促进自主创新的我国高校专利管理研究

华中科技大学硕士学位论文促进自主创新的我国高校专利管理研究姓名：张早雄申请学位级别：硕士专业：工商管理指导教师：朱雪忠20080428I“”IIAbstractCurrently,theabilityinindependentinnovationofscienceandtechnologyinChina’suniversitiesisplacedonaconsiderablyhighplacebythegovernment.Thedevelopmentofuniversitiesthemselvesrequiresinnovationofscienceandtechnology,whichisalsotherequirementoftheeraforuniversitiestoservesocietyandpromotelocaleconomicdevelopment.It’surgenttopromoteChina’sconstructionofindependentintellecturalpropertyrightsystemwiththerepresentativeofpatents,soastoboostitsabilityininternationalcompetitionandtransformationineconomicgrowthpattern.Theconstructionandadministrationofindependentintellecturalpropertyrightsystemwiththerepresentativeofpatentshasbecomethefocusoftheage.StartingfromanalysingthepresentstateofpatentsadministrationinChina’suniversities,itscauseandtheprincipleofpatentsadministrationinChina’suniversitiesinfuture,thisthesiscomesupwithsuggestionsonthepresentpatentsadministrationinChina’suniversitieswiththepurposeofpromotingindependentinnovation.Firstly,thisthesisanalyzesthatthereasonsofsuchphenomenainpatentsadministrationinChina’suniversitiesaslowpropotionofpatentization,lowrateoftransformation,inadequacyingeneralcapacityofproducingpatentsandenomousdrainofpatentsarethelackinsenseofpatentsandtheimperfectionofpatentsadministrationsystem.Secondly,thisthesisraisesthattheprincipleofpatentsadministrationinuniversitiesistoencouragetheinnovationofscienceandtechnology,strengthentheprotectionofpatentsandimprovethetransformationofpatents.Finally,thethesispointsoutthestrategyonimprovingpatentsadministrationinuniversitiesbygivingspecificsuggestionsonpatentproduction,protectionandtransformation.OnthebasisofpracticeofpatentadministrationinHuzhongUniversityofScienceandTechnology,thisthesissummarizesmeasuresandachievementsinpatentsadministrationbyHUSTduringthetenthfive-yearplan.Keywords:UniversityPatentsadministrationIndependentinnovation111.11.1.1212006200510“”IndependentInnovation20061220062020“”220061.1.2“”“211”“985”6027.32005344.4172.5“”63119912562.81%71432084544%3727%507“211”“985”9738957.05%39363.3%563254.9%32.380%60055%20061.1.3,,,142390%—95%60%40%“1%—3%”20041.21.2.15schmookler(1966)AbrahamandMoitra(2001)Trajtenberg(2001)Choung(1998),JungandImm(2002)[1997]05331998199819991999200220052005200520061.2.220002003620042004200520071.2.312003“”2004200420042005720052004(2006)2NaokoOhashi(2004)AndreasvonFalckChristianeSchmaltz2005200435200420043SteveL.Bertha(1996)RichardC.Owens2003MollyO’DonovanDixThomasR.Culver2004conflictsofinterestCOIconflictsofcommitment,COCinventordisclosureuniversityuse8substantialuseofresourcesCOICOC2001“”“”2004“”2004200420061.2.4121.39,.,,.1.4“----”1022.12.1.1198019841993200411988-19991300-180020002000-200365%30%57%71%97%36%62%79%20031025275%200412997274526.8%9683197925.7%2005199211999200453.3%14643200451.2%73.5%2-122000100015002003341620021161%2003173020021033148%20045505200320041706208999.8%61.1%200434841754101.4%20057399200434.4%445327.8%60.2%2-13200055.9200474.5%63.3%12.7200573.5%60.2%2-11995--200519955747712013652586231089119966047115132022861115854199763564991293256511777419987946193214452436001786019999887473417694258483113042000194296517292465286828154820012636113737381057994312153420024282165841598169797340171020037704237517310252173015821043416200496832844470129973484191011155052005146433843143519921445323915557399122-11988-2004://://—20062005--142-5199820052006--2-62005●554056837809918873214807481663238096634722.237.9723.7422.9222.1516.2113.4916.9720.1220.3●13.410.9815.813.5512.599.78.1711.8212.1211.341053261173184225860.82200035954277592947718596.715010233621519617788=7&S2.22.2.120042005R&D443.224326788918219205617950162-420042005R&DR&D2004200.9968334842005242.3146434453://“”“”2.32.3.112191233123202.3.21198536.4%45.5%18.1%2005202221386346“200222“”“863”39.239.220.18“”339“”340“”2333.13.1.112320243.1.21252“”1234“”3.1.326—25%3-13.227162“”3283.33.3.1200620201“”2923.3.21302343153.3.3132234333444.14.1.11352“”4.1.2,,364.1.3,90954.24