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©1994-2010ChinaAcademicJournalElectronicPublishingHouse.Allrightsreserved.(2004)02-0042-06GATS,(,430073):2003-12-31:(1969-),,,,,,WTO;(1973-),,,,:GATS,GATS,,GATSGATS,:;;;:DF96:A,,10,200015,20,2,10,,,,,,,1989(FTA)1994(NAFTA)GATT1986,,(GATS),FTANAFTA,19951GATS,GATS,,199770:;;;50%,,,,,GATS,,,GATS,GATS101214,,,,,2a24200404262ModernLawScienceVol.26,No.2Apr.,2004©1994-2010ChinaAcademicJournalElectronicPublishingHouse.Allrightsreserved.(prudentialcarve-out),,,,,GATS,,GATS,,,GATS,prudentialcarve-out,GATSGATSWTO,,,,,GATS,GATS,,GATS,GATS,,,1GATSGATS,,GATS,,,,,2,:,,,,,,,,,,,,,,,,,3,,,,,,,,,,,1997,,4,,WTO,,,,,GATS3(1);(2)34,:GATS©1994-2010ChinaAcademicJournalElectronicPublishingHouse.Allrightsreserved.(3),GATS(DSB),GATS,GATS,2:,,5,,,GATS20,GATS20,,2a6,,GATS,,,,GATS,WTO,GATSWTO,,7,,,,,,,,,8GATSGATS192,,,4,,,,,GATS,GATS,,,,,,GATS,:,,,GATS,,GATS,,,,,44WTOCOUNCILFORTRADEINSERVICE,FINANCIALSERVICEBACKGROUNDNOTEBYTHESECRETARIATE,2De2cember1998,p.10.:,,©1994-2010ChinaAcademicJournalElectronicPublishingHouse.Allrightsreserved.:GATS6;,,,GATS1617,GATS6,,GATS,,,,,,,,,,,DSB,GATS6,,GATSGATS,,,,WTO,,,GATS64:,GATS6,,,,,,WTOGATS7:(1),(2),(3),,54,:GATS©1994-2010ChinaAcademicJournalElectronicPublishingHouse.Allrightsreserved.(IOSCO),,10GATS,,,,,,,GATS,,11,,,,,,,,,,,,,,,;,,,WTO,,WTO,,3-5,,,,,,,,,,,,?,1998IMF:,,(),12,GATS,,,,,,,,,,,,GATS,,,,,,,,,,,,13,,GATS,,64©1994-2010ChinaAcademicJournalElectronicPublishingHouse.Allrightsreserved.:,,14,,,,GATS,,,,,,15,16,:,,;,,,,,,:1.[M].,:,2002.274.2[S].2.3,.WTO[J].,2002,(11):58.4WTOCommitteeonFinancialService,REPORTOFTHEMEETINGHELDON25MAY2000,9June2000,NotebySecretari2at.[S].4.6EricH.Leroux,TradeinFinancialServicesundertheWorldTradeOrganization,JournalofWorldTrade,Vol.36,No.3,2002,pp.413-442,p.431.7.WTO[M].:,2001.269.8,.[M].:,1999.243.9[S].3.10MahmoodBagheriandChizuNakajima,OptimalLevelOfFinancialRegulationUndertheGATS,JournalofInternationalEco2nomicLaw(2002),pp.507-530,p.522.11EricH.Leroux,TracleinFinancialServicesUndertheWorldTradeOrganization,JournalofWorldTrade,Vol36,No.3,2002,pp.413-442,p.441.12.[R].,:,2002.275.13.[J].,2002,(1):32.14.[M].:,1995.90.15.WTO[J].,2001,(8):275.16,.WTO[J].,2002,(11):58.OnthePrudentSupervisionUnderGATSFrameworkLIUSun,WUYong-hui(CentralandSouthernUniversityofFinance,EconomicsandPoliticalScienceandLaw,Wuhan430073,China)Abstract:Financialliberalizationandfinancialsupervisionefficiencyarethefundamentalobjectivesoftradeinfinancialservices.GATSanditsannexsetoutprudentialcarve-out.However,theabstractionoftheclause,togetherwithitspriorityinapplication,underminestheachievementoffinancialliberalization.Toremedythedeficiencyofthelackofsubstantiverule,GATSstipulatesforitsmemberstheproceduralobligationsofcoopera2tionandrecognition,soastostrengthenthesupervisioncooperationandpromotetheefforttoestablishacom2monsupervisionstandard.Accordingtothemechanism,thedynamicbalanceonthefinancialliberalizationandfinancialsupervisionisattained.Keywords:financialliberalization;prudentialcarve-out;cooperationandrecognition;correspondingmea2sures:74,:GATS