10A通过-CFA-level-1-知识点精简总结

Page1of158CFAlevel1notes声明：本资源系楼主本人整理，仅供学习，禁止商业用途！ContentsBook1EthicsandProfessionalStandardsandQuantitativeMethods............3Reading1........................................................................................................................................3StandardⅠ:Professionalism..................................................................................................3StandardⅡ:IntegrityofCapitalMarkets...........................................................................6StandardⅢ:DutiestoClients..................................................................................................7StandardⅣ:DutiestoEmployers........................................................................................10StandardⅤInvestmentAnalysis,recommendationsandactions...........................12StandardⅥ:ConflictsofInterest.........................................................................................15StandardⅦ:ResponsibilitiesasCFAInstituteMemberorCandidate....................16Reading4IntroductiontoGIPS............................................................................................17Reading5Thetimevalueofthemoney.............................................................................20Reading6DiscountedCashFlowApplications...............................................................20Reading7StatisticalConceptsandMarketReturns.....................................................21Reading8ProbabilityConcepts...........................................................................................22Reading9CommonProbabilityDistribution..................................................................23Reading10Samplingandestimates...................................................................................23Reading11HypothesisTesting.............................................................................................25Reading12TechnicalAnalysis..............................................................................................27Book2Economics............................................................................................................29Reading13DemandandSupplyAnalysis:Introduction.............................................29Reading14DemandandSupplyAnalysis:ConsumerDemand.................................33Reading15DemandandSupplyAnalysis:Thefirm.....................................................35Reading16ThefirmandMarketStructures...................................................................40Reading17AggregateOutput,Prices,andEconomicgrowth....................................45Reading18UnderstandingBusinessCycle.......................................................................52Reading19MonetaryandFiscalPolicy.............................................................................57Reading20InternationalTradeandCapitalFlows.......................................................62Reading21CurrencyExchangeRates................................................................................66Book3FinancialReportingandAnalysis................................................................69Reading22Financialstatementanalysis:AnIntroduction........................................69Reading23FinancingReportingMechanics....................................................................70Reading24FinancialReportingStandards......................................................................71Reading25UnderstandingIncomeStatements.............................................................73Reading26UnderstandingBalanceSheets......................................................................76Reading27UnderstandingCashFlowStatements........................................................79Page2of158Reading28FinancialAnalysisTechniques.......................................................................81Reading29Inventories............................................................................................................82Reading30Long-livedAssets................................................................................................84Reading31IncomeTaxes.......................................................................................................87Reading32Non-CurrentLiabilities....................................................................................90Reading33FinancialReportingQuality:RedFlagsandAccountingWarningSigns................................................................................................................................................95Reading34AccountingShenanigansontheCashFlowStatement..........................97Reading35FinancialStatementAnalysis:Applications..............................................98Book4CorporateFinance,PortfolioManagementandEquityInvestment..............................................................................................................................................100Reading36CapitalBudgeti