产业共性技术研发投资合作机制研究

华侨大学硕士学位论文产业共性技术研发投资合作机制研究姓名：胡林浪申请学位级别：硕士专业：企业管理指导教师：曾繁英200905012009IR&DR&DIIAbstractTheregioneconomydevelopmentinourcountry,theindustrialclusterplayedtheextremelyimportantimpetusroleTherefore,howtoenhancetheindustrialclustersowninnovationabilitythroughtheinnovationofgenerictechnology,andrealizationthesustainabledevelopmentofindustrialclusterbecometheimportanttaskinfrontofourcountryindustriescluster.Afteranalyzingrelatedliterature,pointedoutthefundamentalandimportantstatusofgenerictechnologyinthewholetechnologyinnovationchain,itcanbeclassifiedfromthreeangles.Moreover,thejudgingcriterionofindustrialgenerictechnologyisstudiedandputforward.ThenbaseontheanalysisoftheTheoryofTechnologicalR&DCooperation,discussedthenecessityofcooperationinthegenerictechnologyR&DandalsodiscussedtheorganizationandtheclassificationofthegenerictechnologyR&Dcooperation.AnalyzetheroleofthegovernmentinthegenerictechnologyR&Dcooperationandthepolicyofthegovernmentpromotion.Andthen,baseonanalysisthegenerictechnologyactuality2009IIIofR&DinChina,studythegenerictechnologyinnovationsystembaseonGovernmentUniversityIndustryResearchInstitutescooperation.Andtheindexsystemandthemodelforplatformssharingevaluationareestablished.Inordertopromotetheinnovationandsharingofdomesticindustrialgenerictechnology,policysuggestionsareputforwardwhichincludeinnovationplatformsystemsandperfectingsharingmechanism.KeyWords:industrialgenerictechnology,thecooperationoftechnologyR&D,innovationsystem,theperformanceevaluation2009111.11.1.12000200320072007R00471.1.22012MultiUseMultiUser1.21.2.1ATPATPATPATPR&D20093ATPATP19902001581ATP1502561%14%19%6%ATP50%50%19951996200019961995111868R&DVLSIRWC2050148080RTD1984FrameworkProgrammes1985EUREKA1987RTD1993RTD20003RTDATP1.2.21983209017744420062020820095161.3200971231.41.1181.11.5122009922.12.1.12.1.212342105,;,,,;,,,,62.1.32.1.3.12.1.3.2200911IC2.1.3.3(1)(2)(3)2.1.42.1.4.1EricvonHippe212ClenUrban2.1.4.2112009132.1.4.31987MOClGTDRonaldKostoff19982.1.4.4CADGPS2142.2M.Doggson19942.2.1,,,,SmithCarrollandAshford1995AndersonandNarus1990BuckeyandCasson,19882009152.1Coase(1937)Williamson((1975)Burgers,etal(1990)Axelrod(1984)Parkhe(1993)Porter(1085)Grant(1991)Buckey(1988)SynergySpecificAdvantageLynch(1980)Takac&Singh(1992)Hennart(1988)Kought(1988)[J].2.2.22161234200917Powell52.32182.4R&D20%50%MortonI.Kamienetal.1992R&DR&D(cartels)RJV(ResearchJointVenture)RJV2.290DavidowandMalone(1992)Rothwell(1994)Teeceetal(19961997)Chatterji(1996)Millsonetal(1996)VittorioChiesaandRaffaellaManzini(1998)2.320002.42009192.2R&DR&DR&DR&DR&DR&DRJVR&DRJVR&D[M]..20042202.3Acquisition(Educationalacquisition)(Merger)(Licensing)(JointVenture)R&D(JointR&D)R&DR&D(R&DContract)(Researchfunding)(Alliance)(Consortium)(Networking)(Outsourcing)[J]200921R&D2.1:R&DR&DR&D123222420701/5562.52312009232,,,,,,,,,,,,,3,,,,,,,,,,,2244:R&DR&D20092533.13.1.12090199910242121999222103.1.23239738633“”262R&D8633.1.312009272,:,,34,,3“”28,,,,3.2(MCC)(EUREKA)(ESPRIT)(VISI)200929200119()5004000200MCCATPEUREKAESPRITVLSIPavitt,1988Mowery,1988Hippel,1988,3.33“”303.3.11233.3.23.3.2.1200931,123“”323R&D4R&D1200933XYLUXY12,PP12PP2.2()L1L2L3E1E2E3X1X2X3XXYA3A2A1X1X2X3B2B3E3E2E1U3U2U1L3L2L13“”3422.41R&DR&D,2R&DR&DR&D3R&DR&D200935R&D2.32.2L1L2L3E1E2E3XLachR&DLichtenbergR&DA3A2A1X3X2X1L1L2E1XYE3U3E2U2U1L3B3“”3633.3.2.2,2009373.3.2.3,,,,,,,,,R&D3143“”383.3.2.43.42009393.13“”40,,8639732009414“”424(Performance)4.14.2200943R&DR&DR&DR&D4“”44R&DR&D2009453.24.33.3ABCαβγγ4“”46Z=αA+βB+γC4.4;4.4.1120094724.4.24.4.3R&DR&D14“”482,4.4.4R&DR&DR&DR&DR&D200949R&DR&DR&DPareto55055.11R&D2345.212009512352[1]Nelson,R:HighTechnologyPolicies:AFive-Nationcomparison[M],AmericanEnterpriseInstritute,Washington,DC.1894.[2]JongTsongChiang:StrategicPositioningofNationTechnologyTargetingPrograms[D],DissertationofPH.D.DegreeinManagement,MIT,SloanSchoolofManagement,1992.[3]Holmen,M:EmergenceofRegionalActorSystems-GenericTechnologiesandtheSearchforUsefulorSaleableApplications[D].PH.DdissertationofDepartmentofIndustrialDynamics,ChalmersUniversityofTchonlogy,Sweden.2001.[4]Tassey,Gregory:TheEconomicsofR&DPolicy[M],QuorumBooks,USA,1997.[5]Guellec.D.B.VanPottelsberghe.TheImpactofPublicR&DExpenditureonBusinessR&D[J].EconomicsofInnovationandNewTechnologies.2003(12):225244.[6]Tassey.Gregory.StandardizationinTechnology-baseMarkets[J].ReserachPolicy2000:587602.[7]Granberg,Anders.TheDynamicsofScience-BasedTechnologies,ResearchPolicyStudiesDiscussionPaper.No.180.UniversityofLundResearchPolicyInstituteSweeden.1987.[8]Achain&Demsetz.Production.informationcosts.economicorganization[J].AmericanEconomicReview.1972,62(05):777795.[9]Coombs.R.etal..EconomicsandTechnologicalChange[M].MacmillanEducation.Basingstoke.1987.[10]B.Holmstrom.MoralHazardinTeams[J].BellJournalofEconomics.1982.13(03).[11],.[M].,200551113.[12],.[J].(),2003(1):12.[13].[J].,2004(11)2122.[14].[M].:.200351820.200953[15].20052005)[R].2005.[16],.[J]..2005(12)7782.[17].[M].:.20015762.[18].[J]..2005(05):4042.[19].[M].:.2004.[20][].[M].:.20026062.[21][].[M].:.19645558.[22].[D].:.20053540.[2