未经变更登记的股权转让不能对抗第三人吗新公司法第三十三条规定质疑

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河南省政法管理干部学院学报2007年第2期(总第101期)未经变更登记的股权转让不能对抗第三人吗?新公司法第三十三条规定质疑2005;,,:,,,;,,,,,,:,,,,,,[1],,,,,,,,,,,,,,,,,,[2],,,:,,,,,,,,,,[3],,,,,,,,,,,,,,,,,(),,,[4],,,,,,,,()(),:,,,,,,(),,,,,,;,,,,,,,,,,,(),,,,,,,,,,;,,,,,,,91,,,,,,,,,:(),2003,178,,,,,,,,(),;,,,,,,,,,,,,,,,,:,,,,;,,,,,,,,,,,,;,,,,,,[5],,,,,,,,,,,,,,,,,,,,,,,??,,,,,,,,,,,,,,,,,,AB,,,,B,,A,,AB92A,,,,,,,,,,,,,(),:,,;:,,,,,,,,,,,,,,,,[6],,,,,,,,?,,,,,,,,,;,,[7],,;,,,,,,,,,,,,,,,,,,[8],,,,,,,,,,,,,,,:,,:;,,,,,,,,,,,,,,;,,,,:[1]赵旭东股权转让与实际交付[2]李国光中国民商审判[M]北京:法律出版社,2002145[3]江平公司法教程(第二版)[M]北京:法律出版社,2003136[4]中华人民共和国公司法第32条[5]赵旭东股权转让与实际交付[6]刘俊海股份有限公司股东权的保护(修订本)[M]北京:法律出版社,2004119[7]中华人民共和国公司法第31条[8]StevenCBahis:ApplicationofCorporateCommonLawDoctrinestoLimitedLiabilityCompanies,MontanaLawReview,Winter,1994,p55.:TheUnmodifiedRegistrationfortheTransferofShareholdersRightsShouldntBeagainstAThirdParty?QuestionsontheProvisionofArticle33oftheNewCompanyLawofChinaShenGuiming(PoliticalScienceandLawCouegeofEastChina,Shanghai200042)Abstract:TheprovisionofArticle33ofthe2005CompanyLawofChinaconcernsthevalidityofthemodifiedregis-trationforthetransferofshareholdersrights.However,registrationmodificationisbynomeansaprerequisiteofthevalidityofthetransferofshareholdersrightsforthefollowingreasons:firs,tshareholdersrightsareinessencenotformedbyregistration,soregistrationmodificationlacksthebasistovaliditythetransferofshareholdersrights;sec-ond,theprivaterightsattribute,thestabilityofacompanysbusinessorder,andthedevelopmentofthecapitalmar-ket,alltheseelementsrequirethatregistrationmodificationbenotabasicconditionofthetransferofshareholdersrights;andthird,whetherornottoregisterforthetransferofshareholdersrightsisnotdirectlyrelatedtothepro-tectionofthecreditorsinterestsorotherpersonsinterests.Whatsmore,therealsoexistslegislativetechnicalproblemoflogicchaosinthesaidarticle.Keywords:transferofShareholdersrights;registrationmodification;againstathirdparty;registrationvalidity;leg-islativetechnique94

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