SEC规则13e-3(英文版)

SECURITIESANDEXCHANGECOMMISSIONWashington,D.C.20549SCHEDULE13E-3RULE13E-3TRANSACTIONSTATEMENTUnderSection13(e)oftheSecuritiesExchangeActof1934DELLINC.(NameofIssuer)DellInc.DenaliHoldingInc.DenaliIntermediateInc.DenaliAcquirorInc.SilverLakePartnersIII,L.P.SilverLakeTechnologyAssociatesIII,L.P.SLTAIII(GP),L.L.C.SilverLakeGroup,L.L.C.SilverLakePartnersIV,L.P.SilverLakeTechnologyAssociatesIV,L.P.SLTAIV(GP),L.L.C.SilverLakeTechnologyInvestorsIII,L.P.Mr.MichaelS.DellSusanLiebermanDellSeparatePropertyTrustMSDCManagement,L.P.MSDCManagement(GP),LLC(NameofPersonsFilingStatement)CommonStock,parvalue$0.01pershare(TitleofClassofSecurities)24702R101(CUSIPNumberofClassofSecurities)LawrenceP.TuSeniorVicePresidentandGeneralCounselDellInc.OneDellWayRoundRock,Texas78682(512)338-4400KarenKingChiefLegalOfficerSilverLakePartners2775SandHillRoad,Suite100MenloPark,California94205(650)233-8120MichaelS.Dellc/oDellInc.OneDellWayRoundRock,Texas78682(512)338-4400(Name,AddressandTelephoneNumberofPersonAuthorizedtoReceiveNoticesandCommunicationsonBehalfofthePersonsFilingStatement)Withcopiesto:JeffreyJ.Rosen,Esq.WilliamD.Regner,Esq.MichaelA.Diz,Esq.Debevoise&PlimptonLLP919ThirdAvenueNewYork,NewYork10022(212)909-6000RichardCapelouto,Esq.ChadSkinner,Esq.SimpsonThacher&BartlettLLP2475HanoverStreetPaloAlto,California94304(650)251-5000StevenA.Rosenblum,Esq.AndrewJ.Nussbaum,Esq.GordonS.Moodie,Esq.Wachtell,Lipton,Rosen&Katz52West52ndStreetNewYork,NewYork10019(212)403-1000Thisstatementisfiledinconnectionwith(checktheappropriatebox):ThefilingofsolicitationmaterialsonaninformationstatementsubjecttoRegulation14A,Regulation14CorRule13e-3(c)undertheSecuritiesExchangeActof1934.ThefilingofaregistrationstatementundertheSecuritiesActof1933.Atenderoffer.Noneoftheabove.Checkthefollowingboxifthesolicitingmaterialsorinformationstatementreferredtoincheckingbox(a)arepreliminarycopies:Checkthefollowingboxifthefilingisafinalamendmentreportingtheresultsofthetransaction:CALCULATIONOFFILINGFEETransactionValuation*AmountofFilingFee$20,747,146,376.79$2,829,910.77*Setforththeamountonwhichthefilingfeeiscalculatedandstatehowitwasdetermined.*PerunitpriceorotherunderlyingvalueoftransactioncomputedpursuanttoExchangeActRule0-11:InaccordancewithExchangeActRule0-11(c),thefilingfeeof$2,829,910.77wasdeterminedbymultiplying0.0001364bytheaggregatemergerconsiderationof$20,747,146,376.79.Theaggregatemergerconsiderationwascalculatedasthesumof(i)theproductof(a)1,781,176,938outstandingsharesofcommonstock(includingsharessubjecttorestrictedstockunitsandsharesofrestrictedstock)asofMarch25,2013tobeacquiredinthemerger,multipliedby(b)thepersharemergerconsiderationof$13.65,plus(ii)theproductof(x)25,482,624sharesofcommonstockunderlyingoutstandingemployeestockoptionswithanexercisepriceof$13.65orless,multipliedby(y)$6.46,representingthedifferencebetweenthe$13.65persharemergerconsiderationandthe$7.19weightedaverageexercisepriceofsuchoptions.ChecktheboxifanypartofthefeeisoffsetasprovidedbyExchangeActRule0-11(a)(2)andidentifythefilingwithwhichtheoffsettingfeewaspreviouslypaid.Identifythepreviousfilingbyregistrationstatementnumber,ortheFormorSchedule,andthedateofitsfiling.AmountPreviouslyPaid:$2,829,910.77FormorRegistrationNo.:Schedule14AFilingParty:DellInc.DateFiled:March29,2013IntroductionThisRule13E-3TransactionStatementonSchedule13E-3,togetherwiththeexhibitsthereto(the“TransactionStatement”)isbeingfiledwiththeSecuritiesandExchangeCommission(the“SEC”)pursuanttoSection13(e)oftheSecuritiesExchangeActof1934,asamended(togetherwiththerulesandregulationspromulgatedthereunder,the“ExchangeAct”),jointlybythefollowingpersons(each,a“FilingPerson,”andcollectively,the“FilingPersons”):(i)DellInc.,aDelawarecorporation(the“Company”)andtheissuerofthecommonstock,parvalue$0.01pershare(the“CommonStock”)thatissubjecttotheRule13e-3transaction,(ii)DenaliHoldingInc.,aDelawarecorporation(“Parent”),(iii)DenaliIntermediateInc.,aDelawarecorporationandwholly-ownedsubsidiaryofParent(“Intermediate”),(iv)DenaliAcquirorInc.,aDelawarecorporationandwholly-ownedsubsidiaryofIntermediate(“MergerSub”and,togetherwithParentandIntermediate,the“ParentParties”),(v)SilverLakePartnersIII,L.P.,aDelawarelimitedpartnership,(vi)SilverLakeTechnologyAssociatesIII,L.P.,aDelawarelimitedpartnership,(vii)SLTAIII(GP),L.L.C.,aDelawarelimitedliabilitycompany,(viii)SilverLakeGroup,L.L.C.,aDelawarelimitedliabilitycompany,(ix)SilverLakePartnersIV,L.P.,aDelawarelimitedpartnership,(x)SilverLakeTechnologyAssociatesIV,L.P.,aDelawarelimitedpartnership,(xi)SLTAIV(GP),L.L.C.,aDelawarelimitedliabilitycompany,(xii)SilverLakeTechnologyInvestorsIII,L.P.,aDelawarelimitedpartnership,(xiii)Mr.MichaelS.Dell,anindividualandChairmanandChiefExecutiveOfficeroftheCompany,(xiv)SusanLiebermanDellSeparatePropertyTrust(and,togetherwithMr.Dell,the“MDInvestors”),(xv)MSDCManagement,L.P.,aDelawarelimitedpartnershipand(xvi)MSDCManagement(GP),LLC,aDelawarelimitedliabilitycompany.OnFebruary5,2013,theCompany,Parent,IntermediateandMergerSubenteredintoanAgreementandPlanofMerger(asitm