ISO-45001-2016-监査ツール-Audit-Tool

AUDITOF:ISO45001:2016OccupationalHealth&SafetyDATEOFAUDIT:AUDITORS:1.2.3.AuditParticipants:NamePositionLISTOFDOCUMENTSREVIEWED:1AuditreportVersion1.0ApprovedbyDirectorRevision1.0IssueDate:1stMarch2017DevelopedBy:AssessmentandRatingMethodologyThisreportprovidesanoverviewoftheOHSManagementSystemspecifyingwhetherthesystemconformstothestandardsobjectives.Shouldtherebeanelementthatdoesnotconform;thedegreeofnon-complianceisstated.ResultPerformanceConformanceYESAnelementisdeemedtohavemetconformancewhenitcanbedemonstratedthattheelementrequirementshavebeenaddressed.MinorNon-conformance“NO-Minor”Satisfiesminimumrequirementsoftheindicatoronly.Basicdocumentationcanbeproducedifspecifiedintheindicator.Aminornon-conformanceoccursifallrequirementshaveonlybeenpartiallyimplemented.Majornon-conformance-“NO-Major”Amajornon-conformanceiswheremanyoftheelementrequirementshavenotbeenmetorareintheearlystagesofdevelopment.Areasofhighriskthathavenotbeeneffectivelycontrolledwouldalsoconstituteamajornon-conformance.Foramoreindepthreviewtheidentificationofshortcomingsarepresentedwithinthe“Comments”sectionofPartBofthisreportItisintendedthatthisinformationwillassisttheorganisationinthecontinuousimprovementofitsOHSsystem.DevelopedBy:PARTA-AssessmentandRatingTable–SummaryofFindingsElementDocumentationReviewed(Yes/No)Conformance(Yes/No)Major/MinorNon-Conformance4.1Understandingtheorganizationanditscontext4.2Understandingtheneedsandexpectationsofworkersandotherinterestedparties4.3DeterminingthescopeoftheOH&Smanagementsystem4.4OH&Smanagementsystemanditsprocesses5.1Leadershipandcommitment5.2OH&Spolicy5.3Organizationalroles,responsibilities,accountabilitiesandauthorities5.4Participationandconsultation6.1Actionstoaddressrisksandopportunities6.1.1General(NewRequirement)6.1.2HazardidentificationandassessmentofOH&Srisks6.1.2.1Hazardidentification6.1.2.2AssessmentofOH&SrisksandotherriskstotheOH&Smanagementsystem6.1.2.3IdentificationofOH&Sopportunitiesandotheropportunities6.1.3Determinationofapplicablelegalrequirementsandotherrequirements6.1.4Planningtotakeaction6.2OH&Sobjectivesandplanningtoachievethem6.2.1OH&Sobjectives6.2.2PlanningtoachieveOH&Sobjectives7.1Resources7.2Competence7.3Awareness7.4Informationandcommunication7.5Documentedinformation7.5.1General7.5.2Creatingandupdating7.5.3Controlofdocumentedinformation8.1Operationalplanningandcontrol8.1.2Hierarchyofcontrols8.2ManagementofchangeDevelopedBy:8.3Outsourcing8.4Procurement8.5Contractors8.6EmergencypreparednessandResponse9.1Monitoring,measurement,analysisandevaluation9.1.1General9.1.2Evaluationofcompliancewithlegalrequirementsandotherrequirements9.2Internalaudit9.3Managementreview10.1Incident,nonconformityandcorrectiveaction10.2ContinualimprovementDevelopedBy:PartB–ISO45001:2016OccupationalHealthandSafetyManagementSystemsAudit4.1UnderstandingtheContextofOrganisationISO45001RatingDoestheorganisationhaveproperlydefinedthecontextoforganisation?DoestheOHSsystemcomplytothefollowing:IdentifiedneedsandexpectationsofinterestedParties;demonstratesacommitmenttoestablishmeasurableobjectivesandtargetstoensurecontinuedimprovementaimedateliminatingwork-relatedinjuryandillness;includesacommitmenttocomplywithrelevantOHSlegislationandproperlydefinedthescopeofitsmanagementsystem;documented,implemented,communicatedtoallemployeesandmaintained;accessibletoallinterestedparties;andReviewedperiodically.Clause:4Comments:5.2OHSPolicyISO45001RatingDoestheorganisationhaveanOccupationalHealthandSafetyPolicy?DoestheOHSPolicycomplytothefollowing:appropriatetothenatureandscaleoftheorganisation’sOHSrisks;demonstratesacommitmenttoestablishmeasurableobjectivesandtargetstoensurecontinuedimprovementaimedateliminatingwork-relatedinjuryandillness;includesacommitmenttocomplywithrelevantOHSlegislationandotherrequirementstowhichtheorganisationsubscribes;documented,implemented,communicatedtoallemployeesandmaintained;accessibletoallinterestedparties;andReviewedperiodically.Clause:5Comments:DevelopedBy:6.2:PlanningIdentificationofhazards,assessmentandcontrolofrisksISO45001RatingHastheorganisationestablished,implementedandmaintaineddocumentedproceduresforhazardidentification,hazard/riskassessmentandcontrolofhazards/risksofactivities,productsandservicesoverwhichanorganisationhascontrolorinfluence,includingactivities,productsorservicesofcontractorsandsuppliers?Hastheorganisationdevelopeditsmethodologyforhazardidentification,riskassessmentandcontrolofrisks,basedonitsoperationalexperienceanditscommitmenttoeliminateworkplaceillnessandinjury?Themethodologyshallbekeptup-to-date.Clause-6Comments:6.1.3LegalandotherRequirementsISO45001RatingHastheorganisationestablished,implementedandmaintainedprocedurestoidentifyandhaveaccesstoalllegalandotherrequirementsthataredirectlyapplicabletotheOHSissuesrelatedtoitsactivities,productsorservices,includingrelevantrelationshipswithcontractorsorsuppliers?Hastheorganisationcommunicatedrelevantlegalandotherrequirementstoitsemployees?Clause-6Comments:DevelopedBy:6.2ObjectivesandTargetsISO45001RatingTheor