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基于经济权利禀赋视角的欠发达地区自我发展能力重构研究重庆大学硕士学位论文（学术学位）学生姓名：蔡建军指导教师：林勇教授专业：技术经济及管理学科门类：管理学重庆大学经济与工商管理学院二O一三年五月ResearchofSelf-developmentAbilityRefactorinLessDevelopedAreasbasedonEconomicRightsEndowmentAThesisSubmittedtoChongqingUniversityinPartialFulfillmentoftheRequirementfortheMaster’sDegreeofManagementByCaiJianjunSupervisedbyProf.LinYongSpecialty：TechnologyEconomyandManagementCollegeofEconomicsandBusinessAdministrationofChongqingUniversity,Chongqing,ChinaMay.2013中文摘要I摘要如何促进欠发达地区在市场经济竞争博弈中取得优势，是许多学者研究区域经济学的重点之一。本研究从中国欠发达地区内涵特征分析以及类型界定入手，基于经济权利禀赋的视角，构建了欠发达地区自我发展能力理论分析框架，对中国欠发达地区的经济社会发展现实提出一种新的理论阐释与实证检验，进而提出培育地区自我发展能力的战略路径。首先，本研究以欠发达地区的发展实际为基础。欠发达地区落后的现状让人们认识到，从长期欠发达状态向发达状态转变的前提条件必须是破除地区权利缺失阻碍、提高地区自我发展水平。不同类型的欠发达地区要克服的发展障碍不同，必须结合地区经济社会发展实际，针对性地选择发展战略。其次，本研究以对地区自我发展能力的反思与再认识为前提。本研究从全新的经济权利禀赋视角出发，梳理了权利禀赋与发展能力之间的作用机制，构建了欠发达地区自我发展能力的理论分析框架，研究了物质资本和劳动力权利与集聚经济要素能力、人力资本权利与提升人力资本能力、科技进步权利与加快科技创新能力、制度变迁权利与吸引制度变迁能力之间的相互关系。第三，本文针对欠发达地区的实际状况，构建了欠发达地区自我发展能力评价指标体系，并运用此体系对西部地区十二个省、市、自治区自我发展能力进行了评价，结果证明欠发达地区自我发展能力的高低与地区经济发展的集聚经济要素能力、提升人力资本能力、加快科技进步能力和吸引制度变迁能力等因素有很大的相关性。四川、重庆地区自我发展能力强，潜力巨大；内蒙古、陕西、广西、宁夏具有较强的地区自我发展能力；贵州、云南、新疆、甘肃、青海在某些能力方面存在缺陷，需要有针对性的制定提升地区自我发展能力相关战略；西藏地区自我发展能力较弱，应该制定专门的发展战略，培育和提升地区自我发展能力。最后，本研究从资源资本化、经济增长要素集聚、区域经济腹地延伸、技术模仿向技术创新四个方向提出了培育欠发达地区转型可持续发展的战略选择，并针对不同类型欠发达地区提出提升自我发展能力的路径选择与政策创新。关键词：自我发展能力，经济权利禀赋，欠发达地区重庆大学硕士学位论文II英文摘要IIIABSTRACTHowtopromotethelessdevelopedregionstogainadvantageinthemarketeconomy,competitiongame,hasbecomethemanyscholarsactivelystudyingproblem.theresearchbasedoncharacteristicanalysisaswellasthetypedefinitioninlessdevelopedareasofChina,basedontheperspectiveofeconomicrightsendowment,buildself-developmentabilitytheoryanalysisframeworkinthelessdevelopedarea,proposedthecultivationareastrategicpathofself-developmentability,fromanewangleofview,putforwardanewtheoryexpoundedandempiricaltesttoeconomicandsocialdevelopmentinlessdevelopedareasinChina.Firstofall,thisstudyisbasedontheactualdevelopmentoflessdevelopedareas.Backwardstatusquoinlessdevelopedregionsmakepeoplerealizethatfromthelongunderdevelopedstatetodevelopedthepremiseconditionofstatetransitionsmustbebrokenregionlackofrighttohinder,raisethelevelofselfdevelopment.Thedifferenttypesoflessdevelopedareastoovercomeobstaclesisdifferent,theymustaccordingtothedevelopmentofregionaleconomicandsocial,targetedchoicethedevelopmentstrategy.Secondly,thisstudyisbasedonthepremisereflectionandunderstandingofself-developmentcapacity.Self-developmentstudieshaveyieldedsomeresults,eachresearchertothinkabouthowtoprogressonthebasisofourpredecessors.Thisstudyfromanewperspectiveofeconomicpowerendowment,combingmechanismbetweenofrightsendowmentanddevelopmentability,buildaselfdevelopmentabilitytheoreticalframeworkforthelessdevelopedregions,tostudytherelationshipofphysicalcapitalandlaborrightsandgatheringeconomicfactorsability,humancapitalrightsandenhancehumancapitalability,scientific-technologicalprogressrightsandspeedupscientific-technologicalinnovationability,institutionalchangerightsandattractinstitutionalchangeability.Aimingattheactualconditionoflessdevelopedareas,buildtheevaluationindexsystemoftheabilitytoselfdevelopmentinlessdevelopedareas,andusingthissysteminthewesternregion12provinces,municipalitiesandautonomousregionsself-developmentabilitywasevaluated,theresultsprovedthatthelevelofselfdevelopmentabilityinlessdevelopedareashavegreatrelevancewithregionaleconomicdevelopmentoftheagglomerationeconomicelementsability,humancapital重庆大学硕士学位论文IVability,speeduptheprogressofscienceandtechnologyabilityandattractinstitutionalchangeability.Sichuan,Chongqingregionhavegreatself-developmentabilityandhugepotential;InnerMongolia,Shaanxi,Guangxi,Ningxiahasstrongregionself-developmentcapacity;Guizhou,Yunnan,Xinjiang,Gansu,Qinghaihaveflawsinsomeaspectsability,needtargetedformulaterelevantstrategytoimproveregionself-developmentabilities;Tibetanregionself-developmentabilityisweak,shouldmakespecialstrategy,cultivateandimproveselfdevelopmentability.Finally,thisstudyfromresourcecapitalization,theeconomicgrowthfactorsofagglomeration,regionaleconomichinterlandextending,technologyinnovationtoimitationfourdirectionsputforwardstrategicchoicetofostertransitionsustainabledevelopmentoflessdevelopedregions.Andputforwardpathselectionandpolicyinnovationtopromoteselfdevelopmentabilityaimedatdifferenttypesoflessdevelopedregions.KeyWords:Self-developmentAbility,EconomicRightsEndowment,LessDevelopedAreas目录V目录中文摘要..........................................................................................................................................I英文摘要.......................................................................................................................................III1绪论......................................................................................................................................11.1研究背景及意义.......................................................................................................................11.1.1研究背景........................................................