慧点科技SOX方案

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SOX2005-031998IBMIBMWBCRIBMWorkplaceforBusinessControls&ReportingSarbanes-Oxley20024044098021.1Sarbanes-Oxley200220011220026Congressreport,2002SOXSOX1.2Sarbanes-Oxley404SOX-4042002630„SEC193413(a)15(d)zz„1SOX1.3Sarbanes-OxleySOX302404409906„„SEC„CEOCFOSOXROIPIRMSOX302CEOCFOCEOCFOSOX20041231SOX40420051231SOXSOX1.4Sarbanes-Oxleyzz2z/zzzzzzzzITSOX2.14044098022.2SOXITITSOXITITITITz404404z404z404z404zzzzz3.1SOXIBMWBCRIBMSOXIBMIWBCR(IBMWorkplaceforBusinessControlsandReporting)Sarbanes-Oxley2002IWBCRSOX4042SOX3.2IBMWBCRSOXWBCR3024044098021IBMWBCRSOX3.3IBMWBCR„404404zIBMWBCR404zWBCR404404„404zDB2zzzzz„404zzzzz„40430zzzzzzzzzzzzzz90zzzzzCOSOzCOSOzCOSOz„zzzIBMPortalLDAPIBMTivolizDB2„zPortalzJ2EEz3.4IBMWBCRCOSOCOSOWBCRCOSO2IBMWBCRCOSO3.5IBMWBCRIBM®Lotus®WorkplaceforBusinessControlsandReportingzzzzz••••ITLotusWorkplaceforBusinessControlsandReportingJava™2J2EE™ITPortalContentManagerIBM•LotusWorkplaceforBusinessControlsandReportingLWBCRLotusWorkplaceforBusinessControlsandReportingIBMDB2®RecordsManagerIBMDB2®RecordsManagerIBMLotusLearningManagementSystemLMSIBMLMSIBMIBMReadyForProgramSarbanes-Oxley3WBCR3.6IBMWBCR„z“”z30COSOz„zz„zz–„zBaselIIIASCFOzzExcel„WindowsAIX„SOXzz„/z„LotusWorkplaceInstantMessaging(“Livenames“)zz„web„zz„z3.7IBMWBCR„zzz„zzz„zCFOz„zWindoxAIXzWin2000win2003AIX400„zPortalzJ2EE3.8IBMWBCR4WBCR3.9WBCR„zzWebSpherePortalDB2ContentManager„zzbbbBbAbb••••••“”“”•bb••••••••••5WBCR3.10WBCRzzzzz-XMLCompliancePortalCEO/CFOOtherERPCRMHR6WBCR3.11IBMLotusIBM®Lotus®IBMLotusIBMLotusWorkplaceforBusinessControlsandReportingIBMLotusWebSphere®PortalDB2®ContentManagerIBMLotusWorkplaceforBusinessControlsandReporting3.11.1IBMLotusWorkplaceforBusinessControlsandReportingLotusLotus•••DB2Server•DB2Client•LDAPServer•WPS•Portal••WBCR2.5•3.11.2IBMLotusWorkplaceforBusinessControlsandReportingLotusIBMLotusWorkplaceforBusinessControlsandReportingIBMIBM•LotusWorkplaceforbusinesscontrolsandReporting••••IBM4.1„300300„zSOX404z„IBMLotusWorkplaceforBusinessControlsandReporting-IBMLotus–IBMLotusIBMKPMG„“IBM--DavidSewalk,4.2Ceres„Ceres5555„Sarbanes-OxleyCeresIBM„IBMLotusWorkplaceforBusinessControlsandReportingIBM/CeresIBMKPMGIBMLotus(ISSL)IBMLotusWorkplaceforBusinessControlsandReportingISSL„IBMCeresSarbanes-Oxley4.3„„Sarbanes-OxleySOX„IBMLotusWorkplaceforBusinessControlsandReportingWBCR2

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