城市空间发展战略可持续性评价方法初探

华中科技大学硕士学位论文城市空间发展战略可持续性评价方法初探姓名：林丹申请学位级别：硕士专业：城市规划与设计指导教师：洪亮平20060512I12EIA:EnviromentalImpactAssesment,SEA:StrategicEnviromentalAssesmentSASustainabilityAppraissal3SustainabilityObjectsII42030IIIAbstractBasedonthecollectionofrelatedtheoryandpracticebackgroundofsustainabilityappraisal,thispaperfocusesonexploringitstechniquemethodsapplyingonthelevelofurbanspacestrategy.Still,ittriestoseekawayonthefollowingaspects:a)DiscussupontherelationshipbetweenSustainabilityAppraisalandUrbanPlanning.It’skindofwaytolayoncontinuous“deviationrectifying”totheblueprintastotheplanningworkoutprocedure.Whiledueto“rectifyadeviation”,thepossibleeffectsonthesustainabilityoffuturecityproducedbyresourceredistributionandregulationofsocial,economicandenvironmentbehavior,couldthroughdebasingoreliminatingplanning’sdefaultorits’substantialresultspreventorcontrolthemtoemerge.Meanwhile,thiscanalsobedeliveredbyindependentsustainabilityappraisalineveryarrangementofplanningworkout.b)OutlinethedevelopmentskeletonandtheorybackgroundofSA.SAisnotanisolateddevelopedtechnique,besidesitisanintegratedsystemwhichexperienced3generalevolutions.Nowwidelyinstitutionalized,theEIAprocesshasbroadenedprogressivelyinscopeandInclusivenessandtowardaframeworkforintegrationthatcontinuestoevolve.’Firstgeneration’(project-level)EIAnowconsidersarangeofeffectsincludingsocial,health,economicandotheraspects.Perhapsthemoststrikingtrendofthelastdecadeisthedevelopmentandadoptionofa‘secondgeneration’processofSEAforpolicy,planandprogrammedproposals.c)Discussthecontents,processandtechnicalmethodsontheurbanspacestrategy.AfterdefiningoftheSAinurbanplanningfield,thisarticleanalyzeditsrelatedplanningadministrationlevelandstresseditselfontheSAofurbanspacedevelopmentstrategy.Meanwhile,itparticularlyexpatiatedtheinter-activewayofappraisalprocessandplanningworkout.TheprognosticateSAconstitutedbyIVthefollowingcoresteps:backgroundinvestigation,analysisandappraisal;sustainabilityobjectsappraisal;thescopeofsustainabilitycontents;policyappraisal;strategycompatibility;theindexes;administrationandappraisal;relationwithotherpolicyandprojects;recordandreporttheappraisalresults.d)Demonstrationresearchonthepracticecase.AsaprogrammaticSA,itaimedatseekingofcontents,workingprocessandappraisalmethodsontheSAofurbandevelopmentstrategy.Togainthis,theresearchwasapplyingtheabstractedrudimentalstructure.Keywords:urbanplanning;urbanspatialdevelopmentstrategy;appraisalmethods;sustainabilityappraisal;_____111.180[1][2]1987[3]2121.1.1××[4]2092EarthSummitWSSD200221[5]21[5]SustainabilityAppraisal3[6]1.1.212080[7]2090[8]2090[9],21[10]WSSD[11][12]EC20012002200226sustainabilityappraisalwritlarge241969NESAEIANESA1-1[13]1-1“”(trans-science)1.1.31PatrickGeddesBrianMcloughlin,GeorgeChadwickAlanWilson5[14][15]23[16][17]361.21.2.1172(PolicyAssessment)(Criteria),,,,,,,20306070[19]1.2.218[20]SASustainabilityAppraisalSEAStrategicEnvironmentAssessment3[21]3[22]3[23]SASEASASA33SA[24]EIASEASA3SA[25]SA[26],;10111.41.4.11.2.3.4.20305.20301.4.21212345131.4.311[1]IUCN/WWF20001980[2]WCEDUNEP198714[3]WCEDUNEP1987[4]199901[5]1992UNCED21[6]TheSecretaryofStateforEnvironment“ABetterQualityofLifeAStrategyforSustainableDevelopmentfortheUK”CM4345FoodandRuralAffairs,May,1999[7]SimonD.andRakodiC.(1990).Conclusionsandprospects:whatfutureforregionalplanningIn.D.Simon(ed),ThirdWorldRegionalDevelopment:AReappraisal.PaulChapmanPublishing,London.[8]Dalal-ClaytonD.B.(1996).GettingtoGripswithGreenPlans:National-LevelExperienceinIndustrialCountries.EarthscanPublications,London.[9]1980IUCN/WWF2000[10]UNCED211992[11]SadlerB.andJacobsP.(1990)Akeytotomorrow:ontherelationshipofenvironmentalassessmentandsustainabledevelopment,pp3-31inJacobsPandSadlerB(eds.)SustainableDevelopmentandEnvironmentalAssessment:PerspectivesonPlanningforaCommonFuture,Hull:CanadianEnvironmentalAssessmentResearchCouncil[12]Dalal-ClaytonD.B.andBassS.(2002):SustainableDevelopmentStrategies:AResourceBook.OrganisationforEconomicCooperationandDevelopment,Paris,andUnitedNationsDevelopmentProgramme,NewYork.inassociationwithEarthscanPublications,London[13]CaldwellL.(1998)Implementingpolicythroughprocedure:impactassessmentandtheNationalEnvironmentalPolicyAct(NEMA),pp8-14inPorterA.andFittipaldiJ.15(eds),EnvironmentalMethodsReview:RetoolingImpactAssessmentfortheNewCentury,InternationalAssociationforImpactAssessment,Fargo,USA[14]()(Mcloughlin,J.B.)19883[15]()(Mcloughlin,J.B.)19883[16]200006[17]Arrow“”3XYYZXZXYXK.ArrowSocialChoiceandIndividualValues2nded.1963“”[18](200003[19]200111[20]JennyPope,DavidAnnandaleandBarryDalal-Clayton‘SEAandSustainabilityAppraisal’PositionPaper‘InternationalExperienceandPerspectivesinSEA’–Prague,September2005[21]JennyPope,DavidAnnandaleandBarryDalal-Clayton‘SEAandSustainabilityAppraisal’PositionPaper‘InternationalExperienceandPerspectivesinSEA’–Prague,September2005[22]Twigger-Ross,C.(2003),EmergingApproachestoIntegratedAssessment,Paperpresentedatthe23rdAnnualMeetingoftheInternationalAssociationforImpactAssessment.Marrakech,Mo