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项目管理协会道德与专业行为规范ProjectManagementInstituteCodeofEthicsandProfessionalConduct第一章愿景和适用性CHAPTER1.VISIONANDAPPLICABILITY1.1愿景及目的1.1VisionandPurpose作为项目管理的执业者，我们承诺将以正确和体面的方式行事。我们为自我设立高标准,并在我们生活的各个方面——工作、家庭以及专业服务上，努力达到这些标准。Aspractitionersofprojectmanagement,wearecommittedtodoingwhatisrightandhonorable.Wesethighstandardsforourselvesandweaspiretomeetthesestandardsinallaspectsofourlives—atwork,athome,andinservicetoourprofession.本道德和专业行为规范描述了我们对自己以及全球项目管理领域执业人员的期望。清楚地表达了执业人员和志愿人员追求的理想和必须遵循的行为规范。ThisCodeofEthicsandProfessionalConductdescribestheexpectationsthatwehaveofourselvesandourfellowpractitionersintheglobalprojectmanagementcommunity.Itarticulatestheidealstowhichweaspireaswellasthebehaviorsthataremandatoryinourprofessionalandvolunteerroles.本规范的目的在于使人对项目管理行业有信心，并帮助个人成为更好的专业执业者。我们正在通过建立合理行为的职业化规范体系来达到以上目的。我们相信，项目管理行业的信誉和名声将取决于所有执业者的总体品行。ThepurposeofthisCodeistoinstillconfidenceintheprojectmanagementprofessionandtohelpanindividualbecomeabetterpractitioner.Wedothisbyestablishingaprofession-wideunderstandingofappropriatebehavior.Webelievethatthecredibilityandreputationoftheprojectmanagementprofessionisshapedbythecollectiveconductofindividualpractitioners.通过遵守本道德和专业行为规范，无论是从个人层面或是从集体层面，都将推进项目管理专业领域的发展。同时，本道德和专业行为规范将有助于我们做出明智的决策，特别是当我们面临需要对诚信原则和价值观做出让步的困难局面时。Webelievethatwecanadvanceourprofession,bothindividuallyandcollectively,byembracingthisCodeofEthicsandProfessionalConduct.WealsobelievethatthisCodewillassistusinmakingwisedecisions,particularlywhenfacedwithdifficultsituationswherewemaybeaskedtocompromiseourintegrityorourvalues.我们希望本道德规范和职业行为准则能激发其他人学习、研讨，并就道德规范和价值观进行著述。进一步而言，我们希望本道德规范和职业行为准则能激发其他人学习、研讨，并就道德规范和价值观进行著述。OurhopethatthisCodeofEthicsandProfessionalConductwillserveasacatalystforotherstostudy,deliberate,andwriteaboutethicsandvalues.Further,wehopethatthisCodewillultimatelybeusedtobuilduponandevolveourprofession.1.2规范适用人群1.2PersonstoWhomtheCodeApplies本道德和专业行为规范应用于：TheCodeofEthicsandProfessionalConductappliesto:1.2.1所有的PMI会员1.2.1AllPMImembers1.2.2所有非PMI会员但符合以下一个或一个以上标准的个人1.2.2IndividualswhoarenotmembersofPMIbutmeetoneormoreofthefollowingcriteria:1.拥有PMI认证的非会员1Non-memberswhoholdaPMIcertification2.进入PMI认证申请流程的非会员2Non-memberswhoapplytocommenceaPMIcertificationprocess3.作为PMI志愿者的非会员3Non-memberswhoservePMIinavolunteercapacity.评述：获得项目管理协会（PMI）的认证（无论是会员或是非会员），还需遵守项目管理专业人士（PMP）或助理项目管理师（CAPM）的职业行为准则，并继续遵守PMI道德和专业行为规范。过去，PMI对于会员及已获得认证的人员分设有各自的道德标准。与规范制订相关的干系人认为，不需要多种规范共存，而应是所有人遵守同一个高标准。因此，本规范同时适用于PMI会员和申请或获得PMI认证的人士，不论其是否是PMI会员。ThoseholdingaProjectManagementInstitute(PMI)credential(whethermembersornot)werepreviouslyheldaccountabletotheProjectManagementProfessional(PMP)orCertifiedAssociateinProjectManagement(CAPM)CodeofProfessionalConductandcontinuetobeheldaccountabletothePMICodeofEthicsandProfessionalConduct.Inthepast,PMIalsohadseparateethicsstandardsformembersandforcredentialedindividuals.StakeholderswhocontributedinputtodevelopthisCodeconcludedthathavingmultiplecodeswasundesirableandthateveryoneshouldbeheldtoonehighstandard.Therefore,thisCodeisapplicabletobothPMImembersandindividualswhohaveappliedfororreceivedacredentialfromPMI,regardlessoftheirmembershipinPMI.1.3本规范的结构StructureoftheCode本道德和专业行为规范被分为几部分，包括了对项目管理领域来说最为重要的四个价值观的行为标准。某些部分包括了评述。评述不是准则的强制要求内容，而是提供了例证及其他的澄清。最后，在准则的结尾部分设有一个词汇表。该词汇表定义了准则中使用的词汇和习语。为便于使用，词汇表中定义的术语在准则中有下划线标注。TheCodeofEthicsandProfessionalConductisdividedintosectionsthatcontainstandardsofconductwhicharealignedwiththefourvaluesthatwereidentifiedasmostimportanttotheprojectmanagementcommunity.SomesectionsofthisCodeincludecomments.CommentsarenotmandatorypartsoftheCode,butprovideexamplesandotherclarification.Finally,aglossarycanbefoundattheendofthestandard.TheglossarydefineswordsandphrasesusedintheCode.Forconvenience,thosetermsdefinedintheglossaryareunderlinedinthetextoftheCode.1.4本规范的价值观1.4ValuesthatSupportthisCode全球项目管理领域的执业者需要认同一种形成决策和行为引导基础的价值观。全球项目管理领域定义的价值观中最重要的是：责任、尊重、公平和诚实。本准则以这四个价值观为基石。Practitionersfromtheglobalprojectmanagementcommunitywereaskedtoidentifythevaluesthatformedthebasisoftheirdecisionmakingandguidedtheiractions.Thevaluesthattheglobalprojectmanagementcommunitydefinedasmostimportantwere:responsibility,respect,fairness,andhonesty.ThisCodeaffirmsthesefourvaluesasitsfoundation.1.5共识性准则和强制性准则1.5AspirationalandMandatoryConduct本道德和专业行为规范的每一部分都包括共识性准则和强制性准则。共识性准则描述了作为一个执业人士所努力支持的行为。虽然符合共识性准则的标准不太容易衡量，但职业行为符合这些准则并不是可有可无的，而是作为专业人士所被期望遵循的。EachsectionoftheCodeofEthicsandProfessionalConductincludesbothaspirationalstandardsandmandatorystandards.Theaspirationalstandardsdescribetheconductthatwestrivetoupholdaspractitioners.Althoughadherencetotheaspirationalstandardsisnoteasilymeasured,conductingourselvesinaccordancewiththeseisanexpectationthatwehaveofourselvesasprofessionals—itisnotoptional.强制性准则建立起了严格的要求，在某些情况下，限制或禁止了执业人士的行为。不遵循这些准则的执业人士将受到PMI道德审查委员会（EthicsStandardReviewCommittee）的惩戒性措施。Themandatorystandardsestablishfirmrequirements,andinsomecases,limitorprohibitpractitionerbehavior.PractitionerswhodonotconductthemselvesinaccordancewiththesestandardswillbesubjecttodisciplinaryproceduresbeforePMI’sE