BYD供应商BSR审核表

Revision版本Revisionhistory修订内容Revisiondate修订日期Initiatedby编制Reviewedby审核Approvedby批准R1.0InitialRelease首次发行2007/12/1Frank曾齐松Alina林玲Andy王发平R2.0updateiems修改审核条款2007/12/21Frank曾齐松Alina林玲Andy王发平R3.0updateiems修改审核条款2008/4/23Blanche易建群Alina林玲Andy王发平R4.0updateiems修改审核条款2008/8/28邵涛RevisionHistory修订史ConditionalApproved有条件承认70%-85%NotApproved不承认70%6、CorrectiveActionplan改善措施计划Ifsomesubsectionisnotavailabletothesupplier,pleasefillinNＡinscorecolumn，andtheitemwouldnotbeenaddedinthetotalscore如果有些项不适合该供应商，请在得分栏填上NA，且不会加入总分中．Ifthesuppliercouldnotmeettherequirementsinitem1.1,thenweshouldjudgethesupplierasdisqualified,andthereisnoneedtodofurtheraudit.如供应商无法达到1.1条款的要求，就不用进行审核工作，直接判定为不合格供应商．5、Auditresult　审核结果Approved承认　　　85%希望供应商在自我评估的時候对那些不太清楚或为更好地理解此稽核标准进行询问，供应商在自评表中的每个条款的相应栏上填上具体的证据和得分．根据自评结果供应商将通知BYD审核组。4、AUDITBYBYD　　BYD审核Duringtheauditprocess,theBYDauditorsmaywishtorevieweveryquestion/criterionlistedontheauditChecklist,oralternativelytheauditorsmaychoosetofocusonlyonthosequestionsforwhichthesupplierawardedthemselvesascoreof０byself-assessment.ThescoreawardedbytheAuditorwillbeenteredinthe'Score'columnoneachworksheet.在审核过程中，BYD审核员会对审核表中所列的每个问题点进行评审，或可能重点的选择供应商在自评中得分为０的问题点进行评审，审核人员应在得分栏中给出得分．Awrittencorrectiveactionplanisrequestedwithin5workingdays.　　在5个工作日内提供书面的改善计划。TheBYDSupplierRequirementsAuditisnotcommodityspecific,thereforeitmaybeusedtoassesstheManagementSystemsdeployedbyasupplier/manufactureirrespectiveofthecommodity.比亚迪供应商审核没有对产品进行详细说明，因此可以在不考虑产品的基础上用来评估供应商或者制造商的管理体系。3、AUDITBYSELFASSESSMENT　供应商自评Asupplier'sfacilityisrequiredtocompleteaselfassessmentusingthistoolinadvanceoftheBYDAudit.BydoingthisthefacilitywillbeabletopreparefortheauditandseekadvancehelpandguidancefromBYDSQEtobebestpositionedtosucceed.供应商工厂需在BYD进行现场审核前完成对该审核工具（Checklist）的自评，通过这样做,供应商才能为随后的BYD审核做好准备,并向BYD的SQE寻求一些高级的帮助和指导,有利于最好地达到要求。Itisexpectedthatduringtheself-assessmentprocess,thatthesupplierwillusethisopportunitytoaskquestionsforeitherclarificationortobetterunderstandintentoftheauditcriteria.Itisalsoexpectedthatbasedonselfauditresults,asupplierwillinformtheBYDteamoftheirreadinessforaformalBYDaudit.Aselfassessmentiscompletedbyaddingascore　andspecificevidencestotherelevantcolumnineachworksheet.InformationandInstructions信息和指示1、PURPOSE目的ThisdocumentwasdevelopedasanAuditTooltoassessasupplier'sManagementSystemsagainstBYDSupplierRequirements.TheBYDSupplierRequirementsAudit(BSR)isbuildupontheISO-9001、ISO14001、SA8000、OHSAS18001，withadditionalBYDspecificrequirementsincluded.此份文件是作为对供应商BSR内容审核的工具，用于评估供应商的管理体系是否符合BYD的供应商的要求．