艾默生供应商稽核Emerson--supplier-audit-checklist

TableofContentsESAC2008-06(r1)ContentsWhat'snewwiththisrevision?LanguageInstructionsTypicalAuditCycleISO/TSCrossReferenceSupplierProfile&AuditRecordStandardChecklistAuditScores&FindingsSupplierCorrectiveActionsRoHSRequirementsREACHComplianceAddedRequirementsChecklistAuditScores&FindingsSupplierCorrectiveActionsAuditResultsAuditTeamRecommendationRequestESACDatabaseAccessFinalDispositionAuditorNotes&AttachmentsUploadAuditResultstoDatabaseQuickLinksSign-intoESACDatabaseESACAuditorTrainingMaterialsESACHelpRequestRequestESACDatabaseAccessSignupforESACTrainingWorkbookCompatibilityw/ExcelEUREACHDocumentsSponsoredbytheEmersonQualityCouncil(EmersonProprietary)AuditorQualificationsPlaceDivisionLogohereKeyinformationfromeachESACauditisavailableontheESACDatabase.Clicklinksbelowtorequestaccessortosign-inifyouhavealreadyregistered.Sign-intoESACDatabasePleasefollowtheTypicalAuditCyclespecifiedontheInstructionspage.GeneralInstructions:a.)SettheExcelmacrosecuritytomedium.ClickEnableMacroswhenopeningthisfile.)b.)UsetheLanguageandShow-Hidebuttonsasnecessarytofacilitateuse.c.)ReadInstructionsbeforeusingtheESACWorkbook.d)YoumustberegisteredtotheESACDatabasetouploadauditdata.Note:UseExcel2003or2007(ornewer).UsingExcel2000(orolder)willcausemalfunctionstooccur.INTENDEDFORUSEWITHEXCEL2003OR2007Includesthefollowingtranslations;Chinese-Simple,Chinese-Traditional,Dutch,English,French,German,Russian&Spanish.RevisionLevel:TheEmersonSupplierAuditChecklistissponsoredbytheEmersonQualityCouncilandendorsedbyEmersonCorporateProcurement.DivisionsareencouragedtousetheESACDatabasetoviewauditresultsfromotherEmersonDivisionsorSupplyChainOrganizationstoassistinmakingsourcingdecisions.WebelieveyouwillfindESACtobeavaluabletoolforbothsupplierselectionandsupplierimprovement.EmersonSupplierAuditChecklist(Needmoreinformation?UsetheQuickLinksonthispageorgototheInstructionstab.)Emersonpersonnelshouldbeproperlytrainedpriortoleadingasupplieraudit.IfauditortrainingisnotavailablewithinyourDivision,werecommendprofessionalorganizations,suchastheAmericanSocietyforQuality(ASQ).TheESACCoreTeamhasdevelopeda4-hourtrainingcourseandESACScoringGuidelines.TheAuditingwithESACcourseprovidesexperiencedauditorswithinstructionsonhowtousetheESACassessmenttoolandscoringguidelines.ESACprovidesastandardizedevaluationofasupplier'squalitypotential.ItisbasedonISO9001&TS16949andstronglyemphasizesmanufacturingprocess/qualitycontrol.Theauditprocesstypicallyrevealsopportunitiesforimprovementandcorrectiveactionsareimplementedtohelpreducequalityrisksandimprovesupplychainreliability.Inaddition,theESACWorkbookprovidesameanstouploadauditresults,correctiveactionsandauditteamrecommendationtoacentraldatabase.EmersonProprietary1582122543972DatePrinted:2020/2/22ContentsPage:1of5112345-RunTimeerror1004messagewillappearafterusingtheSelectLanguagebuttonsonLanguagetab.Itmayappearatothertimesalso.-Continueduseofthefilemaycauseformulamalfunctionsresultinginmiscalculationofscores,etc.-FiltersontheStandardChecklistandAddedRequirementstabsmaynotfunction.-MaynotbeabletoadjustroworcolumnheightsorinsertDivisionlogo.1.UpgradetoamorecurrentversionofExcel,likeExcel2003or2007.2.ClickontheESACHelpRequestlink(below)toinquireaboutavailabilityofanESACthatiscompatiblewitholderExcelversions.ESACHelpRequestThefollowingwilloccurwhenusingthisworkbookwitholderExcelversions.ESACisnolongercompatiblewithExcel2000orearlierversions.Whatareyouroptions?WorkbookCompatibilitywithOlderExcelVersionsWhat'snewwiththisrevision?Herearethehighlights….DUTCHisnowavailableontheInstructions,SupplierProfileandStdChecklisttabs.ESACnowsupportseightlanguages.REACHCompliancerequirementsadded.FivequestionsarenowavailableontheStdChecklistandincludedintheAuditResults.ApplicationInstructionsforREACH(ChecklistSection18.0)BeginningJune1,2008,ESACauditsmustincludeStandardChecklistSection18.0,REACHComplianceexceptwhenDivisionmanagementhaspositivelyverifiedthatthepartsprovidedbythissupplierwillnotbeusedinEmersonproductssoldinEuropeanUnioncountries.Requirement18.5maybemarkedasn/aifthesupplierisnotcurrentlyprovidingpartstoEmersonwithSubstancesofVeryHighConcern(SVHC)thatexceed0.1%wt./wt.Linkto'EUREACHDocuments'addedtoQuickLinksontheContentspage.AlsoaddedmorelinksforrequestingESACdatabaseaccessandsign-intothedatabase.Examplequestionsprovidedonthe'AddedRequirements'pagefortopicslikelaborrelations,businessethics,environmentalandqualitymanagementingreaterdetail.CommodityFamilyareaexpandedontheSupplierProfiletoallowinputoftwoCommodityFamilynameswhenapplicable.EmersonProprietary1582122543972DatePrinted:2020/2/22ContentsPage:2of51TOCMustbeabletoselectanduseawidevarietyofqualityandauditingtoolsandtechniquesinpracticalapplications.Havetechnicalknowledgeoftheprocessesbeingauditedandtheabilitytoeffectivelyuseanprocessauditchecklistwhenrequired.Mustbeabletoeffectivelyplan,develop,communicateandexecuteanauditwithinadefinedscope,includingresourcescheduling,conductingnecessarymeetingsinperformanceoftheauditandusingappropriateauditingtechniques.Mustbeabletoverify,documentan