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335Vol133No1520075JournalofFinanceandEconomicsMay12007,,(,400030):19962004,(thresholdeffect),,,FDIR&D;,,;,:;;;:F06213;F12413:A:100129952(2007)05O0018O0011,;(),,,,,,,,,,,,,,,20,,,:2007201225:(20070053):(1972-),,,,;(1982-),,,;(1981-),,,81,,:??,,,,(),,,,,NelsonPhelps(1966),,Ben2habibSpiegel(1994),Borensztein(1998),BinXu(2000)(thresholdeffect),,,AcemogluZilibotti(1999)()(2003)(),,,,;,,(2005),(),,,,FDI(2001)19871998,,FDI,,(2002)FDI,FDI91,,:FDI,,FDI,,FDI,FDI(2004),(2005)1996200230(),,,,(2005)19982003,,,(2005)FDI,FDI,,,,(),FDI,FDI,,,FDI,,,FDI,,3019962004(,;,1997,1996,),FDI,0220075,:Git=0+1FDIit+2Hit+3OPENit(1)Git=0+1FDIitHit+2Hit+3OPENit(2):GititFDIititHitit,,(6,9,12,16),,(JUNJUNmaleJUNfemale;TRITRImaleTRIfemale)FDIitHitit,,FDIOPENit,it,itGDP(),FH1:(,OLS)H2:,(),:F=[(R2u-R2P)/(n-1)]/[(1-R2u)/(nT-n-k)]:F(n-1,nT-n-k):R2u,R2P,:Cov(Xi,i)0,i();Cov(Xi,i)=0,,Hausman(Haus2man,1978),:H=2[K]=[b-]-1[b-]:b,,=Var[b]-Var[a]stata9.1(1)(2)()(Barro,1995;Barro,2000),,,12,,:FDI,(1)(2),8,11F1F2GROWTH10.2110.359.579.1312.3315.6413.9213.058.257.987.436.8710.5912.1811.1110.74(1)(2)(3)(4)(5)(6)(7)(8)REREREREFEREREREC6.85(0.00)3335.79(0.00)3338.94(0.00)3335.93(0.00)3339.24(0.00)3339.08(0.00)3339.87(0.00)3339.59(0.00)333FDI0.02(0.04)330.02(0.09)30.03(0.02)330.03(0.06)3JUN0.41(0.20)0.33(0.30)JUNmale2.71(0.02)332.74(0.02)33JUNfemale-1.93(0.06)3-2.01(0.05)33FDIJUN0.006(0.05)330.005(0.09)3TRI0.59(0.17)0.13(0.75)TRImale0.77(0.58)0.72(0.63)TRIfemale-0.17(0.90)-0.53(0.70)FDITRI0.015(0.04)330.013(0.13)OPEN-0.64(0.91)0.49(0.93)-0.6845(0.91)0.3343(0.95)-5.82(0.48)-4.96(0.56)-2.45(0.75)-1.49(0.86)adjustR20.250.350.240.350.260.260.210.21Chi22.822.912.472.533.423.301.911.86D.W.1.792.561.622.482.112.091.571.40Observations269269269269269269269269:P;333,33,31%5%10%;REFE(23):1:FDI,,(contagioneffect)(linkageeffect)(competitioneffect)(trainingeffect):(),,,,,,,,;Barro(1995);,(),,,1(3)(4)(7)(8)FDI,2220075FDI(FDIJUN),,FDI(FDITRI),,,,FDI(),,,,,,,,,,JUNTRI,,,,30(30),,,,,,,,Hansen(2000)BinXu(2000),,BinXu(2000)2JUN2.5,34,,,JUN2.5JUN2.8,54,,,FDIJUN,;JUN219316,;JUN3.6,,,219316,,,,1978,,,32,,:2()Sample(JUN)ModelFDIJUN(coefficient)POValueadjustR2Observations2.1FE-0.0790.3090.73132.3FE-0.1040.1150.59212.5RE0.0600.020330.72342.6RE0.0430.1520.4352.7RE0.0300.3890.24362.8RE-0.0010.8660.26542.9RE0.0020.7440.31623.0RE0.0040.5880.3733.1RE0.0040.5630.3873.3RE0.0030.5570.331113.4RE0.0040.4180.251283.5RE0.0040.4320.241413.6RE0.0040.2620.231553.7RE0.0070.040330.331743.8RE0.0060.016330.421873.9RE0.0050.050330.362084.0RE0.0060.003330.362214.2RE0.0060.016330.332364.4RE0.0060.015330.332574.5RE0.0050.024330.332644.6RE0.0050.019330.332674.7RE0.0050.0930.35269,,,,,,,,,,(2004),,,,(),,,(),,,,,,,,,,4220075R&DR&D1996200430,Git=0+1R&Dit+2Hit(3)Git=0+1R&DitHit+2Hit(4):R&DititR&D,(R&D)(1)(2),,833F1F2GROWTH10.0910.569.889.1010.0111.1511.3412.137.266.996.486.378.297.788.279.02(1)(2)(3)(4)(5)(6)(7)(8)REREREREREREREREC8.624(0.00)3334.962(0.00)3335.067(0.00)3334.73(0.00)3339.585(0.00)3338.954(0.00)3339.028(0.00)3338.813(0.00)333R&D0.053(0.03)330.055(0.02)330.546(0.03)330.046(0.07)3JUN0.456(0.12)0.429(0.15)JUNmale3.334(0.00)3333.607(0.00)333JUNfemale-2.405(0.01)333-2.406(0.01)333R&DJUN0.014(0.03)330.014(0.02)33TRI0.361(0.26)0.253(0.47)TRImale1.659(0.19)1.800(0.16)TRIfemale-1.170(0.31)-1.395(0.23)R&DTRI0.024(0.06)30.020(0.12)adjustR20.200.380.200.370.150.200.120.21Chi20.790.430.770.420.030.370.01031D.W.1.632.721.542.261.411.561.341.89Observations269269269269269269269269:3,R&D,,?,R&DR&DJUN,,,R&DKinoshita(2000)(),,R&D(2005),,,R&DR&DTRI,52,,:,,,,,R&DTRI,,,,,,,,,19962004,R&D,FDI,,,,,,,,:(),:,,;,,,,,,,,,,,,,()(),,,,,,,6220075(),,,,,,,,,(),;,,,,,,,,,,(),,,,,,;,,,:[1]CoeD,HelpmanE.InternationalR&Dspillovers[J].EuropeanEconomicReview,1995,39:859887.[2]EatonJ,KortumS.Tradeinideas:PatentingandproductivityintheOECD[J].Jour2nalofInternationalEconomics,1996,40:251278.[3],.[J].,2003,(5):2638.[4]NelsonRR,PhelpsES.Investmentsinhumans,technologicaldiffusionandeconomicgrowth[J].AmericanEconomicReview,1966,65:6975.[5]BenhabibJ,SpiegelM.Therolesofhumancapitalineconomicdevelopment:Evidencefromag2gregatecrossOcountrydata[J].JournalofMonetaryEconomics,1994,34:143173.[6]BinXu.Multinationalenterprises,technologydiffusion,andhostcountryproductivitygrowth[J].JournalofDevelopmentEconomics,2000,62:477493.[7]AcemogluD,ZilibottiF.Productivitydifferences[R].NBERWorkingPaper,No.6879,1999.[8],.[R].,WorkingPaper,No.C2005004,2005.[9],.[J].,2001,(5):72,,:8293.[10],,.[J].,2002,(3):4550.[11].:[J].,2004,(2):4754.[12],,,.:[J].,2005,(2):3246.[13],.FDI[J].,2005,(10):1825.[14],.[J].,2005,(8):310.[15].[J].,2004,(1):110.[16].[J].,2004,(10):4048.[17],,.:(19952003)[J].,2005,(5):115.[18],.[J].,2004,(10):2731.[19].R&D[J].,2005,(6):8288.TechnologicalImitation,HumanCapitalAccumulationandInnovation:AnEmpiricalStudyonEconomicGrowthofChinaYANGJun,LIXiaoOyu,YANGChen(CollegeofEconomicsandBusinessAdministration,ChongqingUniversity,Chongqing400030,China)Abstract:Fromthepointofviewofhumancapitalaccumulation,thispaperutilizestheprovincialpa