知识产权滥用及其法律规制

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湘潭大学硕士学位论文知识产权滥用及其法律规制姓名:谢沁申请学位级别:硕士专业:知识产权法指导教师:冯晓青200504302TRIPS:3AbstractInthetimesofintellectualeconomy,theoverflowingoflawfulmonopolypoweroftheintellectualpropertyright(IPR)thatistheeconomicmotiveforcehasdeducedintotheanti-monopolyquestionofthefieldofintellectualpropertyincompetitiverealm,whichhasconstitutedtheabuseofIPR.Todayeconomicglobalizationcontinuouslyrenovatestherulesofmarket,andtheenterprisesofourcountryarefacingthesterntest.ToregulatetheabuseofIPRandtostrikeatmonopolyofmarketoftransnationalcorporationshasbecomeanunavoidabletaskinboththeoreticalcircleandlegislativecircleofourcountry.TheabuseofIPRmeansthattheobligeeofIPRexerciseshisownrightswiththeillegitimatewaysandexceedsthescopepermittedbylawsorlegitimatelimitation,thenleadstotheimproperuseofthisrightandthedamagesofotherandsocialpublicinterests.TheabuseofIPRdamagesthevaluegoalofIPRlawthatincludestheencouragementofinnovation,faircompetitionandbalanceofinterests.TheabuseofIPRmainlyincludesabuseofpatentright,abuseofcopyrightandabuseoftrademarkright.Theabuseofpatentrightmeansthepatenteeabuseshisadvantageofpatentrightanddamagesvalidcompetition.Besidesthebehaviorthatdamagescompetitionasabuseofpatentright,abuseofcopyrightshallincludethebehaviorwhichinvadesthepublicdomainanddamagesthefreedomofthepublictoacquireinformation.Abuseoftrademarkrightmainlymeansthebehaviorwhichabusesthetrademarkexclusiveright,prohibitsfromrationallyusingtrademark,violates4rightexhaustiondoctrineanddamagescompetition.ToregulatetheabuseofIPRisthedevelopingtendencyallovertheworldatpresentandtherequirementforapplyingTRIPS.InourcountrytheregulationofabuseofIPRhasbothnecessitiesinrealityandintheory.Therefore,inordertopromotevalidfaircompetition,safeguardpublicinterestsandrealizetheinnovativesystemofIPRsystem,ourcountryshallusetheforeignsuccessfulexperienceforreference,continuouslyperfecttheinnersystemofIPR,drawuptheanti-monopolylawassoonaspossible,andconstructacompletelegalsystemtoregulatetheabuseofIPR.Keywords:exerciseofIPRabuseofIPRlegalregulation72003124IOS“”“”“”2001DVD“”WTO1090%50040020038441-446TRIPS2001357-618“”9“”“”——1623TheStatuteofMonopolies181967207080“”1984“”20011199311990210TRIPS“”“”WTO200272[]20001311——“”“”2000713199422912“”“”17“”“”“”“”6“20018420007131999370-7913”“”2003DVD“”620019220011361412395IE952000184-1852001315“”“”“”188“”200472416TRIPS“”TRIPS“”201“……”1“……”——“”1942MortonSaltCo.G.S.SuppigerCo.“”17“”“”——“”2001241-452001194-20819969420043113-1171819954AntitrustGuidelinesfortheLicensingofIntellectualPropertyRH19969019——“”TRIPS7“”“”120034144-154[]D1996113202()21PatentMisuse“”UncleanHand20“”1917MotionPicture“”“”Know-how200376[]JayDratler,Jr.2003472221944Mercoid1988PatentMisuseReformActof1988“”“”“”“”“”8531996131theTechnologyTransferRegulation“”200110823“”——“”“”[]JayDratler,Jr.2001156241219884“…4”1998(tie-inarrangements,tiedselling)386d“”20037620012322001483251988“”1231992kodakHilti2000IESeeRobertPitofsky,ChallengesoftheNewEconomy:IssuesattheIntersectionofAntitrustandIntellectualproperty,June15,2001..2001235SeeStevenD.Anderman,ECCompetitionLawandIntellectualPropertyRights,ClarendonPressOxford1998,p.157159.200123726HitilPAF——20%2001580200124220031014272070“”198819952349/84[]JayDratler,Jr.200166828“”2002DVD6C6CDVDDVD6CDVD20DVD40DVD29LasercombAmericaReynoldLasercomb99DVD20041125430Magill86SeeSeungwooSonCanBlackDot(shinkwarp)LicenseOverrideFederalReverseEngineeringRight?TheRelationshipbetweenCopyright,ContractandAntitrustLaw,IssuesattheTulaneJournalofTechnologyandIntellectualPropertySpring2004.P64-144.“”19864198812RTE86RET19964630%-40%CaseC-241/91p&242/91p,1995E.C.R.I743(C.J.)2001194-2083286Windows98199810910001200“”200162877020006“”1997200083“”20043244.97290WindowsWindowsWindows2000919-2433·publicdomain——“”thepublicdomainforliterature“”4.972200447[]L.RoyPatterson,StanleyW.Lindberg:TheNatureofCopyright:ALawofUser’sRight,19961034“”“”“”“”“”“”“”AllRightReserved35“”“”“”“”P(thepromotionoflearning)(thepreservationofthepublicdomain)(theprotectionoftheauthor)[]L.RoyPatterson,StanleyW.Lindberg:TheNatureofCopyright:ALawofUser’sRight,19961136WindowsXPMicrosoftProductActivation(MPA)XPXP1997KV300L++2003134371918042001440TRIPS2003163-20120047020042913834“”200292533949“”2002“”“”“”“”“”“”“”“”“”“”“”BMWDeenik“”BMWBMWBMW“BMW”“BMW”BMW2002426440BMWBIPRIBIPRI20“”13“”“”200119441“”3231“”51“”44“200120442……”45“”43DVDTRIPSWTOTRIPS20“”PatentMisuse“”1988“”2070“”theNineNo-Nos80“44”“”ruleofReason199522285319847852349/84198811853556/8919961TRIPS853240/96“”“”2001194-20845WTOTRIPS“”TRIPS“”TRIPS7“”“”TRIPS82“TRIPS402“”67“”“”TRIPS46TRIPS“”8090“”“”“”“”47“”“”2001“”48Windows982001“”“”DVD49“”“”“”commongood200316319861[]199950“”“”“”29820031281964192003972003975115348516120013257-25852223249198392046200112102971999329“”334“”199312“”“”30“”53123120036135448“……”“”2DigitalMillenniumCopyrightActDMCADMCA3107“1201ab55”4“”“”20032241999642-4756120044222572853240/9658“[]C20031759[1].[M].:,2001.[2].[M].:,1993.[3].[M].:,1990.[4].WTO[M].:,2002.[5].[M].:,2000.[6].[M].:,1994.[7].[M].:,2001.[8

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