保安员是谁？你是否有公司保安员的24/7的通信联系方式？查看该信息。（参见SSP1.5.3）DoyouhaveanyactiveDeclarationsofSecurity?Andwithwhom?你是否有具体的保安声明？该保安声明与谁签署的？（参见SSP8）Howoftendoyouholdsecuritydrills,training,orexercises?Whenwasthelasttimeyouconductedasecuritydill,trainingsession,orexercise?Asktoseeassociatedrecords.船舶保安演练、培训或演习的频次如何？最近一次保安演练、培训或演习在何时进行？查看关联的记录。（参见SSP6）Howdoyoureportsecuritybreachesorincidents?Asktoseerecords.你如何报告保安破坏或保安事件？查看记录。（参见SSP5.4）Whatdoyoudoifsomeonetriestobringanunauthorizedweapononboardthevessel?Dangeroussubstance?Device?若有人试图携带未经授权的武器、危险品或装置登轮，你应该做什么？（参见SSP4.4.5、5.4）Howdoyoupreventunauthorizedpersonsfromcomingonboard?你如何阻止非法人员登轮？（参见SSP3.4、5.4）Whoonboardareassignedsecurityduties?哪些人被指派负有保安任务？（参见SSP2）WhenwasthelasttimetheSSPwasreviewed?Wasitupdated?Asktoseerecord0fupdate.最近一次SSP评审在何时进行的？是否进行了修改？查看修改记录。（参见SSP9.2）Whatdoyoudotosearchpersonsandtheirbelongingswhentheycomeonboard?查验登轮人员及其随身行李时你应该做什么？（参见SSP4.4.5）Whatareyourprocedurestosearchunaccompaniedbaggage?Howdothesebecomemorerigorousifsecuritylevelincreases?查验无人照看行李的程序是什么？如果保安等级提高，如何更加严格地查验？（参见SSP1.2.5）Howdoyoumonitorthesecurityof