公司治理与债权人制衡机制相关法律问题研究

烟台大学硕士学位论文公司治理与债权人制衡机制相关法律问题研究姓名：刘淑梅申请学位级别：硕士专业：民商法学指导教师：姜一春20100312I199920602006IIAbstractTheoperationofthemodernmarketisinseparablefromitsbasiccarrier-acompany.Theroleofacompanyisveryimportantforacountry'sdevelopmentandprosperity.Goodcorporategovernanceisakeyfactorforacountry'seffectiveoperation,itisanecessaryconditionforacompanytoenhanceitscompetitivestrengthandtoimproveitsoperationalperformance,itisalsoamicro-foundationforthemodernmarkettorunefficientlyandorderly.AstheDirector-GeneraloftheWorldBankchiefJames•Volfsonin1999,pointedoutthattheimportanceofgoodcorporategovernance,isliketothegoodgovernancetotheworldeconomics.Therefore,theissueofcorporategovernancehasbecomeanimportantinternationalissue,itisconcernedandresearchedbypolitical,economicandlegalareas.Astothestructureofthecorporategovernance,thetraditionaltheoryclaimsthattheseparationofownershipandoperatingrightsisitstheoreticalfoundation,namely,theconfigurationproblemofrightandobligationisthekeyfactorbetweengeneralmeetingofshareholders,boardofdirectors,boardofsupervisorsandcorporatemanagement.However,Sincethe20thcentury,60yearsthecorporategovernancetheoryhasbeendevelopmentconsiderably,Thecompanystakeholdersisthecompany'smajorcreditors,itshouldornottoparticipateincorporategovernanceandhowtoparticipateincorporategovernancehasbeenreferredtoagendaaboutthetheoryofstakeholdergovernance.ThefieldoflawinChinahasalsoresearchedthetheoryaboutthegovernanceofstakeholderformanyyears.Theinterestsofthecompany'screditorhasalsoconcernedbytherelevantlawsandregulations.But,afterall,theinterestsofcreditorisimpactedbythemodelofshareholder-oriented,andcannotbeprotectedeffectively,itisnotonlyunfairforthecreditors,butforthecompany'slong-termdevelopmentisalsodisadvantage.Thispaperwillstartfromthetermofcorporategovernance,analysingthetheoreticalbasisaboutthecreditorinvolvedinthecompanymanagement.Then,thispaperwillusethetwowaysthatthedirectandindirectparticipateincorporategovernancetoinspectthelegalmeansaboutcreditorparticipateincorporategovernanceofrelevantnation.Onthisbasis,thispaperwilldiscussthelegislativestatusofourcountryandourcountry'sIIIcreditorsincorporategovernance,thenintroducesomerelevantmeasuresfortheparticipationofcreditorsincorporategovernance,tomakeavaluablepointforrelevantinstitutionsofourcountry.Keywords:CorporationgovernanceCreditorchecksandbalancesDirectgovernanceIndirectgovernance.20103123 4200520“”12035200612135221242“CorporategovernanceBerl(Means)1932TheModernCorporationandPrivateProperty(ollverHart)(ollverHart)2001125Berle,AdolfandMeans,Gardiner,1932,TheModernCorporationandPrivateProperty,Nework:CommerceClearingHouse.P626.(MyerColin):():(1)(2)(3)(PhilipL.Coehran)(Steven1.Watick)1988::(l)()?(2)()?(1994):19966200431996537.1998165.1995133.2004220200677(MargaretM.Blair)19981994185:2003362001620011120002920011518802006200520200229??:3020057...:200131020053202101918WaltherRathenau,200133.3.:199915611,12131234:.2001120200422514(UniversalBank);123200151052006129120061291:()20066155%1550%50%200561120056121630113385%20022571994104382005637.17319263112.20056:37320361819702002319walkerv.wimbornejeffreev.nationalcorporationsandsecuritiescommission(CityCode)9200310219964209021200133420013342001526222001562234171.1%74.4%2002242199820032003204241994199419961199662002181842000289200520254199720041199851.2002258259266566272012031997320069928148632005662006291061532002165303112332511521=42653200922620052033546200318593342/320051143:200511814635199852004219985361998537;3839[1]2001[2]1998[3].1995[4].2002[5]1994[6]2005[7]1999[8]2001[9]2002[10]2000[11]2001[12]2005[13]:2003[14]2002[15]2005[16]2004[17]:1995[18]2001[19]2005[20]2002[21]2003[22]2002[23]2006[24]2002[25]2001[26].2001[27]1998[28]211999[1]2005320240[2]:19966[3]19965[4]20056[5]:19964[6]20022[7]20002[8]20062[9].20056[10]20056[11]20022[12]20057[13]20041[14]()20066[15]20016[16]20023[17]19973[18]19985[19]20042[20]2006[21]2006[22]200441422009121280公司治理与债权人制衡机制相关法律问题研究作者：刘淑梅学位授予单位：烟台大学本文读者也读过(10条)1.雷桦债权人介入公司治理法律问题研究[学位论文]20072.刘健华债权人参与公司治理的法律问题研究[学位论文]20093.马欣公司债权人参与公司治理法律问题研究[学位论文]20094.李莉公司债权人参与公司治理结构法律问题研究[期刊论文]-经济论坛2006(15)5.曹雪松大型国有集团公司中小股东及利益相关诸权益保护问题研究[期刊论文]-中国科技博览2008(19)6.韩海娇国际保理若干法律问题研究[学位论文]20097.熊丹消灭时效的历史渊源与发展趋势[学位论文]20098.陈岷.CHENMin民商法视野中的合作社[期刊论文]-财贸研究2007,18(6)9.刘光波论公司非股东利益相关者的法律保护机制——以债权人权益保护为例[期刊论文]-法制与经济（上旬刊）2010(9)10.黄涛贵州省高校“阳光合体育运动”开展的现状调查研究[学位论文]2010本文链接：