跨国并购与我国反垄断相关法律问题研究

上海交通大学硕士学位论文跨国并购与我国反垄断相关法律问题研究姓名：汪首谊申请学位级别：硕士专业：国际经济法指导教师：胡加祥20081110ABSTRACTRESEARCHONTHELEGALISSUESOFANTI-MONOPOLYINTRANSNATIONALMERGER&ACQUISITIONINCHINAABSTRACTTheTransnationalMergerandAcquisition(TransnationalM&A)leadsthemonopolywhichisbecomingmoreandmoreseriousinChinanowadays.Therefore,ithasthepracticalandtheoreticalsignificanceinstudyinghowtoregulateTransnationalM&AintheAnti-monopolyLaw.Thisarticleusesthecomparableanalysismethodtoresearchtheissues.ThearticlestartswiththeintroductionofthedefinitionoftheTransnationalM&Abriefly,andanalyzesthenegativeeffectsoftheTransnationalM&A,especiallythemonopolytoChina;Next,thearticlemainlystatestherecentanti-monopolylawregulationswhichregulatetheTransnationalM&AinChina,andinthelatterpartofthisChapter,theauthorheavilyanalyzestherelatedclausesabouttheconcentrationofbusinessoperatorsofTheanti-monopolyLaw,whichreferthedeclarationsystem&approvalsystemofthecorporationM&A,toclarifythesystemoftheregulationsontheTransnationalM&A;Inthe3partofthearticle,theauthorintroducestheanti-monopolylawregulationsregulatingtheTransnationalM&A,basedontheEuropeandtheUSA.ABSTRACTAndmainlythischapterspreadsthetwoimportantsystemswhicharethedeclarationsystem&approvalsystem;Attheendofthisarticle,theauthorstatesthedefect,includingthedeclarationstandardtheapprovalstandardtheapprovalinstituteandtheapprovalstepsoftheanti-monopolylawregulatingtheTransnationalM&A,further,theauthorputsforwardsomesuggestionstomakeTheanti-monopolylawmoreperfectbystudyingtheadvanceddeclarationsystem&approvalsystemregulationfromtheEuropeandtheUSA.KEYWORDS:transnationalmerger&acquisition,anti-monopolylaw,regulation20091252009125200912512090119932,348301200551051082199819993://:WT/WGTI/W/103,7June2001.11SeeLeonardWaverman,CorporateGlobalizationthroughMergersandAcquisitions,1994.1219991221319992293801FDI14USDYEARFDIM&AM&A/FDI(%)1990348780.2199143661252.91992110082212.01993275155612.031994337877152.121995358494031.1219964018019064.7419974423618564.191998454637891.7619994031923955.9420004071522475.5220014687823255.0020025274320723.9320035350538207.14200460630676811.2200572406825311.4://stats.unctad.orgFDI/TNC200515SeeJiaHepeng,OpeningM&AFloodgatetoTapForeign-fundPool,BusinessWeekly2002,p68.162007,://=19860120074251820042821199560707060182015%,21221820075153-15419://=1202200812924(30)85200612007317200731655%45%20073122678Monopoly2728293020043160323320068810200327SeeHenryCampbellBlack,Black’sLawDictionary,WestPublishingCo,1979,p908.2819951332920011489302005180.31SeeJohnH.Sherefield,Coherenceorconfusion:theFutureoftheGlobalAntitrustConversation,TheAntitrustBulletin(Spring-summer2004),p385.32SeeTheInternationalCompetitionPolicyAdvisoryCommitteeFinalReport,p37.3395115110202552519053301520251520071995342007200420071212007200634200612971035200783029363738352007115436200111937WTO382001129811394041131415OECD421719432031201232139SeeCreifeld(Hrsg),Rechtsworterbuch,9Aufl,1998,p621.404142SeeOECD:“GlossaryofIndustrialOrganizationEconomicsandCompetitionLaw”,p11.431225262725233030269026306012327123456283120063311319894046/891989124440644519971310/978940462001(GuidelinesontheAssessmentofHorizontalMergers)200412004120139/200446,20044(2004120139/20044720044820041502.52/32510.2512/3494445SeeCouncilRegulation(EC)No.4064/89of21DecemberontheControlofConcentrationsbetweenUndertakings(OJ1990L257/14)46SeeCouncilRegulation(EC)No.139/2004of20JanuaryonthecontrolofconcentrationsbetweenUndertakings(theMergerRegulation).47SeeCommissionRegulation(EC)No.802/2004of7April2007implementingCouncilRegulation(EC)No.139/2004of20JanuaryonthecontrolofconcentrationsbetweenUndertakings(theMergerRegulation).4820061949SeeCouncilRegulation(EC)No.139/2004of20Januaryonthecontrolofconcentrationsbetween14139/20045045152535455:56UnitedBrandsCompanyv.Commission()578682584064/89Undertakings(theMergerRegulation),Article1.50SeeCommissionRegulation(EC)No.802/2004of7April2004implementingCouncilRegulation(EC)No.139/2004of20JanuaryonthecontrolofconcentrationsbetweenUndertakings,OfficialJournaloftheEuropeanUnion,L133/1,30April2004,Recital4.51SeeCouncilRegulation(EC)No.139/2004onthecontrolofconcentrationsbetweenUndertakings,OfficialJournaloftheEuropeanUnion,124/8,329.1.2004,Article4(