重庆大学硕士学位论文基于技术成长的连续性创新与不连续性创新管理研究姓名:裴莹申请学位级别:硕士专业:企业管理指导教师:赵骅20060401I2080IIABSTRACTInthispaper,technologicalinnovationsareclassifiedintocontinuousinnovationanddiscontinuousinnovation.Afterthe1980s,becausecontinuousinnovationcanimprovethecorecompetenciesofthecorporationsandcaneasilybemanagedorcontrolled,manyscholarsmadealotofresearchesonthem.But,recentlywiththerapiddevelopmentofemergingtechnologies,boththeexistingcorporationsandtherisingcorporationsarefacewiththeunheard-ofuncertainty.Andthediscontinuousinnovationhasplayedanimportantroleinthetechnologicalleapfrogandeconomicalcatch-upofdevelopingcountries.So,discontinuousinnovationhasincreasinglybecomeoneofthefocusesoftheoverseasresearches.Scholarshaveputforwardtheconceptofthecontinuousinnovationanddiscontinuousinnovation,buttheyhavenotcometoanagreementonthestandardofnotionaldemarcation.Andtheyhavenotcomparedthetwoinnovationmodesindetail.Thestudyonhowtomanagethetwoinnovationmodeseffectivelyhasbeenimmature.Basedonthesummarizationoftheresearchproductionbyotherscholars,thispapercomparesandanalysestheconception,mode,andcharacteristicofcontinuousinnovationanddiscontinuousinnovation.Animportantdemarcationstandardofcontinuousinnovationanddiscontinuousinnovationhasbeenputforward-thesamenessoftechnologicaltrajectoryandtechnologicalparadigm.Theabusesofwhichdiscontinuousinnovationorcontinuousinnovationispaidexcessiveattentionarediscussedinthispaper.Andthispaperindicatesthattheunilateralcomprehensionofinnovativeessencewillresultinthe“one-sidedlymanagement”intheinnovativepracticesofthecorporations,equallytheyonlypaidattentiontotheso-calledimportantthings.Thenthispaperexpoundsthetechnologicalpitfallsanditscauseofformationduringthetechnologicalparadigmshifts.Aftertheseresearches,thispaperfocusesonconstructingthemanagingsystemofcontinuousinnovationanddiscontinuousinnovationbasedonthetechnologicaltrajectory.Combiningthemanagementofcontinuousinnovationanddiscontinuousinnovation,continuousinnovationanddiscontinuousinnovationaremanagedbystagesduringthewholeprocessesoftechnologicalproductionandshift.Thenthispaperconstructsthemanagingsystemofcontinuousinnovationanddiscontinuousinnovationbasedonthetechnologicalscan,andindicatesthatifthecorporationswanttosuccessinIIIthetechnologicalleapfrog,theymustscanandscouttheinnerandoutertechnologiesingoodtime.Finally,thispaperdiscussesaboutthereasonof“emergingandsmallcorporationsareusuallytheresourceofdiscontinuousinnovation,thefamousandbigcorporationsarenotgoodatmanagingthediscontinuousinnovation”,andexplainstheunsuccessfulprocessofmaturecorporationsbecauseofthediscontinuousinnovation.Andapplyingthisprocess,thepaperconstructsthemanagingsystemofdiscontinuousinnovationofmaturecorporations.Thenthispaperanalysesthestrategythatmaturecorporationshowtocopewiththediscontinuousinnovationsuccessfullyfromtheaspectsofthemethodsofattainingtheemergingtechnology,theselectionoftransitionpoint,organizationalchangesandlearning,innerandouterknowledgeintegrationandtheexploitationmodesofnewproduction.KeywordsContinuousinnovation,Discontinuousinnovation,Technologicaltrajectory,Technologicalscan1111.1207080[1][2]90,[3][2]2080[1][4]2080,,12[4],[4],,,[5]78%[4],[6],,1.21.2.1[7]13[8]()()[9][6][6][10][2][11]1.2.2AbernathyUtterback[12]A-UA-UHollander[13]Robinson[14]14Dosi[15]KuhnBabaYasunori[16]RPIRichardLeiferChristopherM.Mcdermott[17]HariolfGruppShlomoMaital[10]nXii=1,...,n[01]XX=[x1,x2,...,xn]X*=[x1,x2,...,xn][x*1,x*2,...,x*n,x*n+1]x*i=xix*ixix*n+1X*=[x1,x2,...,xn][x*1,x*2,...,x*n,x*n+1,x*n+2,...,x*n+k]x*i=cixik15ClaytonM.Christensen[18]1.31.3.1161.3.2Figure1.1Theresearchprocessandstructureofthispaper1.1171.3.32822.12.1.1(continuousinnovation)NelsonWinter[19]Dosi[15]NelsonWinterKuhn1988Dosi[20]HendersonClark[21]Sahal[22]JamesMarch[23]TushmanAnderson[24][6]292.1.2(discontinuousinnovation)Dosi[15]Mckee[19]Christensen[18]“S”Olleros[25]AbernathyUtterback[12]A-ULambe[19]Foster[26]AndersonTushman[24]FishbeinAjzen[8][6]:2102-12090IEWin98PCwindowsWindows95%Win95Win98Win2000WinXPCoolLinuxLinuxWindowsLinuxLinusTorvaldsInternetLinux19911998150LinuxLinuxLinuxMozillaMozillaLinuxMozillaLinuxLinux211LinuxLinuxLinuxLinux[11]PCLinuxWindowsIE2.2KuznetsDuijn“S”[15]2.1/2.1Figure2.1Thesuccessionofcontinuousinnovationanddiscontinuousinnovation212[18]2.2Figure2.2Thesuccessionofcontinuousinnovationmode/2132.36Veryzer[21]8/2.3Figure2.3Thesuccessionofdiscontinuousinnovationmode214(Christensen1999)[18](BanburyMitchell1995)[27]Rensselaer[17]2.1Table2.1Theuncertaintyofdiscontinuousinnovation(Veryzer1998)[21]215(RiceMorone1998)[28](MohamedZairi1995)[29](Henderson1990)[30]Lambe[19](MohamedZairi1995)[29]2-2MP319971998SeahanMP3MP3MP3MP3MP3MP3MP3MP3MP3[11]31733.13.1.1[31][32][33]318[34]Foster[35]S3.1.2(Hamel2000)[36]3193.23.2.13.1S/3.1Figure3.1Thepitfallsoftechnologicalinnovation3203.2.21)19S[37]2)3213)R&D3-120501990·“”(CSP)CSPCSPCSPCSP322CSPCSP1993CSPS“”[31][38]3-2Betal975Betamaxβ-max,BetaBetaVHSBetaVHSBetaVHSVHSBetaVHSRCA323RCARCARCAl976JVCVHSBetaPanasonicJVCVHSJVCRCAS-VHS[37]42444.1SPearl[39]Sbtae