参考资料-0CPC-B类工厂稽核表fa0018

AuditID:Page1of38Apr.20,2000CPCCONFIDENTIALCPCFactoryAssessmentsTo:From:Date:Subject:AuditID:DistributionList:CC:Disclaimer:(聲明)•Thisauditisbasedonalimitedsampleandothernon-conformitiesmayexist.•此稽核建立於受限樣品與其它不良品之基礎之上。•Thisreportanditscontentswillbetreatedasconfidential.•此報告及其內容視為機密檔。Address:KongDongRoad48-12FHKOfficePhone852-27357331Fax[phone]AuditID:Page2of38Apr.20,2000CPCCONFIDENTIALPLANT/OPERATION:AUDITDATES:AUDITOR(S):FINDINGS:稽核發現MAJORNONCONFORMITIES(M):重要不良(不一致)MINORNONCONFORMITIES(m):次要不良(不一致)OBSERVATIONS(O):觀察資料包告TOTALFINDINGS:總發現不良數MATURITYLEVELGRANTED:不良改善可接受水準FIRSTRESPONSEDUE:第一次回復日期NONCONFORMITYCLOSUREDUE:不良現象徹底改善日期RESPONSESPROVIDEDTO:回復至﹕收到此報告後所有重要及次要級不良現象均需在90天內結案。如若需長期改善措施﹐亦需定議主要的回復改善日期進程及季報告直至被本中心視為最終完成並結案。AuditID:Page3of38Apr.20,2000CPCCONFIDENTIALALLMAJORANDMINORNONCONFORMITIESMUSTBECLOSEDWITHIN90DAYSFROMRECEIVINGTHISREPORT.INCASETHELONG-TERMCORRECTIVEACTIONISREQUIRED,THESITEMUSTDEFINETHEMAJORMILESTONESWITHCOMMITMENTDATESANDPUBLISHQUARTERLYUPDATESUNTILALLCORRECTIVEACTIONSARECOMPLETEDANDCONSIDEREDCLOSEDBYCPC.NonconformityClosureExpectations:預計不良現象結案日﹕ASSESSMENTPURPOSE:評估目的/用途﹕ASSESSMENTSCOPE:評估範圍﹕SUMMARY:梗概摘要﹕ACKNOWLEDGMENT:承認/確認﹕AuditID:Page4of38Apr.20,2000CPCCONFIDENTIALADDENDUM:附錄Findings:結果Note:備註1.ManagementCommitment管制承諾2.Data-basedDecisionMaking資料性決策3.InformationSystem資訊系統4.DefectContainment不良遏制5.DefectPrevention不良預防6.DrawingandDocumentControl圖紙及檔管制7.ChangeControl變更管制8.E-BusinessTool電子商務工具9.Training培訓10.BusinessManagementSystems業務管理體系11.IncomingMaterialsControl進料管制12.ReliabilityMonitors信賴性監控13.PackagingandStorageSystem包裝及儲存系統14.CopyExactlyandEquivalencePlus拷貝作業及相關管制15.EnvironmentalHealthandSafety(EHS)Policies環境衛生及安全政策ItemChecked:檢查項目TotalScore:總得分AverageScore:平均得分AuditID:Page5of38Apr.20,2000CPCCONFIDENTIAL1.ManagementCommitment管制承諾1.1Leadership領導層(領導能力)DeliverableScoreComment1.Seniormanagementhasestablishedappropriatequalityobjectives(e.g.,indicatorsandgoals).高層管理已建立適當的品質目標(如指標與目標)2.Seniormanagementhascommunicateditscommitmenttodeliveraccordingtothesequalityobjectives.高層管理已依品質目標傳達實施其承擔義務3.ThereisaseniormanagerresponsibleforData-BasedDecisionMakingwhohasasoundunderstandingofstatisticalmethods.高級經理人對資料決策負責並對統計手法有健全合理的理解。4.ThereisaseniormanagerresponsibleforQualitySystems(forexample,processcontrol,process/factoryqualification,etc.)高級經理人對品質系統負責(如制程管理/工廠資格鑒定等)5.ThereisaseniormanagerresponsibleforInformationSystems.高級經理人對資訊系統負責6.ThereisaseniormanagerresponsibleforDefectContainment.高級經理人對不良品管制負責7.ThereisaseniormanagerresponsibleforDefectPrevention.