BYD的BSR审核是建立在ISO9001、ISO14001、SA8000、OHSAS18001标准上的，也包括BYD附加的具体要求．2、SCOPE　范围BYDSupplierRequirementsAuditSupplier供应商AuditDate:审核日期Item/项目TotalScoreforRelatedItemScoreofsupplierselfauditPercentageofSupplierselfaudit%TotalScoreforRelatedItemScoreofBYDauditPercentageofBYDaudit%QualifiedLimit%363494%3600%70%604982%6000%70%151173%1500%70%211990%2100%70%392872%3900%70%453476%4537%70%181794%1800%70%1515100%1500%70%24920783%24931%70%NOTAPPROVED6.生产控制Productioncontrol7.检测与计量(MSA)MeasurementSystemAnalysis8.销售与客户服务SalesandcustomerserviceTotalScore/PercentageGrade综合评分1.质量管理体系QualityManagementSystem2.劳工/人文/环境/健康/安全/信息labor/Ethical/Environment/Health/Saftyinformation3.设计与开发DesignandDevelopment4.供应商开发和管理Supplierdevelopmentandmanagement5.物料管控MaterialmanagementSUMMARYRESULTBYDSupplierRequirementsAuditFactoryLocation地址BYDAuditorBYD审核员SupplierSelfAuditBYDAudit0%20%40%60%80%100%1.质量管理体系QualityManagementSystem2.劳工/人文/环境/健康/安全/信息labor/Ethical/Environment/Health/Saftyinformation3.设计与开发DesignandDevelopment4.供应商开发和管理Supplierdevelopmentandmanagement5.物料管控Materialmanagement6.生产控制Productioncontrol7.检测与计量(MSA)MeasurementSystemAnalysis8.销售与客户服务SalesandcustomerservicePercentageofSupplierselfaudit%#REF!QualifiedLimit%No.ChecklistItemsComments注释MaximumScore最大分值Scoreofsupplierselfaudit自评得分ScoreofBYDaudit实际得分1.1Hasthequalitymanagementsystembeencertificatedbythethirdparty?(complywithISO9001,TS16949orotherqualitymanagementsystemcertificatedbytheinternationalinstitution)质量管理体系是否获得第三方认证？（符合ISO9001、TS16949或其他国际认可的质量管理体系）ISO9000和ISO14000证书331.2Doesthecompanyhaveplanstoachieveitsvisionsandstrategicobjectives,meanwhile,applykeyperformanceindicatorstomonitor、reviewandimproveitsperformance.公司是否有计划的实现经营愿景和策略目标,并应用关键绩效指标进行监控、评估和持续改善.有计划书331.3Docompany'sproducts,service,business,andactivitiesconformtolawandregulationsofinternational,nationalandlocal,anddotheytakenecessaryactionstoensureitscompliance.公司的产品、服务、经营和活动是否符合国际、国家及地方的法律法规，是否采取措施确保符合性.是331.4Isthereadocumentedqualityhandbookwhichdescribetheeffectamongthescope,structureandreciprocityofthequalitymanagementsystemindetail?是否有较文件化的质量手册对质量管理体系范围、结构、体系过程之间的相互作用等进行详细的描述？质量手册331.5Hasthesupplierappointedmanagementrepresentativewhowithresponsibilityandauthoritytoensurethequalitymanagementsystemtobeimplementedandmaintained?供应商是否有指派管理代表有职责和权限确保质量管理体系被导入执行并维护?管理代表委任书331.6Isthereadocumentedfileofqualitypolicyandwhetherithasbeencommunicatedandunderstoodwellinwholeorganization?是否有形成文件的质量方针并在组织的各阶层得到有效的沟通和理解？质量手册和培训记录331.7whetherthereisaclearandmeasurab