国际商事仲裁法习题及参考答案

国际商事仲裁法习题及参考答案ReviewList&ReferenceforFinalExam1．Comparativestudyonthearbitration,conciliationandlitigation2．Comparativestudyonadhocandinstitutionalarbitration;3．Ontherelationshipbetweenthepartiesandthepermanentarbitrationinstitutionandarbitraltribunal;4．Onthemethodforsettlementoftheconflictofjurisdictionbetweenthecourtandarbitraltribunal5．ComparativestudyontheChineseArbitrationLawandUNCITRALModelLawonInternationalCommercialArbitration.6．Onthedoctrineofcompetence-competence,separabilitydoctrine7．Applicablelawanditsdeterminationfortheinternationalarbitrationagreement8．Applicablelawanditsdeterminationfortheinternationalarbitrationprocedure9．Applicablelawanditsdeterminationforthesettlementofthemeritsofthedisputebyarbitration10．Howtodeterminetheseatofarbitrationininternationalarbitrationpractices?11．Dueprocessinarbitrationpractice;12．Nationalityoftheinternationalarbitralawardandauthoritytodetermine;13．Criteriatodistinctthedomesticandforeignaward14．Remediesonthearbitralawards15．Yourcommentsonparticularcase:Zueblin,Parklito,Norsolar,Cardegna.......Question1YourclientiscurrentlynegotiatingacontractforthesaleofcomputerstoaChinesecompany,whoseplaceofbusinessisinShenzhen.Theyprovidedwithyouadraftarbitrationclauseandaskfroyouradvice:"AnydisputearisingoutoforinconnectionwiththiscontractshallbesettledbyarbitrationinShanghaiinaccordancewiththeArbitrationLawofthePeople'sRepublicofChina."Youareasked:Pointdefectsofthearbitrationclauseandgiveamendmentoftheclause（根据中国仲裁法第16条，仲裁协议必须规定仲裁委员会的名称，鉴于北京有两个仲裁委员会，应当明确规定在上海仲裁委员会还是中国国际经济贸易仲裁委员会上海分会仲裁）.Explainreasonsforyouramendmenttoyourclient.Question2YourclientHongKongCorporationhasalreadyenteredintoacontractwithaJapaneseCorporationforthesaleofcomputers.ThepartieshaveagreedtosettletheircontractdisputebyarbitrationinChinaInternationalEconomicandTradeArbitrationCommission(CIETAC)inaccordancewithCIETACRules(2005)iftheycouldnotsolveitbythemselves.Duringperformancethecontract,theJapanesesellerfailedindeliveryofgoodsintime,TWOmonthslaterthanitshouldhavedeliveredthegoodstoyourclient.Thiscauseddirectlossof20000RMBtoyourclient.Inaddition,thereweresomeindirectdamagesforwhichyourclientcouldnotperformdutyfordeliveryofsuchcomputerstothepartners,withwhomtheysignedthesimilarcontractsbasedonthecontractwiththeJapaneseCorporation.YourclientintendstosubmitthedisputetoCIETACaskedyoutowriteanapplicationforarbitration.Pointsforanswer:(items1-5compulsory,6-7excellent,答题要点，供教师改卷时用)1.Namesandaddressesoftheparties2.Referencetothearb.Agreement3.Disputecoveredbythearb.Agreement4.Factssupportingtheclaims5.Relieforremediessought6.Proposalastothenumberofarbitrators7.ProposalastotheseatofarbitrationQuestion3DiscussthefollowingissuesontheNewYorkConventionontheRecognitionandEnforcementofForeignArbitralAwards:1.Itsscopeofapplication（外国裁决和非内国裁决）;2.HowdoyouunderstandthephaseunderNYCthat"arbitralawardsnotconsideredasdomesticawardsintheStatewheretheirrecognitionandenforcementaresought"?（裁决在裁决地国作出，但是裁决地国法院根据当地法律又不认为该裁决为当地裁决的情况）3.Groundsforrefusingrecognitionandenforcementofforeignarbitralawards（公约第5条规定的情况）;4.RelationshipbetweenthemainlandChinaandNYC（中国于1987年成为公约的正式缔约国，在加入公约时作了两点保留声明：互惠保留声明和商事保留声明）.Question4YourcommentsontheAmendmentofUNCITRALModelLawonInternationalCommercialArbitrationin2006.（包括第1条（2）款关于该法的适用、第7条关于仲裁协议的书面形式、第17条关于临时性保全措施的条款、第36条（2）款关于裁决在申请撤销期间一方当事人向执行地法院申请执行裁决时，执行地法院如果认为适当，可以暂缓作出决定，也可以令被申请执行人提供适当的担保。此外，还增加了第2A条关于解释《示范法》和处理该法未规定事项应当遵循的基本原则。其中第17条是修改最大的条文，由原来的一个条款（第17条仲裁庭命令采取临时措施的权力）扩展为一章（临时措施和初步命令）五节（临时措施、初步命令、适用于临时措施与初步命令的规定、临时措施的承认与执行、法院发布的临时措施），共11个条款）。Question5WhytheChinesecourtrefusedenforceZueblinAwardrenderedbytheICCarbitraltribunal?What'sareyourcomments?MainPoints:1.TheChinesecourtrefusedtoenforcethisICCawardbasedonArt.5(1)(a)oftheNewYorkConvention.TheawardwasmadeontheinvalidarbitrationagreementconfirmedbytheChinesecourtinaccordancewiththeChineseArbitrationLaw.2.Art.16oftheCALprovidedthethreerequirementsforthevalidityofthearbitrationagreement:theparties'intentionforarbitrationthedispute;matterstobearbitratedandthedefinitearbitrationinstitution.Sincetheagreementfailedtospecificallyprovidethenameofthearbitrationinstitution,butICCRules,thecourtconsideredthearbitrationagreementinvalid.3.Freecommentsfromthestudentsastothedevelopmentontheconfirmationofthevalidityoftheinternationalarbitrationagreementintheglobaleconomy:Thenationalcourtshouldeffectthearbitrationagreementaspossibleasitcan.ThearbitrationagreementshouldbeconsideredvalidifitisvalidaccordingtothelawoftheStateofanycontractingparty;thatoftheplaceofarbitrationandthatofthecourt.Question6Discusstheadvantagesanddisadvantagesofadhocarbitrationascomparedwithinstitutionalarbitration.Give5examplesfortheinternationalarbitrationinstitutions.Answerforreference1.Adhocarbitrationtribunalisspeciallyestablishedforthesettlementofaparticulardispute.Onceawardismade,itnolongerexisted.2.Institutionalarbitrationhasspecialname,articlesofassociation,businessplace,personnelforthesecretariat,aswellastheappliedarbitrationrules.Theinstituti