高級經理人對不良預防負責8.ThereisaseniormanagerresponsibleforDrawingandDocumentControl.高級經理人對圖紙及檔管制負責9.ThereisaseniormanagerresponsibleforChangeControl.高級經理人對變更管制負責10.ThereisaseniormanagerresponsibleforDesignTools.高級經理人對設計工具負責AuditID:Page6of38Apr.20,2000CPCCONFIDENTIALDeliverableScoreComment11.ThereisaseniormanagerresponsibleforeBusinessTools高級經理人對電子商務工具負責12.ThereisaseniormanagerresponsibleforTraining.高級經理人對培訓負責13.ThereisaseniormanagerresponsibleforBusinessManagementSystems(e.g.,availability,capacityplanning,legalandcontractual,etc.).高級經理人對業務管理體系負責(如有效性､產能計畫､法定契約等)14.ThereisaseniormanagerresponsibleforProductHandlingandStorage.高級經理人對品質系統負責15.ThereisaseniormanagerresponsibleforReliabilityMonitoring.高級經理人對信賴性監控系統負責16.ThereisaseniormanagerresponsibleforIncomingMaterialControl.高級經理人進料管制體系負責17.ThereisaseniormanagerresponsibleforCopyExactly!OrEquivalencePlus(forexample,thepracticeofidentifyingandcopyingbestknownpracticesorprocessesacrossorganizationsand/orfacilities).高級經理人對拷貝或相關負責(如可識別之慣例實施與最佳之拷貝實施或跨組織功能或設施之程式)18.ThereisaseniormanagerresponsibleforassuringorganizationalcompliancetoEHSrequirements.高級經理人對組織順從性保證對EHS需求負責19.ThereisadocumentedqualitymanualwhichiscompliantwithISO9001,undersupplierdocumentcontrol,andwhichhasbeenapprovedbyseniormanagement.有一套與ISO9001相一致的品質手冊﹐供應商檔管制並得到高層核准。20.ThereisaseniormanagerresponsibleforHumanResources(HR)practicesandresourcesdevelopment.高級經理人對人力資源實施與資源開發負責。Item:20,Score:801.2InternalAuditing內部稽核AuditID:Page7of38Apr.20,2000CPCCONFIDENTIALDeliverableScoreComment1.TheInternalAuditsystemproceduresandtrainingaredocumentedandauditresultsarerecorded.內部稽核體系程式與培訓檔化﹐稽核結果記錄保存0沒ISO2.Auditteam(s)havecross-functionalmembers.稽核團隊包括跨功能成員03.Thereisevidenceofregular,comprehensive,internalauditsofallmaterialsandmanufacturingactivities.所有材料與製造活動定期的廣泛的內部的稽核必須有根據0Item:3,Score121.3ManagementReview管理審查DeliverableScoreComment1.Aseniormanagerreportstotheseniorstaffonaregularlyscheduledbasisregardingmattersconcerningqualityperformance,issues,andrequirements.高級經理人在品質性能﹐問題與需求等情事有關時須以預定的程式報告知會高級職員02.Aseniormanagementqualityreviewboardreviewsthequalitysystemsfortheireffectivenessinassuringthequalityofprocessesandproducts.高級管理品質審查會議審查檢討品質體系之有效性以確保制程與產品之品質。03.Relevantseniormanagers(forexample,quality,manufacturing,training,orlogistics,etc.)aremembersofthequalityreviewboard.相關高級經理(如品質﹐製造﹐培訓或後勤等)須是品質審查委員會之成員。04.Aprocessisinplacetoensurethatreviewsaretimely,effective,andthatcorrectiveactiondecisionsaremade,implementedandfollowed-up.審查制程在於及時有效﹐有制訂矯正措施並實施跟蹤。05.There