产业集群技术创新能力构建及其治理研究

华中科技大学博士学位论文产业集群技术创新能力构建及其治理研究姓名：梁宏申请学位级别：博士专业：管理科学与工程指导教师：田志龙20041027I1234II,()56IIIAbstractIndustrialclusterisaflexibleorganizationoflargescalebetweenmarketandenterprise.Itisalsoanewregionaldevelopmentmodeladaptingtothenewproductivemode.Beingofsignificancetoregionaldevelopment,technologicalinnovationandcorporationdevelopment,ithasdrewmoreandmoreattentionofresearchersinthefieldsofeconomicgeography,corporationmanagement,regionaleconomics,industryeconomicandeconomicsociologyetc.aswellasregionalpoliciesmakers.Seeingthatthesubjectforresearchincludesthreefrontfields----industrialcluster,technicalinnovation,clustergovernance,thepaperbasedonthetheoryofmanagement,neweconomicsgeography,neweconomicssociology,regionaleconomics,industryeconomics,analyzestheintensionofthisthreemajorfields,anddeeplyresearchesthedevelopmentandevolutionofinnovativetheory.Andthenaccordingtotheneedofconstructionanddevelopmentofindustrialcluster,thepaperprobesboldlythenewdevelopingfrontfieldofclusterupgradingandclustergovernance,basingonthedomesticandinternationalresearchresultsandrealizestothemaximumextentthecombinationoftheoreticalresearchandpracticeofconstructingopticalvalley.Themaincontentofthepaperare:1Thepaperresearchesthetheoryofindustrialcluster,technicalinnovationandnationalinnovationalsystemfromthedimensionsoftimeandspace.Industrialclustertheorydiscussesmainlyspatialorganizationformofindustry.Butthetechnicalinnovationtheoryonlygivesattentiontotheissuesrelativetotechnicalinnovationatthefirm'slevel.Soifwewanttostudythetechnicalinnovationofcluster,weneeddrawlessonsfromspatialleveltheoryaboutinnovationsystem.2Thepaperanalyzesthecompetitionadvantageofindustrialclusterandpointsoutthatindustrialclusterinnovationsystemisakindofsystemofnetworkthatregardsmarketdemandasmotivity,regardsadjustandcontrolofgovernmentasdirection,gooddomesticandinternationalenvironmentasguarantee,thinksinnovativetechnologyasthecore,regardsrealizinggivenindustryinnovationasthegoal.Atthesametime,thepaperpointsoutthatindustrialclustertechnicalinnovationincludescorporations,colleges,scientificresearchorganization,government,financialframework,medi-serviceagencyandsoon.Besidesthat,thepapermentionssomefactorswhichinfluenceindustrialclusterinnovation.3ThepaperarguesthatthecompetitionofindustrialclustercomesfrommainlyIVtechnicalinnovation,andtechnicalinnovationhasimportantrelationtotheknowledgeandstudyincorporations.Thecourseaccumulatedknowledgeofindustrialclusterisinterdynamiccourseofdominantknowledgeandrecessiveknowledge.Thesocialnetworkbasedonsocialcapitalandregionalproducenetworkofindustrialclusteristheknowledgeresourceinsidecorporations.Sobasedondefinitiontorelevantconcept,thepaperanalyzestheconnectionofknowledgeandindustrialclustercapability,especiallystudiestheinternalrelationamongresource,ability,knowledgeandvaluecreation;theconnectionofcorporationknowledgeandclusterknowledge,andthenpointsouttheclustertechnicalcapabilityfoundonknowledgeview.Andatlastitstudiesthewaytoimproveclustertechnicalcapability----organizingstudying.4Industrialclusterisaflexibleorganizationoflargescalebetweenmarketandenterprise.Itfetchesupmarketglitchandrigidityofenterprise.Atfirstthepaperanalyzesnetworkgovernanceincluster.Atpresenttheresearchesaboutclustergenerallyfocusonindustrialclusterexternalaffiliatedmechanismandtheproblemaboutclusterupgrading.Globalvaluechainisthebasictooltoanalyze.Networkgovernanceisakindoftooltoharmonyandkeepofftheriskineconomicactivityamongorganizations.Thebasetoharmonyistheinteractionbetweenthelawandsocialcontracts.Valuechaingovernanceemphasizesclusterexterior,butthenetworkgovernanceemphasizesclusterinner.Thetworealizetheeffectiveadministrationtoindustrialcluster.Atlast,thepaperanalyzesindustrialclustertechnicalinnovationpolicyfromtheprincipleofclusterpolicy,thestrategicmeansofclustertechnicalinnovationandfourlevels.5Thestudyanalyzesindustrialclustertechnicalinnovationpolicyfromtheprincipleofclusterpolicy,thestrategicmeansofclustertechnicalinnovationandfourlevels.Comparedwithdomesticandinternationalresearch,thepaperespeciallypaysattentiontothecorrelativeresearchintermsofcorporations.Thepaperarguesthattheindustrialclustertechnicalinnovationpolicyhasfourlevels:thepolicyonnationalaspect,thepolicyonregion,thepolicyonotherpublicsectorandthepolicyoncorporation.6TakingWuHan·Chineseopticalvalleyasthebackground,thepaperdoessomecreationaryresearchesaboutdevelopingenvironmentandmanagingtoolsofphotoelectronindustryinourcountry,andthenadvancessomeoperablesuggestiontotheconstructionanddevelopmentofWuhan·Chineseopticalvalley.Keywords:IndustrialclusterTechnicalinnovationNetworkgovernanceClusterpolicyGlobalvaluechainClustergovernance111.11.1.12080(IndustrialCluster)1990industrialclusterlocalclusterofenterpriseslocalproductionsystemregionalclusterindustrialdistrictlocalinnovationmilieuregionalinnovationsystemUNIDOOECD(localclusterofenterprises)21-11.1.211-13220703ICT45647-81.1.311979clusterhigh-road,innovation-basedlowroad,low-cost-based25agglomeration1.1.41912“”(Innovation)“”“‘’”“”“