上海交通大学硕士学位论文长三角都市圈创新体系的运行机制研究姓名:李科申请学位级别:硕士专业:管理科学与工程指导教师:谢富纪200901015312367AResearchontheOperationMechanismoftheYangtzeRiverDeltaMetropolisInnovationSystemABSTRACTInthebackgroundofChinesecentralgovernmentproposingthestrategyof“buildinginnovativenation”,theconstructionofMetropolisInnovationSystemgetshighlightedinthedevelopmentofMetropolis.AsthebiggestMetropolisinChina,TheYangtzeRiverDeltaAreaattractsgreatattentionfromallwalksofthesociety.ThroughresearchingtheinnovationsystemofTheYangtzeRiverDeltaArea,thispaperwantedtofindtheproblemsofthisinnovationsystem,completetheinnovationsystemandincreasetheeconomyandconpetitivestrengthofYangtzeRiverDeltaAreaThispapermadeacombinationofmetropolitanandregionalinnovationsystemandotherrelatedtheories,describedtheMetropolitaninnovationsystemoperatingmechanism,followedbytheuseofclusteranalysismethodtomakeasimpleanalysisoftheinnovationsystemoftheYangtzeRiverDeltaMetropolitan:The16citiesintheYangtzeRiverDeltaMetropolisthatthesecitiescanbeclassifiedintothreeparts.Thereasonsfortheclustermaybeasfollows,(1)thedifferenceofeconomicdevelopment;(2)theusageofforeigninvestment;(3)City'sresearch8strengthandcapacityofintermediaryservices.Onthisbasis,bycombinatingtheregionaleconomicsandsystemsengineeringtheoryandanalyzingtheoperatingmechanismofYangtzeRiverDeltametropolitaninnovationsystemthispaperfoundthecauseandeffectfeedbackloopofthissystemandestablishedsystemdynamicsmodeloftheYangtzeRiverDeltametropolitaninnovationsystemoperatingmechanism.Themodelincludesfourmainsub-systemsuchassub-systemofgovernment,businesssub-systems,institutionsofhigherlearningandscientificresearchinstitutionsandagenciessub-systems.Bychoosingthevariablessuchasthegrossdomesticproduct,thetotalamountofcorporateprofits,researchanddevelopmentefficiency,governmentefficiency,thetotalnumberofscientistsandtechnicalmarketturnoverthispapercarriedoutsimulationstudiestestedtheauthenticityofthesystemdynamicsmodelanalyzedthesimulationresultgotthesituationandtheproblemsoftheoperatingmechanismofthefoursub-systems.Forexample,sub-systembusinessgrowthmainlyreliesonlaborandinvestment-ledgrowth,innovationinsmallerfactor,itstillhasobviousextensivefeatures.Finally,combiningthecharacteristicsoftheYangtzeRiverDeltametropolitanareaandthedevelopmentrequirementsthispaperputforwardtherecommendationstoimprovetheoperationalmechanism.KeywordsYangtzeRiverDeltametropolitanarea,innovationsystemtheoperatingmechanism,systemdynamics3411.1301.21.2.121.2.21216163451.2.332.1(JeanGottmann)1957MegalopolisMegalopolis[16]50195010[21]601005015%25%[24],,41992[72](1997)20030046[81](2003)(1998)[50]12342500250/5GDP2.21921550(New-Schumpeterism)(Freeman,1987),(Lundvall,1992,1997),(Edquist,1997)(OECD,1997):(Freeman,1987)(Lundvall,1992)(Nelson,1993)(Patel,Pavitt,1994)901992CardiffCookPhilipNicholCookRegionalInnovationSystemRIS[10]CookBraczykandHeidemeichl19966[7]Wiig1995Asheim1997Carlsson1999(Ashiem)2-1[41]2-1RISRIS128(1996)(2001)[45](1999)[31]7(1999)[50](2002)[24](1)(2)(3)(4)()(5)82.32.3.1(2008)2.3.2[12]1(1)922110207050030%651/3GDPGDP6%20073%200711%2007112122.3.3[86]12-1TheintegrationofMetropolitanregionsinnovationsystem2-113232.3.4142-2TheoperationmechanismofMetropolitanregionsinnovationsystem2-212n…12n….,153.13.1.1(HierachicalClusteringMethod)1()mijikjkkdxx==−∑ijdij1G2G…pqD1G2GminpqijDd=(ip∈,jq∈)1D(0)pqpqDd=D(0)pqDpGqGrG,{}rpqGGG=2,,min(,)min{min(),min()}rkijrkijpkijqkGdiGjGdiGjGdiGjG=∈∈=∈∈∈∈min{,}pkqkDD=(3.1)3D(0)p,qp,q(3.1)rGD(1)4D(1)D(0)D(2)16D(k)3.1.211233-13-1X1GDPX2X3X4X517X6X7X8X9X10X11X122X1GDPX2X3X4X5X6X718X8X9X10X11X123.1.32007200720072007200716CNKI3-1193-13.23-1163520214.150[75](1)(2)(3)(4)4.1.14-1224.1.2[76]1S2iS()pi,,2,1ΛΛ=3jE()mj,,2,1ΛΛ=4()S(p)()iS{}piSSS~1∈=(4-1)SiSpi,,2,1ΛΛ=()()4-123iSPRL=•==ALWALWWAR21(4-2)LRA•LPWPt1=t•LRPWRLAW4.1.34-2[75]1234524123()41LRAC23NC14-225234-34.2124-32634544-44-4274.34-5BA→ABBA+→ABABABBA−→ABAB4-5(a)ABBAAAABABAB4-5(b)ABBCCAA→BB→CC→AAAB(a)ABC(c)()4-5(a)(b)(c)ABC(b)()28A∆BB∆BB∆CC∆A'A∆AA∆A'AA∆+∆AA∆A'AA∆+∆4-5(c)AA∆BB∆BB∆CC∆A'A∆AA∆A'AA∆−∆AA∆A'AA∆+∆−4-629++-++++++++++++++GDP4-6+++++++++++++++++++R&D-++++++---++|304-6111→→→→→→→→→→GDP→→2→→→→→→→→GDP→→→→63→→→→→→→4→→→→→R&D→→→GDP→31→()5→→→→→→→()6→→→R&D→→→GDP→→→→7→→→→→→GDP→→8→→→→→3291011→R&D→→()→→→()4.41.1)(managementbenefitofgovernment,mbg)2)(thepopulationintheregion,pr)3)(increasingspeedofcapital,k)4)(increasingspeedoflabor,l)5)(theprogressingrateoftechnologyimprovement,a)6)GDP(theactualincreasingrateofgrossdomesticproduct,y)7)GDP(theannualincrementofgrossdomesticproduct,igdp)8)GDP(grossdomesticproduct,GDP)9)(governmentfinancialexpenditure,gfe)10)(thechangingvalueofthegovernmentfinancialexpenditure,cvgf)11)(thechangingrateofthegovernmentfinancialexpenditure,crgf)12)(thenumberofstaffinthegovernment,nsg)13)(theincrementofthestaffnumberinthegovernment,isng)3314)(thechangingrateofthegovernmentstaffnumber,crgs)15)(bureaucraticexpenditureofgovernment,beg)16)(thechangingvalueofthegovernmentbureaucraticexpenditure,cgbe)17)(thechangingrateofthegovernmentbureaucraticexpe