原创技术与专利战略

华中科技大学硕士学位论文原创技术与专利战略姓名：胡翠平申请学位级别：硕士专业：技术经济及管理指导教师：石林芬20051018IR&DR&DR&DIIAbstractArchetypeisoriginalmodelthathasallthetechnicalcharactersandcapabilitiesasnewproductornewartsandcrafts,andoriginaltechnologyisthesystemicknowledgeaboutthismodel.Originaltechnologyistheresultofsystemicresearchanddevelopment(R&D),inwhichscienceresearch(includebasicresearch,applicationresearch)isthefountainheadknowledgefororiginaltechnology,experimentationanddevelopmentistherealizationmeansforarchetype.Sothatoriginaltechnologyisthetechnologythatcanmostprobablymakemonopolizationfromtechnicaltomarketcompetition,andpromotethecountry’sfuturecompetitionadvantagerapidly.Afterenteringinto21stcentury,developmentofworldeconomymoreandmoredependsontheproduce,spreadanduseofknowledge,internationalcompetitionalsoshiftsaheadtoR&Ddomainwhichisthefountainofthescienceknowledgeandmotivityoftechnologyinnovation,originaltechnologyhasbeenthepowerfulimpetusfordrivingeconomyincrease,inventionpatentthathastightrelationwithoriginaltechnologyespeciallytheoriginalindustry’scoretechnologyandoriginalinternationalleadingtechnology,hasbeenthechieflydeveloptargetandkeyprotectobjectofmanycountriesespeciallydevelopedcountries,andpatentprotecthasbeentheimportmeansofjoininginternationalcompetitionformoderncountries.Thisarticleworksonfollowingtasks:studyonthedefinitionandcharactersoforiginaltechnology;therelationofinventionpatentandoriginaltechnologyandourcountry’spatenttechnologydevelopmentsituation;summarizethepatentstrategiesofmaincountriesintheeraofknowledgeeconomy;usecorrelationanalysismethod,compareandanalyzethekeyfactorswhicheffecttheoutputofinventionpatent,affordevidenceforconstitutingourcountry’spatentstrategy;putoutpolicyadvicesforimprovingtheoutputoforiginaltechnologyandconstitutingnationalpatentstrategy.Keywords:OriginaltechnologyPatentstrategyR&DCorrelationanalysis3111.1WTO(GITT)(GITS)(TRIPS)TRIPS(R&D)TRIPSTRIPSWTOTRIPSTRIPSTRIPSWTOTRIPSTRIPS2TRIPS[1]2001WTOWTOWTO[2]TRIPS1.21.2.1(1)319[3]1918authorshipDenningindependently[4]originalitynoveltyuniqueness[5](2)technologytechelogos[6]Technology1720201986J.Friar[7]WTPO4[8]OECD[9]1.2.2(1)[10][11]20016225[12][13][14][15][16][17](2)6[18]1.37822.1147415941819300[19][20]9EvanJ1002.2OECDFrascatiManual[21][22](1)R&DR&DR&D[23]102-1R&D(2)R&D(3)11(4)MicrosoftWindowsIntelIntelICMicrosoftIntelWintelWintel(5)122.3[24]R&D[25][26][27]132.42-12002200320022003TotalDomesticForeignTotalDomesticForeignApplied2526312055444708730848725123857249Invention8023239806404261053185676948549Utilitymodel93139921669731091151078421273Design7926073572568894054866277427Granted1323991121032029618222614958832638Invention21473586815605371541140425750Utilitymodel57484570923926890668291615Design5344249143429976166698936273[28][29],knowledge-basedeconomy3.1.2(1)[30]16(2)50%[31](3)R&DR&DR&DR&D500R&D10%17R&DR&D3.1.3183.23.2.1(1)[32]17902261836187019902070802080191/3700[33]1993199319971997268040%199911AmericanInventorProtectionActof1999AIPAUSPTO(2)19851[34]1988301301USTR20WIPO199419931215TRIPS200263USPTO21The21stCenturyStrategicPlan50%WIPO3.2.2(1)20508021(2)20808020%80[35]19851986199519962001199612199742112342251997(3)212001830116200211020102002225200273123420021127200420042320023[36]3.2.320001232073200124[37]123456783.32381%2587%60%50020102010[38]2644.12050[39]1983[40]-R&D[41]1.2.3.4.5.27R&DR&DR&D[42]R&DR&DR&DR&D[43][44]GDPR&D4.2R&DGDPR&DCorrelate01Partial22228SPSS12.0forWindows3GDPR&DGDPR&D4.3R&DR&D[45]R&DGERDR&DR&DR&DR&DR&DR&D[46]3GDPR&DOECDOECDMainScienceandTechnologyIndicatorsMay2004GDP198519953