CHINACIVILENGINEERINGJOURNAL42120091Vol.42No.1Jan.20092007-07-24[1]、,。、,,。,、、,。,,。1[2-5]1.1,。,1。,。2。12341.2000232.2000923.4102054.200032:、。。/、、。。。TU28A1000-131X200901-0124-06DiscussionontheroleofpartiesinvolvedintheriskmanagementofundergroundconstructionsBaiYun1TangJing23MaoJianmin4(1.ShanghaiUrbanConstructionGroup,Shanghai200122,China;2.TongjiUniversity,Shanghai200092,China;3.WestChangshaPioneerZoneManagementCommittee,Changsha410205,China;4.ShanghaiY.SEngineeringManagement&ConsultingCo.,Ltd,Shanghai200032,China)Abstract:RiskmanagementwillbemorewidelyadoptedinChinawithstrongpushesfromtheacademia,theengineersaswellasthegovernment.AfterthehugeaccidentinvolvingShanghaiMetroLineNo.4,allmajorprojectsnowinShanghaiarerequiredtoimplementriskmanagement.Withtheactiveinvolvementofinsurancecompaniesandtheirriskmanagementconsultants,theexistingriskmanagementsystemhasstillroomforimprovement.Thispaperdiscussesthestatusandroleofeachparticipantinundergroundconstructionriskmanagementsystem,andalsopresentsproposalsonhowtobuildaneffectiveriskmanagementsystem.Keywords:riskmanagement;insurancecompany;riskmanagementconsultantE-mail:baiy@sucg.com.cn··4212,,。,:(1),、。,“ALARP”,,。、、。:;;、、。(2),、。,、,。,,,,。1Table1Categoryofprojectriskandriskholders、、、、、、、、、、、、、、、、、2Table2Riskmanagementatdifferentstagesofconstruction1.2.1.1233.1234.2.12341.2.3.4.1.、2.3.4.5.·125··2009,:(1)。,,,。(2)。,。(3)。,、,。,,,。,,,。,、。,,,。,,11,,10,。1.21,,、、、。NicollHighway。,,,,。,,,。1Fig.1Frameworkofdynamicdesign126··4211.3,,,。,、。,,,,,,,。,,,。,,。,,。,,。,,。,,,,。1.4,、。:(1)。,,,,;,。。(2)。,。(3)。,、。(4)。。(5)。(6)。,,,,,。、、。,,,、,。1.5,,,,,,。,,,,。,,,《》,,,、、,,。,。,、、,,,,,,。·127··2009,11。,。,、。2Fig.2Illustrationofinsurancestageinconstructionengineering,4,,。,:(1),,,。(2)。(3),“”,80%20%,、、,20%,、。3Table3Indexofriskinvestigationinconstruction12345678、。、、。、、。。。2,。,。,,,、、(),。128··421,:(1)《》,、。,,、,,?、,,。(2),、、、,、,,,、。,,。1.J.20062121-28BaiYunTangJing.RiskmanagementforundergroundprojectinsoftsoilsJ.ChineseJournalofUndergroundSpaceandEngineering20062121-28inChinese2R2006.33EskesenSDetal.GuidelinesfortunnelingriskmanagementITAWG2J.TunnelingandUndergroundSpaceTechnology200419217-2374.C//20041147-52MoRuoziHuangNanhui.RiskmanagementoftunnelengineeringC//InternationalSeminaronProjectManagement20041147-52inChinese5.C//20041194-98MaoRu.RiskmanagementofundergroundengineeringC//InternationalSeminaronProjectManagement20041194-98inChinese1958-。。1980-。。1966-。。·129